Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the State Street SPDR S&P Regional Banking ETF (KRE). The notes have a $1,000 principal per note, quarterly observation dates and a maturity around May 3, 2029. Contingent coupons (set on the trade date) are payable only if the ETF closing level on an observation date meets the coupon barrier; coupons are in the range 9.55% - 9.90% per annum as indicated. The notes will autocall early if the ETF closing level on an observation date equals or exceeds a call threshold (100% of initial level); if not called, repayment at maturity depends on the final level relative to a downside threshold (70% of initial level), exposing holders to potential full downside market loss. Payments are subject to UBS credit risk. Trade and settlement are expected on April 28, 2026 and May 1, 2026, respectively. The estimated initial value per note is between $941.10 and $971.10, while the issue price is $1,000 with an underwriting discount of $20 (proceeds to UBS of $980 per note).
UBS AG priced a preliminary offering of digital S&P 500® Index-linked medium-term notes that pay no interest and mature in a term expected to be between 12 and 14 months. Each note has a $1,000 face amount and provides a capped upside (expected maximum settlement between $1,077.90 and $1,091.60 per $1,000) if the final index level is at or above a 90.00% buffer of the initial level. If the final index level is below the 90.00% buffer, losses accrue at approximately 1.1111% of face amount for each 1% decline below the buffer; investors may lose their entire investment. The estimated initial value per $1,000 is expected to be between $958.00 and $988.00, while the issue price is 100.00% with an underwriting discount of 0.88%.
UBS AG offers a preliminary pricing supplement for Capped Performance Leveraged Upside Securities (Capped PLUS) linked to the State Street Financial Select Sector SPDR ETF, due on or about August 4, 2027. Each Capped PLUS has a stated principal amount of $1,000.00 and applies a leverage factor of 3.0 to positive returns of the underlying fund, subject to a maximum gain of 18.25% and a maximum payment at maturity of $1,182.50 per Capped PLUS. The securities pay no interest or dividends and expose holders to the full downside of the underlying fund; investors may lose some or all of their principal. Pricing is expected on April 30, 2026 with original issuance expected on May 5, 2026, valuation date expected on July 30, 2027 and maturity on August 4, 2027. This preliminary supplement states the issue price is $1,000.00 and an estimated initial value range between $943.20 and $973.20.
UBS AG offers $330,000 of Trigger Autocallable Contingent Yield Notes linked to Intel common stock due May 1, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date before the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if below, repayment equals $10 multiplied by (1 + underlying return), which can result in a significant loss or total loss of principal. Trade date is April 27, 2026, settlement April 29, 2026, final valuation date April 27, 2028, and maturity May 1, 2028. Minimum investment is 100 Notes ($1,000); the issuer-estimated initial value was $9.80. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation with a final valuation date of April 26, 2029 and maturity on April 30, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; they are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, repayment of principal at maturity is contingent: full principal is repaid only if the final level is at or above a downside threshold (illustrative: $60.00, 60.00% of the initial level); otherwise your cash payment at maturity will fall with the underlying and could result in a total loss. Trade date is April 27, 2026 and settlement is expected April 29, 2026. The estimated initial value per note is $9.72. Minimum purchase is 100 notes at $10 per note. Payments depend on UBS creditworthiness and the notes are not FDIC insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, you receive $10 x (1 + underlying return) and could lose a significant portion or all of your investment. All payments are subject to UBS credit risk. Trade date is April 27, 2026, expected settlement April 29, 2026, final valuation date October 27, 2027, and maturity October 29, 2027.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation with a trade date of April 27, 2026, expected settlement on April 29, 2026, a final valuation date of April 27, 2028, and an expected maturity of May 1, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a disclosed downside threshold; if below, repayment is reduced proportionally to the underlying return, which can result in a significant loss, including loss of all principal. The offering has a minimum purchase of 100 Notes ($1,000) and UBS states an estimated initial value range per Note of $9.44–$9.69 as of the trade date.
The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are subject to quarterly automatic calls beginning ~6 months after issuance. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold ($60.00), UBS will repay the $10 principal; if below, repayment equals $10 × (1 + underlying return), exposing investors to downside market loss up to the full principal. Trade Date: April 27, 2026; Settlement Date: April 29, 2026; Final Valuation Date: April 26, 2029; Maturity Date: April 30, 2029. Estimated initial value per Note on the trade date was $9.70. Investing involves significant risks, including loss of principal and issuer credit risk.
The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company. The notes pay a contingent coupon only if the underlying's closing level on an observation date meets or exceeds a coupon barrier; they are automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). At maturity, if not called and the final level is below the downside threshold, principal repayment is contingent and may result in a loss equal to the underlying return; in extreme cases you could lose your entire investment. The notes have a principal amount of $10 per Note, an estimated initial value of $9.74 as of the trade date, and maturity on May 1, 2028. All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on April 30, 2029. Final terms will be set on the trade date and the Offering Documents must be delivered in final form before sales.
Key dates include Trade Date April 27, 2026, Settlement Date April 29, 2026, Final Valuation Date April 26, 2029, and Maturity Date April 30, 2029. Minimum investment is 100 Notes at $10 per Note. The preliminary estimated initial value range is $9.35 to $9.60 per Note. The notes pay contingent coupons only if the underlying meets the coupon barrier on observation dates; principal repayment at maturity is contingent on the final level relative to the downside threshold.