UBS AG SEC Filings

UBS AG is offering $1,785,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000. The notes pay a contingent coupon of 13.35% per annum when each underlying asset is at or above its coupon barrier on an observation date.

The notes are issuer-callable beginning after three months and mature on March 15, 2029. Each Note has a principal amount of $1,000, an issue price of $1,000 and an estimated initial value of $966.70 as of the trade date. If not called, principal repayment at maturity is contingent: if any underlying asset finishes below its 70% downside threshold, repayment is reduced by the negative return of the least performing underlying asset, and you could lose a significant portion or all of your investment. All payments are subject to UBS credit risk.

UBS AG offers $2,501,000 of Trigger Autocallable Yield Notes linked to the least performing of Merck & Co., Inc. common stock (MRK) and the S&P 500® Index. The Notes pay a fixed 9.65% per annum coupon (paid monthly) and may be automatically called on monthly observation dates beginning after March 10, 2027. If not called, maturity is March 15, 2028 with contingent principal repayment: full principal returned if each underlying is ≥ its downside threshold (60% of initial level), otherwise payout equals $1,000 × (1 + underlying return of the least performing underlying asset), potentially yielding a total loss. Payments depend on UBS creditworthiness. The issue price is $1,000 per Note and the estimated initial value was $989.10 per Note.

UBS AG is offering Contingent Income Auto-Callable Securities with a stated principal amount of $1,000 per security, expected pricing date March 20, 2026, original issue date March 25, 2026 and expected maturity March 23, 2028. The securities reference the common stock of Apple Inc., Amazon.com, Inc. and Alphabet Inc. and pay a contingent coupon of $28.875 per security (equivalent to 11.55% per annum) on a determination date only if all three underlyings are at or above their 50% coupon barrier levels.

They are unsecured obligations of UBS AG; payments depend on UBS creditworthiness. If on the final determination date any underlying is below its 50% downside threshold, the maturity payout will be reduced pro rata to the underlying return of the worst performing equity, potentially resulting in a significant loss, including loss of all principal. The securities do not participate in upside of the underlyings and may be redeemed early if all underlyings meet 100% call thresholds on a determination date.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to Robinhood Markets common stock maturing on or about September 23, 2027. The notes pay a contingent coupon of 24.75% per annum when the underlying meets the coupon barrier and are callable monthly by UBS after three months.

The notes feature a downside threshold and coupon barrier equal to 50.00% of the initial level; if the final level is below the downside threshold, principal at maturity is reduced proportionally to the underlying return. The preliminary estimated initial value range is $926.60 to $956.60 and underwriting compensation is up to $22.25 per $1,000.00 note.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector due on or about March 22, 2030. The Notes pay a 11.15% per annum contingent coupon (as shown for the Dow Jones component) only when each underlying meets its coupon barrier on an observation date. The Notes are issuer-callable monthly beginning after 9 months and repay principal at maturity only if each underlying’s final level is at or above a 70.00% downside threshold; otherwise principal is reduced in line with the least performing underlying. The preliminary estimated initial value range is $945.60 to $975.60 per $1,000 principal amount. All payments are subject to UBS credit risk and the Notes will be unlisted.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the common stock of Tesla, Inc., due on or about March 16, 2028. The notes pay a contingent coupon of 20.10% per annum only if the underlying closes at or above the coupon barrier on observation dates; UBS may call the notes monthly beginning after three months.

The issue price is $1,000.00 per Note with an underwriting discount of $6.50, producing proceeds to UBS of $993.50 per Note. The estimated initial value range is $955.20 to $985.20. The notes expose holders to downside risk if the final level is below the downside threshold of 60.00% of the initial level; in that case principal repayment is reduced proportionally to the underlying return.

UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500®, with a term to approximately April 1, 2031. The notes are callable monthly (first callable ~12 months after issuance) and pay a contingent coupon of 6.70% per annum when both underlyings meet their coupon barriers on an observation date.

If not called, principal repayment at maturity is contingent: full principal is returned only if each underlying is at or above its downside threshold (85.00% of initial). The notes provide a 15% buffer against the least performing underlying but expose holders to losses beyond that buffer; extreme scenarios can result in near-total loss. Issue price is $1,000.00 per note; estimated initial value range is $926.80 to $956.80, and underwriting discount is $37.50 (proceeds to UBS $962.50 per note).

UBS AG offers $898,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index due March 15, 2028. The Notes pay a monthly contingent coupon at a contingent coupon rate of 11.05% per annum if, on each coupon observation date, the closing level of each underlying asset is equal to or above its coupon barrier; otherwise no coupon is paid for that period.

The Notes are issuer-callable on quarterly call dates; if called UBS will pay the principal plus any contingent coupon on the call settlement date. If not called, maturity payment is $1,000 per Note provided each underlying asset is at or above its downside threshold, otherwise the payment equals $1,000 multiplied by (1 + underlying return of the least performing underlying asset), which can result in substantial loss or total loss of principal. Trade date is March 10, 2026, settlement March 13, 2026, final valuation date March 10, 2028. Issue price is $1,000 per Note; the estimated initial value per Note was $969.50.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes pay contingent coupons only if the underlying closing level on an observation date meets the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, principal repayment is reduced proportionally and investors can lose a significant portion or all of their investment. The offering shows a Trade Date of March 11, 2026, Settlement Date of March 13, 2026, Final Valuation Date of March 9, 2028 and Maturity Date of March 13, 2028. The Notes have a minimum investment of 100 Notes at $10 per Note ($1,000). An illustrative contingent coupon rate is 24.00% per annum with a representative contingent coupon of $0.60 and an estimated initial value of $9.70 per Note as of the trade date. All payments, including principal, are subject to UBS credit risk.