Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company, with final valuation on April 26, 2029 and maturity on April 30, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier. The Notes will be automatically called early if the closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; an automatic call results in payment of the $10 principal per Note plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, repayment is reduced proportionally by the underlying return and investors may lose a significant portion or all of their investment. The Notes are unsecured and subject to UBS credit risk. The offering minimum is 100 Notes at $10 per Note and the estimated initial value on the trade date was $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apple Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates, are subject to automatic early call if the underlying meets the initial level, and repay contingent principal at maturity only if the final level meets the downside threshold. The Notes have a principal amount of $10 per Note, a minimum purchase of 100 Notes ($1,000), an expected trade date of April 27, 2026, an expected settlement date of April 29, 2026, a final valuation date of April 27, 2028 and an expected maturity of May 1, 2028. Investors face full downside market exposure if the final level is below the downside threshold and credit risk of UBS for any payments.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company due on or about April 30, 2029. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates; they are autocallable quarterly beginning after six months if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise holders suffer a loss equal to the underlying return, including potential total loss. Payments depend on UBS creditworthiness. Estimated initial value per Note at trade date is between $9.34 and $9.59, with a principal amount of $10 per Note and a hypothetical contingent coupon rate of 9.96% per annum in the illustrative examples.
UBS AG (London Branch) priced capped, leveraged, buffered basket-linked notes. The notes reference an unequally-weighted basket of five indices with an initial basket level set to 100. The notes offer 200.00% upside participation subject to a cap (expected between 109.40% and 111.03%) and a buffer protecting declines up to 10.00% (buffer level = 90.00%). The maximum settlement amount is expected to be between $1,188.00 and $1,220.60 per $1,000 face amount. If the final basket level is below the buffer, investors incur leveraged downside (approximately 1.1111% loss of face amount per 1% below the buffer). The notes do not bear interest, are unsecured obligations of UBS, and the estimated initial value is expected to be between $952.00 and $982.00 per $1,000 face amount.
UBS AG London Branch is offering Digital S&P 500® Index-Linked Medium-Term Notes with a face amount of $1,000 per note and an aggregate initial offering of $1,895,000. The notes mature on June 28, 2028 and pay no interest. The cash settlement depends on the S&P 500 closing level from the trade date (April 23, 2026) to the determination date (June 26, 2028). If the final index level is ≥ the buffer level (85.00% of the initial level of 7,108.40, i.e., 6,042.14), holders receive a capped maximum settlement amount of $1,187.00 per $1,000 face amount. If the final index level is below the buffer, losses apply at approximately 1.1765% of face per 1% index decline below the buffer, possibly resulting in total loss of principal. The estimated initial value on the trade date was $997.00 per $1,000 face amount; the issue price equals face (100.00%), and the notes are unsecured obligations of UBS (credit risk applies).
UBS AG offers $33,891,600 of Trigger Autocallable GEARS linked to Meta Platforms, Inc. The Securities pay no interest, have a $10 per Security issue price and may be automatically called if Meta's closing level on the observation date meets or exceeds the autocall barrier. If called on May 3, 2027, the call price is $12.05 per Security (a 20.50% call return). If not called, maturity is April 26, 2029, and payments depend on the underlying return, an upside gearing of 1.5053, and a downside threshold of $472.52 (70.00% of the initial level of $675.03). Holders bear both downside market exposure to Meta and UBS credit risk; estimated initial value was $9.70 per Security.
UBS AG is offering two separate series of Trigger Autocallable Contingent Yield Notes linked to single equities: $4,681,500 of notes tied to Ford Motor Company and $1,455,000 of notes tied to 3M Company, each maturing April 27, 2029.
The notes pay contingent quarterly coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates, are callable after six months if the underlying meets a call threshold, and repay principal at maturity only if the final level meets or exceeds a downside threshold; otherwise holders suffer downside market exposure and may lose a significant portion or all principal. All payments depend on UBS’s creditworthiness.
UBS AG London Branch is offering $8,000,000 aggregate face amount of Digital S&P 500® Index‑Linked Medium‑Term Notes due June 23, 2027. The notes pay no interest and settle in cash at maturity based on the S&P 500® Index performance measured from the strike date April 21, 2026 to the determination date June 21, 2027.
If the final underlier level is equal to or above the buffer level of 90.00% (initial underlier level 7,064.01), holders receive the maximum settlement amount of $1,100.20 per $1,000 face amount. If the final underlier level is below the buffer level, losses apply pro rata: holders lose approximately 1.1111% of face amount for every 1.00% negative underlier return below the buffer and could lose their entire investment. The estimated initial value as of the trade date is $985.00 per $1,000 face amount; issue price is 100.00% of face amount with an underwriting discount of 1.17% and net proceeds to the issuer of 98.83%.
UBS AG offers Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes that pay no interest and have a term expected to be between 18 and 21 months. For each $1,000 face amount, the notes provide 150.00% upside participation in positive S&P 500 returns up to a cap (cap level expected between 111.96% and 114.06% of the initial underlier level), with a maximum settlement amount expected to be between $1,179.40 and $1,210.90. A buffer protects against declines up to 10.00% (buffer level = 90.00%); if the final underlier level falls below the buffer, investors incur leveraged losses (approximately 111.11% exposure beyond the buffer). The estimated initial value on the trade date is expected to be between $967.00 and $997.00 per $1,000 face amount. Notes are unsecured obligations of UBS, carry issuer credit risk, are not FDIC insured, and are expected to have limited or no secondary market liquidity.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. The notes pay a contingent coupon of 10.15% per annum when both underlyings meet coupon barriers on monthly observation dates and are callable by UBS beginning after three months. If not called, principal is repaid at maturity March 29, 2028 only if both final levels are at or above 70% of their initial levels; otherwise repayment is reduced pro rata by the negative return of the least performing underlying (you could lose a significant portion or all of principal). Issue price totals $588,000 (per Note $1,000); the estimated initial value per Note on the trade date was $974.50. All payments are subject to UBS credit risk.