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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering $300,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on March 6, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier and can be automatically called early if the underlying reaches the initial level on any observation date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is repaid; if it is below that threshold, the cash payment may be reduced in proportion to the underlying return, potentially resulting in a total loss.

The offering includes an illustrative contingent coupon rate of 16.62% per annum (contingent coupon $0.831 per $10 Note), an illustrative downside threshold and coupon barrier equal to $60.00 (60.00% of the initial level), an estimated initial value of $9.85 per $10 Note, and trade and settlement dates of March 3, 2026 and March 5, 2026, respectively. All payments, including any repayment of principal, are subject to the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG offers $650,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc. due March 6, 2028. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level on an observation date meets or exceeds the coupon barrier. The Notes are subject to an automatic call on any semi‑annual observation date (beginning after 12 months) if the underlying closing level is equal to or greater than the initial level; upon an automatic call UBS will pay principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity is contingent: if the final level is at or above the $70.00 downside threshold (70.00% of the initial level) principal is repaid; if the final level is below that threshold, repayment will be reduced pro rata by the underlying return, and investors could lose a significant portion or all of their investment. Example terms show a hypothetical contingent coupon rate of 12.92% per annum, an estimated initial value of $9.81 per $10 Note as of the trade date, and a minimum purchase of 100 Notes (a $1,000 investment).

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Rhea-AI Summary

UBS AG offers $650,000 Trigger Autocallable Contingent Yield Notes linked to United Airlines Holdings, Inc. common stock due March 6, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates; otherwise no coupon is paid. They are subject to an automatic call if the underlying closes at or above the initial level on any semi-annual observation date beginning after 12 months, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called and the final level is below the downside threshold ($70.00, 70% of the initial level), principal repayment at maturity will be reduced proportionally to the underlying return, which could result in substantial loss, including loss of all principal. The offering documents show a hypothetical 22.03% per annum contingent coupon, an estimated initial note value of $9.82, and a minimum investment of 100 Notes ($1,000).

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Citigroup Inc. common stock due March 6, 2028. The Notes pay a contingent semi‑annual coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier of $70.00 (70% of the initial level). The Notes are automatically called early if any semi‑annual observation (beginning after 12 months) has a closing level at or above the initial level, in which case investors receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold of $70.00; if the final level is below that threshold, repayment at maturity is reduced pro rata by the underlying return and investors can lose a substantial portion or all of their investment. The Notes have a principal amount per Note of $10, a trade date of March 3, 2026, settlement on March 5, 2026, an estimated initial value of $9.80, and a minimum investment of 100 Notes ($1,000). All payments are subject to UBS credit risk.

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Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation due on or about March 5, 2029. The Notes pay a contingent coupon only if the underlying's closing level meets or exceeds the coupon barrier on observation dates; they are automatically called if the underlying closes at or above the initial level on any quarterly observation date (beginning after 12 months).

Trade date is March 3, 2026 with expected settlement March 5, 2026. Principal amount is $10 per Note (minimum investment 100 Notes). If not called, repayment at maturity depends on the final level versus an 80.00% downside threshold; a final level below that threshold can cause losses up to the full principal. Estimated initial value is between $9.43 and $9.68. All payments are subject to the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., due on or about March 5, 2031. The Notes pay contingent coupons only if the underlying's closing level on an observation date is equal to or above the coupon barrier and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is equal to or above the downside threshold; otherwise repayment at maturity will be reduced pro rata by the underlying return, potentially resulting in a total loss of principal. Trade date is March 3, 2026 with settlement on March 5, 2026. Minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is between $9.31 and $9.56. This is a preliminary pricing supplement under Registration Statement No. 333-283672 and the Notes are unsecured obligations of UBS, subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, due on or about March 6, 2028. The trade date is March 3, 2026 with expected settlement on March 5, 2026 and a final valuation date of March 2, 2028.

The Notes pay a periodic contingent coupon only if the underlying's closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will autocall early if the underlying's closing level on any observation date (before maturity) is at or above the initial level; an autocall pays principal plus any contingent coupon on the related call settlement date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays the principal; if below, repayment equals $10 × (1 + underlying return), which can produce a substantial loss, including a total loss. Minimum purchase is 100 Notes ($1,000); estimated initial value per Note is between $9.49 and $9.74 as of the trade date. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of JPMorgan Chase & Co. with a planned approximately one-year term maturing on March 5, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if the final level is below the downside threshold you receive $10 multiplied by (1 + underlying return), exposing investors to downside market loss, potentially a total loss. Trade date is March 3, 2026 and settlement is expected on March 5, 2026. The Notes are unsecured obligations of UBS and payments depend on UBS’s creditworthiness. The preliminary pricing supplement shows a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.50 to $9.75 per Note.

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UBS AG proposes an offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc. The preliminary pricing supplement dated March 03, 2026 shows a trade date of March 3, 2026, settlement on March 5, 2026, a final valuation date of March 2, 2028 and a maturity date of March 6, 2028. The Notes are offered in minimum increments of 100 Notes at $10 per Note with an estimated initial value range of $9.43 to $9.68 per Note as of the trade date.

The Notes pay contingent coupons when the underlying closing level meets or exceeds the coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any semiannual observation date after 12 months. If not called and the final level is below the downside threshold, principal repayment may be reduced and investors may lose a substantial portion or all of their investment. All payments are subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc. The trade date is March 3, 2026, settlement is March 5, 2026, final valuation date is March 2, 2028, and maturity is March 6, 2028.

The Notes have a $10 principal amount per Note with a minimum purchase of 100 Notes. They pay a contingent coupon on each coupon payment date only if the underlying closing level meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any semi-annual observation date beginning after 12 months; an automatic call pays principal plus any contingent coupon then due.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (example: 70.00% of the initial level); otherwise the investor suffers a loss equal to the underlying return and could lose the entire principal. UBS credit risk applies. The estimated initial value is shown as between $9.42 and $9.67 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 3, 2026.