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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $5,782,000 of Contingent Income Auto-Callable Securities due March 9, 2029, linked to the common stock of Bank of America Corporation. Each security has a stated principal amount of $1,000 and an issue price of $1,000. Investors may receive a contingent payment of $26.875 (equivalent to 10.75% per annum) on each contingent payment date if the closing price of the underlying equity on a determination date is equal to or greater than the downside threshold level of $34.05 (70.00% of the initial price). If the closing price on any determination date (other than the final determination date) is equal to or greater than the call threshold level of $48.64 (100.00% of the initial price), the securities will be redeemed early and UBS will pay the stated principal plus the applicable contingent payment. If not redeemed early and the final price is less than the downside threshold level, UBS will deliver a cash value equal to the exchange ratio multiplied by the final price, and investors may lose a significant portion or all of their investment. The estimated initial value as of the pricing date is $965.10. All payments are subject to the credit risk of UBS AG.

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Rhea-AI Summary

UBS AG is offering $7,929,000 of Trigger Autocallable Notes linked to the EURO STOXX 50® Index due March 11, 2031. Each Note has a $10 principal amount, a 10.05% per annum call return rate and quarterly observation dates beginning after 12 months. The Notes will be automatically called if the underlying index closes at or above the 100.00% call threshold on any observation date, paying a specified call price. If not called, principal repayment at maturity depends on the final index level versus a 75.00% downside threshold; losses up to the full principal are possible. All payments are subject to UBS credit risk and limited secondary market liquidity.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the EURO STOXX 50. The aggregate issue size is $29,990,800 with a per-Note issue price of $10 (minimum 100 Notes). The contingent coupon rate is 14.10% per annum (contingent coupon of $0.3525 per Note per quarter) payable only if each underlying closing level is at or above its coupon barrier on every trading day in an observation period. UBS may call the Notes quarterly; if called you receive principal plus any contingent coupon due. If not called and the final level of any underlying is below its downside threshold, the payment at maturity will be $10 × (1 + Underlying Return of the Least Performing Underlying Asset), exposing holders to partial or total loss of principal. The estimated initial value on the trade date is $9.885. All payments are subject to UBS credit risk.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Caterpillar Inc., due March 12, 2027. The Notes pay a coupon on each coupon payment date unless automatically called earlier. UBS will automatically call the Notes if the closing level of the underlying asset on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case holders receive principal plus the coupon on the related coupon payment date and no further payments are made. If not called, repayment at maturity depends on the final level: if the final level is equal to or greater than the conversion level, UBS pays the $1,000 principal per Note plus coupon; if the final level is less than the conversion level, UBS will deliver a share delivery amount (number of Caterpillar shares equal to $1,000 divided by the conversion level) and any fractional share cash-in-lieu, which may be worth less than principal, causing loss of some or all principal. All payments are subject to the creditworthiness of UBS. Trade date was March 10, 2026, settlement March 12, 2026, final valuation March 10, 2027, maturity March 12, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation due March 13, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to final valuation.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (set at $60.00, or 60.00% of the initial level in the examples). If the final level is below that threshold, repayment at maturity can be less than principal, with losses equal to the underlying return; in extreme cases you could lose your entire investment. Minimum investment is 100 Notes at $10 per Note. The estimated initial value at trade date is $9.79.

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Rhea-AI Summary

UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Caterpillar Inc. The Notes have a Trade Date of March 10, 2026, expected Settlement Date March 12, 2026, final valuation on March 10, 2027, and maturity about March 12, 2027. UBS will pay a coupon on each coupon payment date unless the Notes are automatically called.

The Notes are automatically called early if the underlying stock closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus the coupon on the related coupon payment date. If not called, repayment at maturity depends on the final level relative to the conversion level: UBS will repay principal plus coupon if final level is at or above the conversion level; otherwise holders receive a share delivery amount (principal divided by the conversion level) and may suffer a loss of some or all principal. The Notes are unsecured obligations of UBS and are not FDIC insured. The preliminary estimated initial value range is $953.40 to $978.40 per $1,000 Note; an illustrative coupon example shown is 10.51% per annum. Principal repayment is contingent on both underlying performance and UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation due on or about March 13, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any prior observation date. At maturity, if not called, principal is repaid in full only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return, creating potential for substantial or total loss.

The Notes have a stated principal amount of $10 per Note with a minimum purchase of 100 Notes ($1,000). UBS estimates an initial value range of $9.49 to $9.74 as of the trade date. Example terms shown include a hypothetical contingent coupon rate of 14.01% per annum and a downside threshold equal to $60.00 (60.00% of the initial level).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to MercadoLibre, Inc. stock due March 13, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, principal is reduced pro rata to the underlying return and you could lose all of your investment. The Notes are unsecured obligations of UBS and repayment is subject to UBS’s creditworthiness. The offering example shows a hypothetical $10 principal, a 17.19% per annum contingent coupon rate (contingent coupon of $0.4298 per period), a downside threshold of $70.00 (70% of initial level), and an estimated initial value of $9.72 on the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock due September 13, 2027. The Notes pay contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and may be automatically called early if the underlying meets the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment falls in proportion to the underlying return and you could lose a significant portion or all of your investment. Terms shown include a $10 principal per Note, minimum investment of 100 Notes ($1,000), an estimated initial value of $9.78 per Note as of the trade date, Trade Date March 10, 2026, Settlement Date March 12, 2026, Final Valuation Date September 9, 2027, and Maturity Date September 13, 2027. Example terms illustrate a hypothetical contingent coupon rate of 23.25% per annum, a coupon barrier and downside threshold at $60.00 (60% of the initial level), and example payoffs ranging from $10.5813 (if autocall) to $3.60 at maturity (if final level is below the downside threshold).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc., due on or about March 13, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called quarterly beginning after six months if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a stated downside threshold; if the final level is below that threshold, repayment can be reduced proportionally, potentially resulting in a large loss or total loss of principal. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The minimum investment is $1,000 (100 Notes at $10 each); estimated initial value range at trade date is between $9.42 and $9.67. Key dates include trade date March 10, 2026, settlement date March 12, 2026, final valuation date March 9, 2028, and maturity March 13, 2028.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 10, 2026.