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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG offers $1,979,000 of Trigger Autocallable Notes due March 2, 2029. The Notes are unsubordinated, unsecured debt linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. If each underlying asset meets accretion barriers on observation dates, UBS will add a contingent accreting return; Notes are callable monthly beginning after 12 months. At maturity, if any underlying asset is below its downside threshold, repayment exposes holders to the negative return of the least performing underlying asset and could result in loss of a significant portion or all principal. The issue price is $1,000 per Note, the estimated initial value is $987.60 per Note, and the contingent accreting return rate is 9.75% per annum for NDXT (cover rates for other indices shown). All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. due March 5, 2029. The Notes pay contingent coupons only when the underlying closing level meets a coupon barrier on observation dates, and may be automatically called quarterly starting about 12 months after issuance if the underlying equals or exceeds the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced in proportion to the underlying return, and investors could lose a significant portion or all of their investment. All payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Halliburton Company maturing on March 6, 2028. The Notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any semi-annual observation date beginning after March 2027. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity will be reduced pro rata to the underlying return and could result in a total loss of principal. Trade and settlement dates are March 3, 2026 and March 5, 2026. The Notes have a principal amount per Note of $10, a hypothetical contingent coupon rate of 15.54% per annum and an estimated initial value of $9.71. Minimum investment is 100 Notes ($1,000). All payments are subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ADRs of Banco Bradesco S.A. The Notes trade on March 3, 2026, settle on March 5, 2026, have a final valuation date of March 2, 2028 and mature on March 6, 2028.

The Notes pay periodic contingent coupons only if the underlying ADR closes at or above the coupon barrier on each observation date; they autocall semi‑annually beginning after 12 months if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return (example: a $10 Note could pay $4.20 in a worst case example). The estimated initial value per Note is $9.20 and minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Banco Bradesco S.A., with final terms set on the trade date and delivery conditional on final Offering Documents.

Trade date is March 3, 2026, settlement is March 5, 2026, final valuation date is March 2, 2028, and maturity is March 6, 2028. The Notes are issued in $10 denominations, the supplement cites a hypothetical contingent coupon rate of 10.23% per annum (contingent coupon $0.5115 per $10 Note) and an estimated initial value range of $8.87 to $9.12 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. due March 5, 2029. The Notes pay contingent coupons only when the underlying stock closes at or above a specified coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold (example shows $10 principal and a 50.00% downside threshold). The estimated initial value per Note on the trade date is $9.72. Payments, including principal, are subject to UBS credit risk; investors may lose a significant portion or all of their investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due March 5, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier. The Notes will be automatically called on any quarterly observation date after March 2027 if the closing level is at or above the initial level; an automatic call triggers payment of principal plus any contingent coupon then due and ends further payments. If not called, repayment at maturity depends on the final level observed on March 1, 2029: if the final level is at or above the disclosed downside threshold (example: $80.00, which equals 80.00% of the initial level in the example), principal is repaid; if below, repayment equals $10×(1 + underlying return), potentially causing losses up to the full principal. Trade and settlement dates are March 3, 2026 and March 5, 2026. The offering shows a minimum investment of 100 Notes ($1,000) and an estimated initial value per Note of $9.73. All payments remain subject to UBS credit risk.

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UBS AG is offering $1,807,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., due March 5, 2031. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid for that period. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon on the corresponding call settlement date. If not called, maturity payment depends on the final level relative to a downside threshold (the example uses a $10 principal with a 50.00% downside threshold and a hypothetical contingent coupon rate of 24.17% per annum). The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. Trade date and settlement are March 3, 2026 and March 5, 2026, respectively; final valuation and maturity dates are March 3, 2031 and March 5, 2031. Minimum investment is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.73. Investing involves significant risk, including the potential loss of a substantial portion or all of principal.

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UBS AG offers $100,000 Trigger Autocallable Contingent Yield Notes linked to JPMorgan Chase & Co. stock due March 5, 2027. The Notes pay contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a $75.00 downside threshold; otherwise, principal at maturity will be reduced pro rata to the underlying return, creating potential for a complete loss of principal. The estimated initial value per Note is $9.75 and the illustrative principal per Note is $10 with an illustrative contingent coupon rate of 9.91% per annum.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The trade date is March 3, 2026, settlement on March 5, 2026, final valuation on March 1, 2029 and maturity on March 5, 2029.

The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates. The Notes will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, investors suffer a loss proportional to the underlying return. Principal examples are shown on a $10 per Note basis; hypothetical contingent coupon and loss illustrations are provided.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 3, 2026.