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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The preliminary pricing supplement sets the trade date as March 4, 2026, expected settlement on March 6, 2026, final valuation on March 2, 2028 and maturity on March 6, 2028.

The Notes pay periodic contingent coupons only if the closing level of the underlying asset on observation dates meets or exceeds a coupon barrier and feature an automatic call if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold would cause a loss proportionate to the underlying return. The offering minimum is 100 Notes at $10 per Note (a $1,000 minimum). UBS states estimated initial value range of $9.44 to $9.69 per Note and emphasizes that payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due March 6, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.

The Notes are subject to automatic early call if the underlying closing level on any observation date prior to the final valuation date is at or above the initial level, in which case UBS will pay principal plus any contingent coupon on the related coupon payment date. If not called, repayment at maturity depends on the final level relative to the downside threshold: if final level is at or above the downside threshold, UBS pays the principal; if below, repayment is reduced proportionally to the underlying return and you can lose a substantial portion or all of your investment. The Notes require a minimum investment of 100 Notes ($1,000) and have an estimated initial value of $9.78 per Note as of the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc., due on or about March 6, 2031. The notes pay a contingent coupon only if the underlying closing level meets a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months.

If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if below, repayment at maturity is reduced proportionally to the underlying return, and investors could lose a substantial portion or all of their investment. The principal amount per Note is $10; an illustrative contingent coupon is $0.3253 (13.01% per annum) and an example loss payment shown is $3.00 per Note in an adverse scenario. Payments are subject to UBS creditworthiness.

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Rhea-AI Summary

UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about March 6, 2028. The notes pay periodic contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to maturity.

Key dates: trade date March 4, 2026, settlement March 6, 2026, final valuation date March 2, 2028, maturity March 6, 2028. Minimum investment is 100 Notes at $10 per Note. UBS states a range for the estimated initial value of each Note of $9.44 to $9.69. The preliminary supplement lists a hypothetical contingent coupon rate of 14.79% per annum and examples showing potential full principal loss if the final level is below the downside threshold of $60.00 (60.00% of the initial level).

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UBS AG is offering $450,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due March 6, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is equal to or greater than the coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closing level on any bimonthly observation date (beginning after six months) is equal to or greater than the initial level; an early call pays principal plus the contingent coupon for that observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (60% of the initial level in the examples). If the final level is below the downside threshold, repayment at maturity will be reduced proportionally to the underlying return and investors can lose a substantial portion or all of their principal. The Notes are unsecured obligations of UBS and any payments are subject to UBS's creditworthiness. Trade date is March 4, 2026, settlement March 6, 2026, final valuation date March 2, 2028, and maturity March 6, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due March 6, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on scheduled observation dates and will be automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if the final level is below that threshold you may receive less than principal, with losses equal to the underlying return (potentially a total loss). Trade date is March 4, 2026 with settlement on March 6, 2026. Minimum investment is 100 Notes at $10 per Note ($1,000). The estimated initial value is $9.70 per Note. Payments are subject to UBS creditworthiness and the Notes will not be listed on an exchange.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a trade date of March 4, 2026, expected settlement on March 6, 2026, a final valuation date of March 2, 2028 and a maturity date of March 6, 2028.

The Notes pay contingent coupons only when the underlying closing level on an observation date is equal to or above a coupon barrier; they are automatically called if the underlying closing level on any bimonthly observation date (beginning after six months) is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; otherwise principal is reduced in proportion to the underlying return, potentially resulting in total loss.

Minimum investment is 100 Notes at $10 per Note ($1,000). UBS estimates the initial value per Note to be between $9.42 and $9.67 as of the trade date. All payments, including any contingent coupons and principal, are subject to the creditworthiness of UBS. This document is a preliminary pricing supplement and the final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation with an expected trade date of March 4, 2026, settlement on March 6, 2026, a final valuation date of March 2, 2029 and maturity on March 6, 2029. Each Note has a hypothetical principal amount of $10 and a sample contingent coupon rate of 12.47% per annum (sample coupon $0.3118 per $10 Note).

The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates, and will automatically redeem early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a disclosed downside threshold; otherwise investors suffer a loss linked to the underlying return. The estimated initial value range as of the trade date is $9.36 to $9.61. Minimum investment is 100 Notes (representing $1,000). Payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, callable monthly and due on or about February 15, 2028.

Key disclosed terms include a contingent coupon rate of 11.70% per annum, a trade and strike date of March 10, 2026, settlement on March 13, 2026, final valuation on February 10, 2028, an issue price of $1,000.00 per Note and an estimated initial value range of $954.90 to $984.90. Proceeds to UBS per Note are stated as at least $992.75, with an underwriting discount up to $7.25.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® and the Nasdaq-100® Technology Sector, with a stated contingent coupon rate of 13.35% per annum for the Dow component. The Notes are callable by UBS monthly beginning approximately three months after issuance and mature on or about March 15, 2029. Contingent coupons are payable only if each underlying asset is at or above its coupon barrier on an observation date; otherwise no coupon is paid for that date. At maturity, if any underlying asset’s final level is below its downside threshold (set at 70.00% of its Initial Level for each index), the cash payment per Note will reflect the percentage decline of the least performing underlying asset and could result in a substantial loss or total loss of principal. The estimated initial value on the trade date is stated as between $958.30 and $988.30, the issue price is $1,000.00 per Note, and underwriting discount is $6.00 per Note with proceeds to UBS of $994.00 per Note. All payments are subject to the creditworthiness of UBS and the Offering Documents must be delivered in final form prior to sale.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 4, 2026.