Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The Notes pay a contingent coupon only if the underlying closes at or above a set coupon barrier on each observation date; they auto-call if the underlying is at or above the initial level before maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and losses can reach 100%. Any payments depend on the creditworthiness of UBS. The estimated initial value is expected between $9.54 and $9.79 per $10 Note. Minimum investment is 100 Notes at $10 each. Key dates include trade date October 13, 2025 and maturity on or about October 15, 2026. The Notes will not be listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., with expected maturity on October 16, 2028. These unsecured notes pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date.
If not called and the final level is at or above the downside threshold, investors receive the principal at maturity; if below, repayment is reduced in line with the stock’s decline, and total loss is possible. All payments depend on the creditworthiness of UBS.
Key dates include trade date October 14, 2025, settlement October 16, 2025, and final valuation October 12, 2028. The notes are offered at $10 per Note, with a minimum of 100 Notes. The estimated initial value is expected between $9.44 and $9.69 per Note. The notes will not be listed.
UBS AG is offering $2,453,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due October 13, 2028.
The Notes pay an 8.65% per annum contingent coupon ($7.2083 monthly per $1,000) only if each index closes at or above its coupon barrier (80% of its initial level) on an observation date. The Notes are automatically callable after 6 months if all three indices are at or above their call thresholds (100% of initial). If not called, principal is repaid at maturity only if each index is at or above its downside threshold (70% of initial); otherwise, repayment is reduced by the decline of the least performing index, up to total loss.
Initial levels: INDU 45,479.60; NDXT 12,280.54; RTY 2,394.595. Estimated initial value: $963.70 per Note. Proceeds to UBS total $2,391,675 (per Note $975) with $61,325 underwriting compensation and a $4.50 per‑Note structuring fee. The Notes are unsecured obligations of UBS, unlisted, and subject to UBS credit risk.
UBS AG is offering $1,009,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the Nasdaq‑100 Technology Sector Index (NDXT), maturing on October 13, 2028.
The notes pay a 9.55% per annum contingent coupon for any monthly observation date when both underlyings are at or above their coupon barriers, set at 70% of initial levels (KRE $42.13; NDXT 8,596.38). They are automatically callable after six months if both are at or above 100% of initial (KRE $60.19; NDXT 12,280.54). If not called and any final level is below its downside threshold (70% of initial), repayment is reduced one‑for‑one with the least performer.
Issue price is $1,000 per note; underwriting discount $25; proceeds to UBS $975 per note (total $983,775). The estimated initial value is $957.80 per note. The notes are unsecured obligations of UBS, will not be listed, and payments depend on UBS’s credit.
UBS AG is offering $2,643,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to QUALCOMM (QCOM), due October 28, 2026. The notes pay a $40.625 contingent interest per note on each quarterly observation if QCOM’s closing price is at or above the interest barrier of $130.55 (85.00% of the $153.59 initial price). UBS will automatically call the notes if QCOM is at or above the initial price on any autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and QCOM is at or above the downside threshold of $130.55 at valuation, UBS repays principal plus any due and previously unpaid contingent interest. If below the threshold, maturity pays a cash amount equal to the share delivery amount (per note, $1,000 divided by the downside threshold) multiplied by the final price, resulting in loss of principal; the cash equivalent declines by approximately 1.1765% for each 1% QCOM is below the threshold.
The estimated initial value is $983.80 per $1,000 note. Minimum investment is $10,000. Underwriting discount is $10 per note; proceeds to UBS are $990 per note. Payments depend on UBS’s credit. The notes are not listed.
UBS AG plans a primary offering of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. common stock, maturing on or about October 19, 2028.
The Notes pay a contingent coupon only if META’s closing level on a quarterly observation date is at or above the coupon barrier. The contingent coupon rate will be set on the trade date and is indicated at at least 12.80% per annum. The Notes auto-call if META closes at or above the call threshold level (100.00% of the initial level) on any observation date before the final valuation date; in that case, holders receive principal plus the applicable coupon and the Notes terminate.
If not called, and the final level is at or above the downside threshold (70.00% of the initial level), principal is repaid at maturity; otherwise, repayment is reduced one-for-one with META’s decline, and investors could lose all principal. The issue price is $1,000 per Note; UBS Securities LLC receives an underwriting discount of $20.00 per Note. The estimated initial value is expected between $943.00 and $973.00. These unsecured obligations of UBS will not be listed; payments depend on UBS’s credit. Key dates include an expected trade date of October 14, 2025 and quarterly observations through final valuation on October 16, 2028.
UBS AG is offering $3,274,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to UnitedHealth Group (UNH), maturing on October 28, 2026.
The Notes pay $37.125 per Note on each quarterly interest payment date if UNH’s closing price on the related observation date is at or above the $283.60 interest barrier (80.00% of the $354.50 initial price). The Notes are automatically called if UNH closes at or above the initial price on an autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and UNH is at or above the $283.60 downside threshold on the valuation date, principal is repaid (plus any due/previously unpaid contingent interest). If below the threshold, the maturity payout is a cash equivalent that declines 1.25% for each 1% UNH falls below the threshold, risking loss of some or all principal. Minimum investment is $10,000. Underwriting discount is $10 per $1,000 Note (proceeds to UBS $990 per Note). The estimated initial value is $984.70. All payments are subject to UBS credit risk.
UBS AG filed a 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due on or about October 18, 2029. The notes pay a 9.85% per annum contingent coupon only if, on each monthly observation date, each index closes at or above its coupon barrier set at 70% of its initial level. UBS may call the notes, in whole, on any observation date beginning after 3 months.
If not called, principal is repaid at maturity only if the final level of each index is at or above its 60% downside threshold. Otherwise, repayment is reduced one-for-one with the decline of the least performing index, and investors could lose all principal. Payments depend on UBS’s credit. The estimated initial value is expected between $951.90 and $981.90 per $1,000 note; underwriting compensation is up to $9.50 per note with issuer proceeds of at least $990.50 per note. The notes will not be listed.
UBS AG filed a preliminary 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000. The notes offer a 12.00% per annum contingent coupon, paid only if each index closes at or above its coupon barrier (75% of initial level) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, returning principal plus any due coupon.
If not called, at maturity on September 22, 2027 investors receive principal only if each index finishes at or above its downside threshold (70% of initial level). If any index is below its threshold, repayment is reduced by the decline of the least performing index, and investors could lose all principal. The notes are unsecured obligations of UBS and will not be listed. The issue price is $1,000 per note, with underwriting compensation of up to $7.25 and at least $992.75 in proceeds to UBS per note. The estimated initial value is expected between $958.40 and $988.40.
UBS AG London Branch is offering $6,113,000 of Contingent Income Auto-Callable Securities due October 13, 2028, linked to The Home Depot common stock. The notes pay a $25.50 contingent coupon per $1,000 on each determination date only if the stock closes at or above the 80.00% downside threshold of the initial price. They auto-call for par plus the coupon if the stock is at or above the 100.00% call threshold on any non-final determination date.
The initial price is $375.75 (call threshold $375.75; downside threshold $300.60). If not called and the final price is below the downside threshold, investors receive a cash value tied to the final price and can lose most or all principal. Payments are subject to UBS credit risk. The notes are not listed. The estimated initial value is $970.10 per $1,000. Fees total 2.25%, with 97.75% of proceeds to the issuer ($5,975,457.50).