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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock due on or about March 16, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying meets or exceeds the initial level on any quarterly observation date beginning after six months. At maturity, if not called, principal repayment is contingent: full principal is repaid only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially resulting in a complete loss.

The Notes have a $10 principal denomination, an illustrative contingent coupon rate of 15.94% per annum (contingent coupon ≈ $0.3985 per $10 Note), an illustrative downside threshold of $60.00 (60.00% of the initial level) and an estimated initial value range of $9.40 to $9.65. Payments are subject to UBS credit risk and the final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering $625,000 of Trigger Callable Contingent Yield Notes due March 15, 2028 linked to the least performing of the Nasdaq-100® (NDX) and the S&P 500® (SPX). The Notes pay a 9.00% per annum contingent coupon only on observation dates when both indices are at or above their coupon barriers (70% of initial levels). UBS may call the Notes in whole on monthly observation dates beginning after 12 months. If not called, principal is repaid at maturity only if each final level is at or above its 70.00% downside threshold; otherwise repayment is reduced in proportion to the negative return of the least performing underlying asset. Payments are subject to UBS credit risk and there may be little or no secondary market.

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Rhea-AI Summary

UBS AG is offering $425,000 of Trigger Callable Contingent Yield Notes linked to the common stock of Oracle Corporation due March 16, 2028. The Notes pay a contingent coupon of 28.10% per annum when the underlying closing level is at or above the coupon barrier on observation dates; otherwise no coupon is paid. The initial level is $163.12 (closing level on the trade date) and both the coupon barrier and downside threshold are $97.87 (60.00% of the initial level). The Notes have a principal amount of $1,000 per Note, an issue price of $1,000 per Note, and an estimated initial value of $990.80 as of the trade date. UBS may elect to call the Notes in whole on any monthly observation date beginning after three months; if not called and the final level is below the downside threshold, principal repayment at maturity will be reduced proportionally to the decline in the underlying (potentially a total loss). All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Paycom Software, Inc. common stock. The preliminary pricing supplement lists a contingent coupon rate of 12.65% per annum, a term to maturity of approximately three years and a maturity date of March 16, 2029. The Notes are callable quarterly beginning after six months and pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; principal repayment at maturity is contingent on the final level relative to the downside threshold.

The issue price per Note is $1,000.00, the underwriting discount is $25.00 and proceeds to UBS AG per Note are shown as $975.00. The estimated initial value on the trade date is stated as between $928.00 and $958.00 as determined by UBS’ internal pricing models. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes pay a fixed contingent coupon of 13.60% per annum on any coupon date only if each underlying asset is at or above its coupon barrier; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after three months. At maturity, if any underlying asset is below its downside threshold (each set at 70.00% of its initial level), principal repayment is reduced pro rata to the negative return of the least performing underlying asset; in extreme cases you could lose all principal. The term is approximately 23 months, with trade date March 19, 2026, settlement March 24, 2026, final valuation February 22, 2028 and maturity February 25, 2028. Payments remain subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock with a $1,000 principal per Note. The notes pay quarterly contingent coupons at a 15.75% to 17.75% per annum range, mature on April 4, 2029, and have a final valuation date of March 29, 2029. Trade and settlement are expected on March 31, 2026 and April 6, 2026, respectively. The estimated initial value range is $938.40 to $968.40 per Note; the issue price is $1,000.00 with an underwriting discount of $27.50.

The Notes are unsecured obligations of UBS, subject to UBS credit risk, may be automatically called on observation dates if the underlying meets the call threshold, and, if not called, may repay principal in cash or by delivering shares of Broadcom depending on the final level. Investors may lose a significant portion or all of their investment and may receive few or no contingent coupons.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes have a $1,000 principal amount per note, a contingent coupon rate of 10.00% per annum payable only when both indices meet coupon barriers, a 15.00% buffer (downside threshold at 85.00% of initial levels) and are callable by UBS beginning after 12 months.

Key dates include a trade date of March 18, 2026, expected settlement on March 23, 2026, final valuation date of December 18, 2028, and maturity on December 21, 2028. The estimated initial value range on the trade date is between $926.60 and $956.60. Payments (including any principal repayment) depend on UBS creditworthiness and the final performance of the least performing underlying asset; if not called and an underlying falls below the downside threshold, you can lose some or almost all of your investment.

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UBS AG is offering Trigger Callable Contingent Yield Notes due March 15, 2029 linked to the least performing of the Nasdaq-100®, Russell 2000® and S&P 500®. Each Note has a $1,000 principal amount and a contingent coupon rate of 11.05% per annum payable only if all three indices meet coupon barriers on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months. At maturity you may receive full principal only if all indices are at or above their downside thresholds; otherwise repayment exposes you to the negative return of the least performing index, potentially losing a significant portion or all of your investment. The estimated initial value per Note is $962.30 and issue price per Note is $1,000. All payments are subject to UBS credit risk.

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UBS AG is offering $6,600,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, the S&P 500® and the EURO STOXX 50®, maturing December 13, 2028. The Notes pay a periodic contingent coupon of 14.20% per annum (equal to $0.355 per quarter on a $10 Note) only if each underlying closes at or above its coupon barrier on every trading day during an observation period; otherwise no coupon accrues for that period.

The Notes are issuer-callable on each quarterly observation end date prior to maturity; if called UBS will pay $10 plus any contingent coupon then due. If not called, repayment at maturity is contingent: if each underlying is at or above its downside threshold you receive $10, otherwise you receive $10×(1 + underlying return of the least performing underlying asset), which can result in a substantial loss, including a total loss. The estimated initial value on the trade date is $9.65 per Note and Notes are offered in minimum increments of 100 Notes at an issue price of $10.00 per Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000, S&P 500EURO STOXX 50. The Notes pay a quarterly contingent coupon of 14.00% per annum (equal to $0.35 per $10 Note) only if, during an observation period, each index's closing level is at or above its coupon barrier (70% of initial level) on every trading day.

If UBS elects to call early, investors receive principal plus any coupon due on the call settlement date. If not called, repayment at maturity depends on the least performing index relative to a downside threshold (60% of initial level): a final shortfall versus that threshold can cause a principal loss up to 100%. Trade date is March 12, 2026, settlement March 17, 2026, final valuation December 12, 2028, maturity December 15, 2028. Estimated initial value range: $9.58–$9.88 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 12, 2026.