UBS AG SEC Filings

UBS AG offers Capped GEARS linked to the Russell 2000® Index due April 30, 2027 in a $1,035,000 issuance (1,035 Securities at $1,000 each). The notes pay at maturity an amount tied to the underlying return of the Russell 2000® between the February 27, 2026 strike date and the April 27, 2027 final valuation date.

If the underlying return is positive, payment equals principal plus the lesser of (a) underlying return × upside gearing 3.00 or (b) the maximum gain 23.90% (maximum payment $1,239.00). If the underlying return is zero, holders receive principal. If negative, holders lose a percentage equal to the underlying return and could lose all principal. Payments depend on UBS creditworthiness. The estimated initial value was $989.00 on the trade date.

UBS AG priced a preliminary offering of Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. The securities have a $1,000 principal per Security, an expected trade date of March 31, 2026, settlement on April 6, 2026, a final valuation date of September 30, 2027 and maturity on October 5, 2027, for a term of approximately 18 months.

The terms specify a 15.00% buffer, a 17.00% maximum upside gain (maximum payment $1,170.00) and a capped contingent absolute return up to 15.00%. The estimated initial value range on the trade date is $958.20 to $988.20. Underwriting compensation is up to $7.25 per Security and minimum proceeds to UBS AG per Security are at least $992.75.

UBS AG offers $3,331,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, due March 8, 2029.

The notes pay a 12.50% per annum contingent coupon only if each underlying index is at or above its coupon barrier on each observation date. UBS may call the notes on monthly observation dates beginning about six months after issuance; if not called, principal repayment at maturity is contingent on the least performing underlying asset meeting its 70% downside threshold, otherwise investors suffer a loss equal to that asset’s negative return. The issue price per note is $1,000 and the estimated initial value per note determined by UBS’ models is $970.70.

UBS AG files a preliminary pricing supplement for capped leveraged buffered S&P 500® index-linked medium-term notes. The notes have an upside participation rate of 160.00%, a 15.00% buffer (buffer rate ≈ 117.65%), and a cap level expected between 111.18% and 113.15% of the initial underlier level. The maximum settlement amount is expected to be between $1,178.88 and $1,210.40 per $1,000 face amount. The term is expected to be between 21 and 24 months. The estimated initial value on the trade date is expected to be between $967.00 and $997.00 per $1,000 face amount, while the issue price is 100.00% of face amount. These are non-interest bearing, unsecured notes; you can lose some or all of your investment and the payment is subject to UBS credit risk.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each Note has a Principal Amount of $1,000, a contingent coupon rate shown on the cover of 14.55% per annum and is callable by UBS on monthly observation dates beginning after three months. If UBS calls a Note, holders receive principal plus any contingent coupon otherwise due on the call settlement date. If UBS does not call the Notes, repayment at maturity depends on the final levels of each underlying asset: if every underlying asset is at or above its downside threshold (specified as 70.00% of its initial level on the cover), holders receive principal; if any underlying asset is below its downside threshold, the payment at maturity declines proportionately to the negative return of the least performing underlying asset and could result in a substantial loss, including total loss. Trade date and expected settlement are shown as March 20, 2026 and March 25, 2026, with a final valuation date of March 20, 2029 and maturity on or about March 23, 2029. The estimated initial value on the trade date is stated as between $948.10 and $978.10. All payments are subject to UBS credit risk.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and EURO STOXX 50. The notes have a principal amount of $10 per Note, a contingent coupon rate of 13.00% per annum (if each underlying asset meets its coupon barrier on every trading day of an observation period), and observation periods with quarterly coupon payment dates. The trade date is March 4, 2026, settlement March 6, 2026 and scheduled maturity December 6, 2028.

The notes are issuer-callable on each observation end date (other than the final valuation date); if called, holders receive principal plus any contingent coupon then due. At maturity, if no call occurs and every underlying asset is at or above its downside threshold (equal to 60.00% of its initial level), holders receive principal; otherwise the cash payment equals $10 times (1 + underlying return of the least performing underlying asset), which can result in substantial loss, including loss of all principal. Minimum purchase is 100 Notes ($1,000). The estimated initial value range is $9.59 to $9.89.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The Notes pay a contingent coupon of 12.75% per annum only when each underlying meets its coupon barrier and are issuer-callable monthly beginning after six months. The Notes have downside thresholds of 70.00% of initial levels and coupon barriers of 75.00%. If not called and any final level is below its downside threshold, principal repayment is reduced pro rata to the loss in the least performing underlying asset. The preliminary estimated initial value is between $955.20 and $985.20 and the issue price per Note is $1,000.00 with underwriting compensation of $2.50 per Note; final terms will be set on the strike date.

UBS AG offers Airbag Callable Contingent Yield Notes linked to the least performing of the Global X Copper Miners ETF (COPX), the State Street Energy Select Sector SPDR ETF (XLE) and the State Street SPDR S&P Metals & Mining ETF (XME), maturing September 9, 2026. Each Note has a $1,000 principal amount, a contingent coupon rate of 15.00% per annum (contingent coupon = $12.50 per period) and is callable by UBS on monthly observation dates beginning after three months.

The initial levels were set on the strike date March 3, 2026; coupon barriers and downside thresholds are 75.00% of initial levels (threshold percentage = 25.00%) and downside leverage is approximately 1.3333. If not called, repayment at maturity depends on the least performing underlying asset and may result in a principal loss; estimated initial value range on the trade date was $941.50–$971.50.

UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The preliminary pricing supplement dated March 4, 2026 shows a contingent coupon of 6.70% per annum (illustrated), monthly observation dates with the first call opportunity callable after 12 months, a strike/trade date of March 27, 2026, a final valuation date of March 27, 2031 and a maturity date of April 1, 2031. The terms include a 15% buffer, call threshold of 100% of the initial level, downside thresholds of 85% of initial levels and coupon/coupon-barrier mechanics described in the supplement. Payments, including any contingent coupons or principal repayment, are subject to UBS credit risk and the final pricing supplement will set the definitive terms.