Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due May 1, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their initial investment. Payments depend on UBS creditworthiness. Trade and settlement dates are April 28, 2026 and April 30, 2026, with final valuation date April 27, 2028 and maturity May 1, 2028. The offering size shown is $835,000 and the minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® MSCI Brazil ETF maturing on April 30, 2029. The notes may pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return and investors can lose a substantial portion or all of their initial investment. All payments are subject to the creditworthiness of UBS. Trade date is April 28, 2026 and settlement is expected on April 30, 2026. The estimated initial value per $10 Note on the trade date is $9.63. The notes are not FDIC insured and will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. The trade date is April 28, 2026, settlement is April 30, 2026, the final valuation date is April 26, 2029 and maturity is April 30, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying equals or exceeds the coupon barrier on the applicable observation date. The Notes will be automatically called early if the closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; in that event UBS pays principal plus any contingent coupon on the call settlement date and no further payments are due. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, repayment at maturity is reduced pro rata to the underlying return, which can result in a substantial loss or total loss of the principal. The Notes are unsecured obligations of UBS and payments depend on UBS's creditworthiness. The estimated initial value on the trade date is $9.73 per Note and the Notes are offered in minimum increments of 100 Notes ($1,000).
UBS AG is offering Airbag Autocallable Yield Notes linked to Applied Materials common stock with a one-year structure. The Notes pay a monthly coupon and are automatically called if the underlying closes at or above the initial level on an observation date; otherwise repayment at maturity is contingent on the final level versus the conversion level. If the final level is below the conversion level, investors receive a share delivery amount that may be worth less than principal. Payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due on or about May 1, 2028. The preliminary pricing supplement (dated April 28, 2026) sets trade and settlement expectations and describes contingent coupons, an automatic call feature, and contingent principal repayment at maturity.
The Notes pay periodic contingent coupons only if the underlying closing level meets coupon barriers on observation dates and will be automatically called if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportional to the underlying return, potentially resulting in a total loss. The document notes an estimated initial value range of $9.44 to $9.69 per $10 Note and a minimum investment of 100 Notes ($1,000).
UBS AG is offering $985,000 principal amount of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates, and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the decline in the underlying, and you could lose all of your investment. Trade date is April 28, 2026, expected settlement April 30, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. Any payments depend on UBS creditworthiness. The estimated initial value per Note is $9.75.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. (the underlying asset), maturing on April 30, 2027. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying's closing level on an observation date meets or exceeds the coupon barrier. The Notes will be automatically called if the underlying's closing level on any observation date prior to the final valuation date equals or exceeds the initial level; in that case UBS pays principal plus any contingent coupon on the call settlement date and the Notes terminate. If not called, repayment at maturity depends on the final level versus the downside threshold: if the final level is at or above the downside threshold you receive principal; if below, you receive $10 x (1 + Underlying Return), which can result in substantial loss up to the full investment. Estimated initial value as of the trade date is $9.76. Trade date is April 28, 2026 and expected settlement is April 30, 2026. Minimum investment is 100 Notes ($1,000). Any payments depend on UBS's creditworthiness.
UBS AG is offering $2,750,000 in Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. common stock due April 30, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if an observation-date closing level is at or above the initial level; on an automatic call UBS will pay principal plus any contingent coupon due. If the Notes are not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if the final level is below the downside threshold your cash payment equals $10 x (1 + underlying return), exposing you to the underlying’s full downside (in extreme cases you could lose all principal). Payments are subject to UBS credit risk. Trade date is April 28, 2026, settlement April 30, 2026, final valuation date April 26, 2029, maturity April 30, 2029. The estimated initial value was $9.74 per Note and minimum purchase is 100 Notes.
UBS AG priced a preliminary offer of Trigger Autocallable Contingent Yield Notes linked to the iShares MSCI Brazil ETF, with final terms to be set on the trade date. The Notes pay periodic contingent coupons only if observation-date levels meet the coupon barrier and feature an automatic call if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return, potentially resulting in a total loss. Trade date is April 28, 2026, settlement April 30, 2026, final valuation date April 26, 2029, and maturity April 30, 2029. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness. The offering minimum is 100 Notes at $10 per Note and the estimated initial value per Note is between $9.33 and $9.58.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock. The offering totals $1,295,000 with a trade date of April 28, 2026, expected settlement April 30, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates, are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold. If not called and the final level is below the downside threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Estimated initial value per Note is $9.81; principal amount per Note is $10. All payments are subject to UBS credit risk.