STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on March 6, 2028. Each Note has a principal amount of $10 and a minimum investment of 100 Notes.

The Notes may pay periodic contingent coupons only if the closing level of NVIDIA meets or exceeds the coupon barrier on observation dates; otherwise no coupon is paid. The Notes are automatically called early if the closing level meets or exceeds the initial level on any observation date, in which case investors receive principal plus any contingent coupon then due. If not called and the final level is below the downside threshold (set at $50.00, or 50.00% of the initial level), repayment at maturity will be reduced pro rata, and investors can lose a significant portion or all of their investment. Estimated initial value on the trade date was $9.80.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares Expanded Tech-Software Sector ETF. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on an observation date and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, redemption at maturity will reflect the underlying return and could result in a substantial or total loss of principal. Key dates include Trade Date March 4, 2026, Settlement Date March 6, 2026, Final Valuation Date September 2, 2027 and Maturity Date September 7, 2027. Minimum investment is 100 Notes at $10 per Note; UBS estimates an initial value range of $9.37 to $9.62 per Note on the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due March 6, 2031. The Notes pay contingent coupons only when the underlying closing level meets a coupon barrier on observation dates and can be automatically called quarterly if the underlying equals or exceeds the initial level. The Notes have a stated principal amount per Note of $10, an example contingent coupon rate of 11.81% per annum and an estimated initial value of $9.73 as of the trade date. Trade and settlement are shown as March 4, 2026 and March 6, 2026. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and may result in total loss of investment. Payments are subject to UBS creditworthiness. Minimum purchase is 100 Notes (a $1,000 investment).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation due on or about March 6, 2028. The preliminary pricing supplement is dated March 4, 2026 and sets the trade date as March 4, 2026 and the expected settlement date as March 6, 2026. The Notes pay contingent coupons only if the underlying closing level on an observation date is at or above a coupon barrier; they are subject to automatic early call on bimonthly observation dates if the underlying is at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold, otherwise repayment equals $10 x (1 + underlying return), which can result in significant loss or a total loss of principal.

Key terms shown in the preliminary supplement: minimum investment 100 Notes ($1,000), estimated initial value range per Note between $9.40 and $9.65, hypothetical contingent coupon rate example 22.30% per annum, downside threshold example $50.00 (50% of initial level) and coupon barrier example $60.00 (60% of initial level). Payments depend on UBS creditworthiness and the final terms will be set on the trade date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about March 6, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, principal may be reduced proportionally to the underlying return.

Key terms in this preliminary pricing supplement include a trade date of March 4, 2026, settlement date of March 6, 2026, final valuation date of March 2, 2028, a minimum investment of 100 Notes (principal $1,000), and an estimated initial value range of $9.44 to $9.69 per Note. All payments are subject to the creditworthiness of UBS.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about March 6, 2031. The Notes pay a contingent coupon only if the underlying stock closes at or above the coupon barrier on each observation date and are automatically called if the stock closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), which can result in the loss of a substantial portion or all of the investment. Trade date is March 4, 2026, settlement March 6, 2026. Minimum investment is 100 Notes ($1,000); estimated initial value per Note is between $9.32 and $9.57.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a trade date of March 4, 2026, expected settlement on March 6, 2026, a final valuation date of March 2, 2029, and maturity on March 6, 2029. UBS will pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; the Notes are automatically called if the underlying closing level meets or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal repayment is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. Minimum investment is 100 Notes at $10 per Note; the document shows an estimated initial value of $9.75 per Note. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due March 6, 2028. Each Note has a principal amount of $10. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if on any observation date prior to the final valuation date the underlying closing level is equal to or greater than the initial level; upon an automatic call you would receive principal plus any contingent coupon then due. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive principal; if below the downside threshold you receive $10 x (1 + underlying return), which can result in a loss up to your full investment. Trade date is March 4, 2026, settlement March 6, 2026, final valuation date March 2, 2028, and maturity March 6, 2028. The offering minimum is 100 Notes (minimum investment $1,000). The estimated initial value on the trade date is $9.86. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due March 6, 2028. The Notes pay a contingent coupon on coupon dates only if the closing level of Intel on the relevant observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are subject to an automatic call on any quarterly observation date (beginning after ~6 months) if the closing level is at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called and the final level is at or above the downside threshold, holders receive the principal at maturity; if the final level is below the downside threshold, holders suffer a loss equal to the underlying return and could lose all principal. Trade date is March 4, 2026, settlement March 6, 2026, final valuation date March 2, 2028, maturity March 6, 2028. Minimum investment is 100 Notes at $10 per Note; estimated initial value on the trade date is $9.80. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement sets a trade date of March 4, 2026, settlement date March 6, 2026, a final valuation date of March 2, 2029, and a maturity date of March 6, 2029.

The Notes have a $10 principal amount per Note and are subject to automatic early call on quarterly observation dates if the closing level of the underlying stock is at or above the initial level. Contingent coupons are payable only when the underlying equals or exceeds the coupon barrier on an observation date. Examples show a hypothetical contingent coupon rate of 18.36% per annum (contingent coupon of $0.459 per $10 Note) and a downside threshold of $60.00 (60.00% of the initial level). Estimated initial value is expected between $9.37 and $9.62. Minimum investment is 100 Notes (representing $1,000). All payments, including principal contingent repayment, depend on UBS creditworthiness; if the final level falls below the downside threshold, investors may suffer losses up to the full investment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 4, 2026.