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UBS AG (AMUB) SEC Filings, Jul 14, 2026

AMUB NYSE
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UBS AG is offering $397,000 of Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation common stock, maturing July 17, 2028. Investors receive contingent coupons only when Lam Research’s closing share price on an observation date is at or above a preset coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called, paying back principal plus the applicable contingent coupon, with no further payments.

If the notes are not called and the final share price on July 13, 2028 is at or above the downside threshold, principal is repaid; otherwise repayment is reduced one-for-one with Lam Research’s decline and all principal can be lost. The notes are unsecured, unsubordinated UBS debt, subject to UBS’s credit risk, are not FDIC insured, and will not be listed on an exchange. Minimum investment is 100 notes at $10 each; the estimated initial value is $9.80 per note, based on UBS’s internal models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation. Each Note has a $10 principal amount and is scheduled to mature on or about July 17, 2028. Contingent coupons are paid quarterly only when the underlying stock’s closing level on an observation date is at or above a coupon barrier.

The Notes are automatically called if, on any observation date beginning after six months, the stock closes at or above the initial level; investors then receive principal plus that period’s contingent coupon, and the Note terminates. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise the payoff decreases in line with the stock’s negative performance and can fall to zero, resulting in total loss of principal.

All payments, including any contingent coupons and principal repayment, are subject to UBS’s credit. The Notes are not bank deposits, are not FDIC-insured, and are not expected to be listed on an exchange. The minimum investment is $1,000, and the estimated initial value per Note is expected to be between $9.28 and $9.53, below the issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsecured debt linked to the common stock of AppLovin Corporation, under its shelf registration. The notes are expected to trade on July 14, 2026 and mature on or about July 16, 2031.

Each note has a $10 denomination with a minimum investment of 100 notes. Investors receive contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates. The notes are automatically called, returning principal plus any due coupon, if the stock closes at or above the initial level before final valuation.

If not called, principal is repaid at maturity only when the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s decline and can fall to zero. The notes are not FDIC insured, will not be listed, and all payments depend on the creditworthiness of UBS. An estimated initial value per $10 note is expected between $9.29 and $9.54. Hypothetical examples illustrate an approximately five-year term and a 26.21% per annum contingent coupon rate.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation common stock, maturing around July 17, 2028. The notes pay a contingent coupon only on observation dates when the stock closes at or above a specified coupon barrier; otherwise no coupon is paid.

The notes can be called early if the stock closes at or above its initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the investment ends. If not called and the final stock level is at or above a downside threshold, principal is repaid at maturity, with a contingent coupon if the barrier is also met.

If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline from the initial level, and the entire principal can be lost. Payments depend on UBS’s credit; the notes are unsecured, unsubordinated obligations, not listed on any exchange, and their estimated initial value per $10 note is expected to be between $9.43 and $9.68.

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UBS AG is offering $160,000 of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. common stock, maturing January 18, 2028. The notes are senior unsecured debt of UBS and are not insured or exchange-listed.

Investors receive a contingent coupon only if Meta’s closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid. The notes are automatically called early if Meta’s level on any observation date before maturity is at or above the initial level, returning the $10 principal per note plus any due coupon, with no further payments.

If not called, principal is repaid at maturity only if Meta’s final level is at or above a downside threshold; below that threshold, repayment is reduced in line with the underlying return and can fall to zero. Payments depend on UBS’s creditworthiness, and the estimated initial value is $9.78 per $10 note. Minimum investment is 100 notes ($1,000), and secondary market liquidity may be limited.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on July 17, 2028. These unsubordinated, unsecured notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes are automatically called before maturity if the underlying stock closes at or above its initial level on any observation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If not called and the final stock level is at or above a downside threshold, investors receive principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.

All payments, including any repayment of principal, depend on UBS’s creditworthiness. The offering size is $335,000 with a minimum investment of 100 notes ($1,000). UBS estimates the initial value at $9.79 per $10 note, below the issue price, reflecting internal pricing and funding assumptions. Hypothetical examples illustrate a 32.04% per annum contingent coupon rate, a $0.801 coupon, and a downside threshold and coupon barrier set at 50.00% of the hypothetical initial stock level.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsubordinated and unsecured debt obligations linked to the common stock of Meta Platforms, Inc., with a scheduled maturity on or about January 18, 2028. Payments depend on Meta’s share performance and the creditworthiness of UBS.

On each observation date, UBS pays a contingent coupon only if Meta’s closing level is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called if, on any observation date before the final valuation date, Meta’s closing level is at or above the initial level, in which case investors receive the principal amount plus the applicable contingent coupon and the notes terminate.

If the notes are not called and the final level is at or above the downside threshold, investors receive the $10 principal per note at maturity, potentially plus a final contingent coupon. If the final level is below the downside threshold, the maturity payment is reduced proportionally to Meta’s decline (the underlying return), and investors can lose a significant portion or all of their initial investment. The notes are offered in $10 denominations with a minimum investment of 100 notes, will not be listed on an exchange, and have an estimated initial value between $9.45 and $9.70 per $10 note based on UBS’s internal pricing models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on or about July 17, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes pay contingent coupons only when the underlying stock closes at or above a preset coupon barrier on observation dates and may be automatically called if the stock closes at or above its initial level. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold; otherwise the payoff equals $10 times 1 plus the stock’s return, creating full downside exposure and potential total loss. Any payment depends on UBS’s creditworthiness, and the estimated initial value is expected to be between $9.42 and $9.67 per $10 Note.

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UBS AG is offering $505,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation. Each note has a $10 principal amount, pays a 19.00% per annum contingent coupon, and has a term to July 17, 2028.

Coupons are paid quarterly only when IBM’s closing level on an observation date is at or above the coupon barrier, set at $70.00, which is 70.00% of the initial level. Starting about 12 months after issuance, the notes are automatically called if IBM’s level is at or above the initial level, returning principal plus the applicable coupon.

If not called and the final level on July 13, 2028 is at or above the downside threshold of $70.00, principal is repaid (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced one-for-one with IBM’s decline, and principal can be lost entirely. Payments depend on UBS’s credit, the notes are not listed, and the estimated initial value per note is $9.57 versus the $10 issue price.

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UBS AG is offering $750,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation, maturing on July 16, 2027. The notes are unsubordinated, unsecured UBS debt and are not principal protected or insured.

Holders receive a contingent coupon on each quarterly observation date only if IBM’s closing share price is at or above a coupon barrier; otherwise no coupon is paid. The notes are automatically called if IBM closes at or above the initial level on any observation date after six months, in which case investors receive the $10 principal per note plus any due coupon and the product terminates. If not called and IBM’s final level is at or above a downside threshold on the final valuation date, only principal is repaid; if it is below the threshold, repayment is reduced in line with IBM’s decline and all principal can be lost. Minimum investment is 100 notes ($1,000), the notes will not be listed on any exchange, and the estimated initial value is $9.72 per $10 note, based on UBS internal pricing models and funding rate.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 14, 2026.