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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Contingent Income Auto-Callable Securities linked to the worst performing of the common stock of Intuit Inc. and ServiceNow, Inc.. The securities have a pricing date expected to be March 4, 2026, an original issue date expected to be March 9, 2026, and a maturity date expected to be March 9, 2028.

Each security has a stated principal amount of $1,000.00. A contingent payment of $20.00 (equivalent to 24.00% per annum) may be paid on scheduled contingent payment dates only if the closing prices of both underlying equities meet or exceed their coupon barrier levels (60% of initial price). If the securities are not called and any underlying final price is below its downside threshold (60% of initial price), investors may suffer significant loss of principal up to a total loss. All payments are subject to UBS AG credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The notes have a principal amount of $1,000 per Note, an expected term of approximately 4.5 years, a contingent coupon rate of 12.45% per annum (payable only if each underlying asset meets its coupon barrier on an observation date), and monthly observation dates; final terms will be set on the trade date.

The trade date is March 13, 2026, settlement is expected March 18, 2026, the final valuation date is September 13, 2030 and the maturity date is September 18, 2030. The estimated initial value range is $955.70 to $985.70, before the underwriting discount and other costs.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon of 8.35% per annum if both underlyings meet coupon barriers and are callable by UBS after 12 months.

The strike date is March 3, 2026, the final valuation date is March 5, 2029 and maturity is March 8, 2029. Initial levels were RTY 2,608.357 and SPX 6,816.63; coupon barriers are 70.00% and downside thresholds are 50.00% of initial levels. Principal repayment at maturity is contingent: if any underlying is below its downside threshold you may suffer a loss equal to the decline of the least performing underlying. Issue price per Note is $1,000, underwriting discount $2.50, proceeds to UBS $997.50. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, with a term of approximately four years and monthly observation dates. The notes pay a contingent coupon of 13.40% per annum if, on an observation date, the closing level of each underlying asset is at or above its coupon barrier (each coupon barrier = 75.00% of its initial level). UBS may call the notes in whole (not in part) on any observation date beginning after six months; if called, holders receive principal plus any contingent coupon then due. If not called and any final level is below its downside threshold (also 75.00% of initial level), holders suffer a loss equal to the percentage decline of the least performing underlying asset and could lose all principal. Payments are subject to UBS credit risk; estimated initial value is between $956.90 and $986.90 per $1,000 note and the issue price includes an underwriting discount of $6.50 per note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 12.10% per annum payable only if each underlying asset meets a 70.00% coupon barrier on an observation date, and a 60.00% downside threshold for contingent principal protection at maturity. The Notes are callable by UBS in whole (but not in part) on monthly observation dates beginning approximately six months after the trade date; if called UBS pays principal plus any contingent coupon due. Trade date is shown as March 20, 2026, settlement March 25, 2026, final valuation date March 20, 2029 and maturity March 23, 2029. The estimated initial value range is $961.00 to $991.00 and the issue price is $1,000.00 (underwriting discount $5.00, proceeds to UBS $995.00). Purchasers bear both the market risk of the least performing underlying asset and UBS credit risk; in certain outcomes you could lose a significant portion or all of your initial investment.

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Rhea-AI Summary

UBS AG offers preliminary terms for Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, with a $1,000 principal per Note and a contingent coupon rate of 8.10% per annum. Trade date is March 13, 2026 with expected settlement on March 18, 2026; final valuation is December 13, 2027 and maturity is December 16, 2027.

The Notes pay periodic contingent coupons only if the closing level of the index is at or above a coupon barrier equal to 70.00% of the initial level. UBS may call the Notes monthly beginning after six months. At maturity, if the final level is below the downside threshold of 70.00% of the initial level, principal repayment is contingent and investors may suffer losses up to the full principal amount. The estimated initial value range is $960.80 to $990.80; issue price is $1,000.00 with underwriting compensation up to $6.75 per Note.

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Rhea-AI Summary

UBS AG is offering preliminary Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index. The notes pay a contingent coupon only if each underlying meets its coupon barrier; the contemplated contingent coupon rate is 9.00% per annum and the downside thresholds and coupon barriers are 70.00% of each initial level. The notes are callable by UBS monthly beginning after approximately 12 months; if called UBS will pay principal plus any contingent coupon then due. If not called and any final level is below its downside threshold, repayment at maturity will be reduced proportionally to the decline of the least performing underlying asset, and you could lose a significant portion or all of your investment. The issue price per note is $1,000.00, estimated initial value range is $959.30 to $989.30, underwriting discount is up to $9.50, and proceeds per note will be at least $990.50. Final economic terms will be set on the strike date and are subject to the final pricing supplement.

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UBS AG is offering $590,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Block, Inc. due August 31, 2027. Each Note has a principal amount of $1,000 and a contingent coupon rate of 18.03% per annum.

The initial level of the underlying is $63.70, which also serves as the call threshold (100.00% of the initial level); the coupon barrier and downside threshold are $38.22 (60.00% of the initial level). Observation dates are quarterly; trade date is February 27, 2026 with expected settlement on March 4, 2026. The estimated initial value per Note is $963.90. Payments (contingent coupons, early call or principal at maturity) depend on observed closing levels and are subject to UBS credit risk; in certain scenarios you could lose a significant portion or all of your investment.

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Rhea-AI Summary

UBS AG is offering $509,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100, the Russell 2000 and the S&P 500 due March 4, 2031. The Notes pay a 7.15% per annum contingent coupon (paid only if all three underlyings meet coupon barriers on observation dates), are callable monthly after 12 months if each underlying meets a call threshold (set at 100% of initial levels), and carry downside exposure if any underlying finishes below its downside threshold (set at 70% of initial levels).

The issue price is $1,000 per Note (total $509,000), UBS reports an estimated initial value of $953.90 per Note, underwriting compensation of $36.25 per Note, and net proceeds to UBS of $963.75 per Note. Payments are unsecured obligations of UBS and depend on UBS creditworthiness.

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Rhea-AI Summary

UBS AG is offering $780,000 of Trigger Autocallable Notes with Contingent Accreting Return linked to the least performing of the Russell 2000®, the S&P 500® and shares of the State Street Utilities Select Sector SPDR® ETF (XLU). Trade date is February 27, 2026, settlement March 4, 2026, final valuation February 27, 2031 and maturity March 4, 2031.

The Notes pay no current income; monthly observation dates determine whether a fixed contingent accreting return is added. Notes can be automatically called beginning after 12 months if all underlyings meet call thresholds. At maturity, principal is repayable only if downside thresholds are met; otherwise repayment reflects the negative return of the least performing underlying asset and could result in total loss of principal. Payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 4, 2026.