Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Eli Lilly common stock due on or about May 3, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on scheduled observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment equals $10 x (1 + underlying return), which can result in substantial loss or complete loss of principal. Payments depend on UBS creditworthiness. The trade date is April 29, 2026 with expected settlement on May 1, 2026. The Notes are offered in increments of 100 Notes ($1,000) and the estimated initial value range per Note is $9.42–$9.67 as of the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes pay a contingent coupon only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal; if the final level is below the downside threshold, repayment will decline proportionally to the underlying return and could result in the loss of the entire principal. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation with a term of approximately one year, expected trade date April 29, 2026 and maturity on May 3, 2027. The notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on an observation date. At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, possibly resulting in a substantial loss or total loss of principal. The notes are unsecured obligations of UBS AG, not bank deposits, and any payments depend on UBS’s creditworthiness. The minimum investment is 100 notes at $10 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; they autocall early if the stock closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Trade date is April 29, 2026, settlement May 1, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. The Notes are unsecured obligations of UBS and payment depends on UBS creditworthiness. The estimated initial value was $9.78 per $10 Note.
UBS AG priced a Preliminary Pricing Supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on May 3, 2027 and feature periodic contingent coupons, an automatic early-call if the underlying meets the initial level, and contingent principal protection at maturity that applies only if the final level is at or above a stated downside threshold.
Key dated anchors: trade date April 29, 2026, settlement date May 1, 2026, final valuation date April 29, 2027. Principal amount per Note is $10; estimated initial value is shown between $9.48 and $9.73. Payments, including any principal return, are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The notes pay contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Trade date is April 29, 2026, settlement is May 1, 2026, final valuation date is April 27, 2028, and maturity is May 1, 2028. The notes are offered in $10 denominations with an estimated initial value range of $9.43 to $9.68 per note and are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation with final valuation on April 29, 2027 and maturity on May 3, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all principal. The notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. The estimated initial value per note on the trade date was $9.77, with a minimum investment of 100 notes ($1,000).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to DocuSign, Inc. common stock. The Notes are $10 principal amount securities (offered in minimum blocks of 100 Notes) that pay contingent quarterly coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called if the underlying equals or exceeds the initial level on a quarterly observation (beginning after 12 months). At maturity (May 1, 2028), principal is paid only if the final level is at or above the downside threshold; otherwise principal repayment is reduced pro rata by the underlying return, which could result in substantial loss, including the entire investment. Payments depend on UBS creditworthiness; estimated initial value as of trade date was $9.71 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to DocuSign, Inc. stock due on or about May 1, 2028. The Notes pay contingent coupons only if the underlying meets specified barriers on quarterly observation dates and can be automatically called after the first 12 months if the underlying closes at or above the initial level.
If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment is reduced pro rata to the underlying return and investors could lose most or all principal. Payments depend on UBS’s creditworthiness. Trade and settlement are expected on April 29, 2026 and May 1, 2026, respectively.
UBS AG priced a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with trade date April 29, 2026, expected settlement May 1, 2026, final valuation date April 29, 2027 and maturity around May 3, 2027. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing holders to downside market risk and UBS credit risk. The preliminary estimated initial value range is $9.48–$9.73 per $10 Note; minimum investment is 100 Notes.