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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Halliburton Company stock, maturing March 13, 2028. Each Note has a $10 principal amount, a minimum purchase of 100 Notes, and an estimated initial value of $9.69 as of the trade date.

Contingent coupons are paid only when the underlying closes at or above the coupon barrier on observation dates; the Notes are automatically called early if the underlying closes at or above the initial level on an observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold (example: $70.00, or 70.00% of initial). If the final level is below that threshold, repayment is reduced pro rata and investors can lose a significant portion or all of principal. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., due on or about March 13, 2028. The Notes can be automatically called early if the underlying closes at or above the initial level on an observation date; an automatic call pays principal plus any contingent coupon and ends the instrument.

The Notes pay periodic contingent coupons only when the underlying closes at or above the coupon barrier on an observation date; otherwise no coupon is paid. At maturity, if not called, principal is repaid only if the final level is at or above a disclosed downside threshold (example: $10 principal with a 70% downside threshold example). Minimum investment is 100 Notes at $10 per Note; estimated initial value is between $9.40 and $9.65 per Note. Any payment depends on UBS's creditworthiness.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Airbnb, Inc., due March 13, 2029. The offering size is stated as $618,000. The notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a specified coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to maturity. At maturity, if the notes are not called and the final level is below the downside threshold, principal repayment is contingent and investors may suffer a loss equal to the underlying return; in extreme situations the entire principal could be lost. Key example terms shown include a 11.36% per annum contingent coupon, a coupon payment per $10 note of $0.284, a downside threshold of $60.00 (60.00% of the initial level), an estimated initial note value of $9.76, and a minimum investment of 100 notes ($1,000). The notes are unsecured obligations of UBS and any payment is subject to UBS credit risk.

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UBS AG published a preliminary pricing supplement dated March 11, 2026 for Trigger Autocallable Contingent Yield Notes linked to the common stock of Halliburton Company, due on or about March 13, 2028. The Notes pay contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier; they are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold, UBS will repay the $10 principal per Note; if the final level is below the downside threshold, repayment will be reduced pro rata to the underlying return, potentially resulting in loss of a significant portion or all of principal. The trade date and expected settlement are March 11, 2026 and March 13, 2026; final valuation and maturity dates are March 9, 2028 and March 13, 2028. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range on the trade date is $9.38 to $9.63, and all payments are subject to UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck® Semiconductor ETF maturing March 15, 2027.

The Notes pay contingent coupons only if the underlying ETF closing level on an observation date meets or exceeds the coupon barrier and will autocall early if the ETF closing level on any observation date before the final valuation date is at or above the initial level. If not called, repayment at maturity depends on the final level versus an 85.00% downside threshold: if the final level is below that threshold, principal is reduced pro rata to the ETF’s percentage decline, possibly resulting in total loss. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Trade date and settlement date are March 11, 2026 and March 13, 2026; final valuation and maturity dates are March 11, 2027 and March 15, 2027. The illustrative contingent coupon rate shown is 24.98% per annum with a hypothetical contingent coupon of $0.6245 on a $10 principal and an example downside payoff of $5.10 if the underlying return is negative enough.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Airbnb, Inc. with an expected trade date of March 11, 2026, settlement on March 13, 2026 and maturity on March 13, 2029.

The Notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds the coupon barrier; they will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the disclosed downside threshold of $60.00 (which equals 60.00% of the initial level); if the final level is below that threshold, repayment is reduced pro rata (example shows $3.60 per $10 Note in a downside scenario). Minimum investment is 100 Notes at $10 per Note; the estimated initial value range is $9.39–$9.64.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on March 13, 2028. The Notes pay contingent coupons only if the underlying's closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return; in extreme scenarios you could lose all of your initial investment. Key mechanics and figures disclosed in the pricing supplement include a trade date of March 11, 2026, settlement on March 13, 2026, final valuation date March 9, 2028, minimum investment of $1,000 (100 Notes), and an estimated initial value of $9.73 per Note as of the trade date. The supplement gives a hypothetical contingent coupon rate of 13.57% per annum and examples showing potential returns and losses; all payments remain subject to the creditworthiness of UBS AG.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock due March 15, 2027. The Notes pay a periodic contingent coupon only if the underlying closing level on each observation date meets or exceeds a coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if an observation date closing level is at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return, potentially resulting in a total loss. Key terms: trade date March 11, 2026, settlement March 13, 2026, final valuation date March 11, 2027, maturity March 15, 2027, example contingent coupon rate 24.01% per annum, minimum investment 100 Notes ($1,000), estimated initial value per Note $9.78.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck® Semiconductor ETF due on or about March 15, 2027. The preliminary pricing supplement sets key dates: trade date March 11, 2026, settlement March 13, 2026, final valuation date March 11, 2027, maturity March 15, 2027.

The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. At maturity, if not called, repayment of principal is contingent on the final level relative to an 85.00% downside threshold; if below, principal is reduced pro rata to the underlying return.

Minimum investment is 100 Notes at $10 per Note. UBS estimates an initial value range of $9.47 to $9.72 per Note on the trade date. The document emphasizes significant market and credit risk and that payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Stanley Black & Decker, Inc., maturing on March 13, 2028. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return; in extreme cases you could lose your entire investment. Payments, including any principal repayment, are subject to UBS's creditworthiness. Trade date is March 11, 2026 and settlement date is March 13, 2026. The minimum investment is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.64. Key terms in this summary are subject to the product supplement and prospectus cited herein.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 11, 2026.