Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering $650,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The Notes pay semi-annual contingent coupons only if the closing level of Delta meets or exceeds a coupon barrier on each observation date; otherwise no coupon is paid. The Notes are subject to automatic early call if Delta’s closing level on any semi-annual observation date (beginning after 12 months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date.
If not called, principal repayment at maturity depends on the final level relative to a downside threshold (70.00% of the initial level in the examples). If the final level is below that threshold, repayment may be reduced proportionally and investors could lose a substantial portion or all of their investment. Payments are subject to UBS’s creditworthiness. Trade date is March 3, 2026, settlement March 5, 2026, final valuation date March 2, 2028, and maturity March 6, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.79 per Note.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc. Trade date is March 3, 2026, settlement March 5, 2026, final valuation March 2, 2028 and maturity March 6, 2028. Each Note has a principal amount of $10. The preliminary estimated initial value range is $9.44 to $9.69. Example terms show a hypothetical contingent coupon rate of 20.58% per annum, a coupon and downside barrier at $70.00 (70% of the initial level), and a repayment at maturity that can be less than principal if the final level is below the downside threshold.
The Notes pay contingent coupons only when observation-date closes meet the coupon barrier, include a semi-annual automatic-call feature beginning ~12 months after issue, and expose holders to downside market loss and UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Royal Caribbean Cruises Ltd. The Notes pay contingent coupons only if the underlying stock meets the coupon barrier on observation dates and can be automatically called if the underlying equals or exceeds the initial level on a semi‑annual observation date. The Notes mature on March 6, 2028 with a final valuation date of March 2, 2028. Each Note has a principal amount of $10 and an example contingent coupon rate of 18.29% per annum (example contingent coupon $0.9145), with a downside threshold and coupon barrier of $70.00 (70.00% of the initial level). The Notes have an estimated initial value of $9.77 and a minimum investment of 100 Notes ($1,000). Any repayment, including contingent coupons or principal, is subject to the creditworthiness of UBS; if the Notes are not called and the final level is below the downside threshold, principal repayment may be reduced and you could lose a significant portion or all of your investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Wells Fargo & Company due March 6, 2028. The notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The notes are automatically called if the closing level on any semi-annual observation date (beginning after ~12 months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due on the call settlement date.
If the notes are not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, UBS will repay the principal; if below, repayment is reduced proportionally to the underlying return, and investors can lose a significant portion or all of their principal. The offering shows a minimum investment of 100 notes ($1,000), an estimated initial value of $9.77 per note as of the trade date, and example terms showing a hypothetical contingent coupon rate of 11.89% per annum and a downside threshold of 70% of the initial level.
UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd., due on or about March 6, 2028. Trade and settlement are expected on March 3, 2026 and March 5, 2026, respectively.
The Notes pay semi-annual contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and include an automatic call if the underlying closes at or above the initial level on a semi-annual observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; otherwise principal is reduced in proportion to the underlying return, and you could lose all of your investment. The preliminary estimate of initial value is between $9.39 and $9.64 per Note; minimum purchase is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. with a maturity on or about March 6, 2028. The notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid.
The notes will be automatically called early if the underlying closing level on any semi-annual observation date (beginning after 12 months) is at or above the initial level, in which case holders receive principal plus any contingent coupon due on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + Underlying Return), exposing holders to a percentage loss equal to the underlying return. Trade date is March 3, 2026 with settlement expected on March 5, 2026. The offering has a minimum investment of 100 Notes ($1,000) and an estimated initial value range of $9.41 to $9.66 per Note. All payments are subject to the creditworthiness of UBS.
UBS AG published a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Wells Fargo & Company, with expected final valuation on March 2, 2028 and maturity on March 6, 2028. The Notes are issued in $10 denominations with a $10 principal amount per Note and a minimum purchase of 100 Notes ($1,000).
The preliminary terms show an example contingent coupon of 10.65% per annum (example contingent coupon $0.5325 per $10 Note), a downside threshold and coupon barrier at 70.00% of the initial level, and an estimated initial value range of $9.40 to $9.65 per Note. Payments, including contingent coupons and any principal repayment, are subject to UBS credit risk and automatic early call mechanics described in the supplement.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due March 5, 2027. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called prior to maturity if the underlying meets or exceeds the initial level.
Each Note has a principal amount of $10, a minimum investment of $1,000 (100 Notes), an estimated initial value of $9.74 as of the trade date, a trade date of March 3, 2026, a settlement date of March 5, 2026, a final valuation date of March 3, 2027, and a maturity date of March 5, 2027. Payments, including any repayment of principal, are subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to MercadoLibre, Inc. common stock due March 6, 2028. The notes pay a 18.02% per annum contingent coupon (illustrative contingent coupon of $0.4505 per $10 note) only if the underlying meets the coupon barrier on observation dates; otherwise no coupon is paid. The notes are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning about six months after trade. If not called, principal repayment at maturity is contingent: if the final level is at or above the $70.00 downside threshold (70% of initial level) you receive the $10 principal; if below, repayment equals $10 x (1 + underlying return), which can result in a full loss. Trade and settlement dates are March 3, 2026 and March 5, 2026. Final valuation and maturity are March 2, 2028 and March 6, 2028. The estimated initial value is $9.79 and minimum purchase is 100 notes at $10 per note. All payments depend on UBS creditworthiness.
UBS AG is offering $500,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. due March 6, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically callable if the underlying closes at or above the initial level on a quarterly observation date beginning after 12 months. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal amount; if below, you suffer a loss equal to the underlying return and could lose all principal. Trade and settlement occur in March 2026; minimum investment is 100 Notes at $10 per Note. All payments depend on UBS's creditworthiness and the Notes will not be listed on an exchange.