Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS Group AG and UBS AG are reshaping their Board of Directors ahead of the 2026 Annual General Meetings. The boards have nominated Agustín Carstens, former General Manager of the Bank for International Settlements and ex-Governor of the Bank of Mexico, and Luca Maestri, a long-serving senior Apple finance executive, for election at the AGM on 15 April 2026.
William C. Dudley and Jeanette Wong will not stand for re-election, and Vice Chairman Lukas Gähwiler will retire after a 45-year career in banking. As previously announced, former UBS Group Executive Board member Markus Ronner has been nominated for election to the Board and as Vice Chairman.
UBS AG is offering $2,342,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500®. The Notes have an approximate 5‑year term, are callable monthly beginning after 12 months, and pay a contingent coupon of 6.45% per annum when both underlying indices meet coupon barriers on observation dates. The Notes feature a 15.00% buffer and return of principal at maturity is contingent on the final levels of the underlying indices; if the least performing underlying asset falls below its downside threshold, principal is reduced proportionally in excess of the buffer. Issue price is $1,000 per Note and the issuer’s estimated initial value is $940.80. All payments are subject to UBS credit risk and there may be little or no secondary market.
UBS AG offers Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index due on or about March 4, 2031. The Notes have a principal amount of $1,000 per Note, a contingent accreting return rate of 14.00% per annum, and key levels set as a call threshold of 100.00% of the Initial Level, an accretion barrier of 65.00% of the Initial Level and a downside threshold of 60.00% of the Initial Level. Trade date is February 27, 2026 with settlement expected March 4, 2026. UBS will automatically call the Notes on monthly observation dates (callable after 12 months) if the closing level of the underlying asset meets or exceeds the call threshold; otherwise final payoff depends on the final level and may result in a loss of principal equal to the underlying return. The issuer notes the underlying index is subject to a 6.0% per annum daily decrement and that any payment is subject to UBS credit risk. The estimated initial value range is $936.60 to $966.60 per Note.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of XLE, XLU and XLV with a principal amount of $1,000 per Note and an issue price of $1,000 per Note in an offering totaling $50,000. The Notes pay a monthly contingent coupon at a 9.05% per annum conditional on each ETF meeting its coupon barrier on each monthly observation date, are callable by UBS beginning after six months, and mature on March 1, 2029.
The Notes provide contingent repayment of principal at maturity only if the final level of each underlying ETF is equal to or above its downside threshold (70% of initial level); if any underlying ETF is below its threshold, payment at maturity will be reduced pro rata based on the least performing underlying asset and could result in a total loss. All payments are subject to UBS credit risk. The estimated initial value per Note on the trade date was $957.40.
UBS AG is offering $2,000,000 of Capped Market-Linked Notes linked to the least performing of the Russell 2000® and the S&P 500®, maturing on March 4, 2027. Each Note has a $1,000 principal, a 7.40% maximum gain and a maximum payment at maturity of $1,074.00 per Note.
The Notes pay no interest; at maturity holders receive principal only if the least performing underlying return is zero or negative. If that return is positive, the payment equals $1,000×(1 + the lesser of the least performing underlying return and the 7.40% cap). Payments are subject to UBS credit risk. The estimated initial value on the trade date was $995.40 and the issue price is $1,000 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The trade date is February 26, 2026, settlement March 2, 2026, final valuation date February 28, 2029 and maturity March 2, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying asset on the applicable observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called on any quarterly observation date (beginning after six months) if the closing level is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the call settlement date and the Notes terminate. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata and you may lose a significant portion or all of your investment. Minimum investment is 100 Notes at $10 per Note. The preliminary example shows a hypothetical contingent coupon rate of 20.19% per annum and an estimated initial value range of $9.35 to $9.60 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation due on or about March 2, 2029. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early upon certain trigger levels.
The Notes have a $10 principal amount per Note, an illustrative contingent coupon rate of 22.14% per annum (contingent coupon of $0.5535 per $10 Note in the examples), a downside threshold of $60.00 (60.00% of the initial level), trade date February 26, 2026, settlement March 2, 2026, final valuation date February 28, 2029, and maturity March 2, 2029. All payments, including any contingent coupons or principal repayment, are subject to the creditworthiness of UBS.
UBS AG offers $300,000 principal of Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on March 2, 2027. The Notes pay contingent coupons only if the underlying ADR closes at or above the coupon barrier on observation dates and are automatically called early if the ADR closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata by the underlying return and investors can lose a substantial portion or all principal. Trade and settlement dates are February 26, 2026 and March 2, 2026, respectively. Minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.57. All payments depend on UBS creditworthiness.
UBS AG priced a preliminary offering of $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due on or about March 2, 2028. The notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and are subject to automatic early call if the underlying equals or exceeds the initial level on an observation date.
Trade date is February 26, 2026 with settlement on March 2, 2026. Final valuation date is February 29, 2028. Minimum investment is 100 notes at $10 per note ($1,000). The estimated initial value range is $9.41 to $9.66. Principal is at risk at maturity if the final level is below the downside threshold (shown as $60.00, 60.00% of the initial level in examples); any payment depends on UBS's creditworthiness.
UBS AG offers Airbag Autocallable Yield Notes linked to Microsoft Corporation stock due on or about March 2, 2027. The Notes pay a coupon quarterly (estimated coupon rate 6.76% per annum) and are subject to automatic early call on quarterly observation dates beginning after six months.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold UBS will repay the $10 principal plus coupon; if the final level is below the downside threshold investors face leveraged downside exposure of approximately 1.1628% loss of principal for each 1% decline beyond the threshold, and could lose all principal. Trade date is February 26, 2026 with expected settlement on March 2, 2026. Minimum investment is 100 Notes at $10 per Note. Payments are subject to UBS credit risk. The document is a preliminary pricing supplement.