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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $385,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes pay contingent coupons only on observation dates when the IBM share price is at or above a specified coupon barrier. UBS may automatically call the Notes on quarterly observation dates beginning after six months if IBM closes at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.

If the Notes are not called and IBM’s final level is at or above a downside threshold, investors receive principal at maturity; if it is below the threshold, repayment is reduced one-for-one with IBM’s decline, and the entire principal can be lost. Payments depend on the creditworthiness of UBS. The Notes are unsecured, unsubordinated, will not be listed on any exchange, and their estimated initial value is $9.62 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about July 16, 2029. The Notes are unsecured, unsubordinated obligations of UBS and are not principal protected or FDIC‑insured.

Investors receive contingent coupons only when Micron’s closing price on an observation date (quarterly, beginning after six months) is at or above a coupon barrier. The Notes may be automatically called from that point onward if Micron closes at or above its initial level, returning principal plus the relevant coupon.

If not called and Micron’s final level is at or above a downside threshold, principal is repaid at maturity; otherwise the payout falls in line with Micron’s decline, up to a total loss of principal. The Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.29–$9.54 per $10 Note.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to First Solar, Inc. common stock, each with a $10 principal amount. The Notes trade on a trade date of July 14, 2026 and, if not called earlier, mature on July 16, 2027.

Investors receive contingent coupons only when the underlying stock closes at or above a specified coupon barrier on observation dates; otherwise no coupon is paid. The Notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus the applicable contingent coupon and no further payments. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero.

The Notes are unsecured debt of UBS, exposed to both market risk in the underlying stock and UBS credit risk, are not insured, and will not be listed. The estimated initial value is $9.72 per $10 Note, and the minimum investment is 100 Notes ($1,000).

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UBS AG is issuing $5,539,300 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on July 16, 2029. These are unsubordinated, unsecured debt obligations of UBS AG, with payments fully dependent on UBS’s credit.

Investors receive a contingent quarterly coupon only if the Freeport-McMoRan share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called if, on any quarterly observation date after six months, the share price is at or above the initial level, in which case holders receive principal plus the due contingent coupon and the product terminates.

If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. Hypothetical examples illustrate a contingent coupon rate of 14.89% per annum and thresholds set at 50% of the initial level. The notes are sold at $10 per Note (minimum $1,000), with an estimated initial value of $9.73 per Note, will not be listed on any exchange, and are characterized as significantly riskier than conventional debt instruments.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsecured unsubordinated debt linked to the common stock of Starbucks Corporation, maturing on or about July 17, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000), and will not be listed on any securities exchange.

Investors receive a contingent coupon on each observation date only if the Starbucks share price is at or above a preset coupon barrier; otherwise no coupon is paid. The Notes are automatically called before maturity, returning principal plus any due coupon, if the share price is at or above the initial level on an observation date. If not called and the final level is at or above a downside threshold, principal is repaid; if below, repayment is reduced in line with the underlying return and can fall to zero. Any payment depends on UBS’s credit. The estimated initial value is expected to be between $9.42 and $9.67 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation, maturing on or about July 16, 2027. The notes pay contingent quarterly coupons only when the IBM share price on an observation date is at or above a specified coupon barrier.

The notes are automatically called before maturity if IBM closes at or above its initial level on an observation date, in which case investors receive principal plus any due coupon and no further payments. If not called and IBM is at or above a downside threshold on the final valuation date, investors receive full principal; if it is below, repayment is reduced in proportion to IBM’s decline and principal can be fully lost.

The notes are unsecured, unsubordinated debt obligations of UBS, are not bank deposits, will not be listed on an exchange, and all payments depend on UBS’s credit. Minimum investment is 100 Notes at $10 each (a $1,000 investment), and the estimated initial value is expected to be between $9.28 and $9.53 per Note.

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UBS AG is offering $657,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation, maturing on July 16, 2029. These unsubordinated, unsecured debt obligations pay a contingent coupon only if the stock closes at or above a coupon barrier on quarterly observation dates, including the final valuation date.

The notes may be automatically called after six months if the stock closes at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon and the notes terminate. If not called and the final level is at or above a downside threshold of $60.00, equal to 60.00% of the initial level, principal is repaid; below that threshold investors receive $10 x (1 + underlying return) and can lose a significant portion or all of their investment. The term is approximately three years, with an illustrative contingent coupon rate of 14.55% per annum (coupon $0.3638 per period), a minimum investment of 100 Notes ($1,000) and an estimated initial value of $9.75 per Note. The notes are not listed on any exchange and all payments depend on UBS’s creditworthiness.

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UBS AG is issuing Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about July 16, 2027. These unsecured, unsubordinated debt obligations pay a contingent coupon only if the stock’s closing level on an observation date is at or above a predefined coupon barrier; otherwise no coupon is paid for that period.

The notes are subject to an automatic call if, on any observation date before maturity, the stock closes at or above the initial level. In that case, investors receive the principal plus the applicable contingent coupon on the call settlement date and no further payments. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold. If the final level is below this threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their initial investment.

The notes are subject to UBS credit risk, will not be listed on any exchange, and have a minimum investment of 100 notes at $10 per note. The estimated initial value per $10 note is expected to be between $9.46 and $9.71, reflecting internal pricing and funding considerations.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., with a $10 principal amount per Note and an expected term running from July 14, 2026 to July 16, 2029. Investors receive contingent coupons only when the underlying stock closes at or above a preset coupon barrier on quarterly observation dates, and the Notes are automatically called early if the stock closes at or above its initial level on an observation date.

If the Notes are not called and the stock is at or above a downside threshold on the final valuation date, investors receive the $10 principal per Note; otherwise they are exposed one-for-one to the stock’s decline and can lose all principal. The Notes are unsubordinated, unsecured UBS debt, subject to UBS credit risk, will not be listed on any exchange, require a minimum investment of 100 Notes ($1,000), and have an estimated initial value expected between $9.35 and $9.60 per $10 Note.

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UBS AG is offering $207,000 aggregate principal amount of Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc., maturing on July 16, 2029. Each Note has a $10 denomination and is an unsubordinated, unsecured debt obligation of UBS.

Investors receive contingent coupons only when the underlying stock closes at or above a preset coupon barrier on observation dates. The Notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date, in which case UBS repays principal plus the applicable contingent coupon and makes no further payments. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s negative return and can fall to zero. The Notes are not exchange-listed, have a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.67 per Note, with all payments subject to UBS’s credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 14, 2026.