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UBS AG (AMUB) SEC Filings, Jun 2, 2026

AMUB NYSE
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UBS AG is offering Barrier Market Linked Notes with Daily Barrier Observation linked to gold due December 7, 2027. The notes are unsecured debt of UBS whose maturity payment depends on the gold spot price relative to an upper barrier equal to the initial price plus 30.00%. If a barrier event occurs on any observation day, holders receive principal plus a 5.00% conditional return. If no barrier event occurs and the final price exceeds the initial price, holders receive principal plus the underlying return limited to a 30.00% maximum gain (maximum payment per Note: $1,300.00). If no barrier event occurs and the final price is equal to or below the initial price, holders receive only principal ($1,000). Trade date is June 2, 2026, settlement June 5, 2026, final valuation December 2, 2027, maturity December 7, 2027. The issue price includes an underwriting discount of $20.00 per Note; estimated initial value range is $946.30 to $976.30. Payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100, with final maturity on or about January 6, 2028. The notes pay a contingent coupon only when each underlying meets its coupon barrier on observation dates and are callable monthly by UBS beginning after three months. If UBS does not call the notes and the final level of any underlying asset is below its 70.00% downside threshold, principal repayment at maturity will be reduced proportionally to the decline in the least performing underlying asset, possibly resulting in loss of all principal. The preliminary per-note issue price is $1,000, the estimated initial value range is $955.50–$985.50, and an underwriting discount of up to $7.25 per note will apply. The notes are unsecured obligations of UBS and payments depend on UBS' creditworthiness.

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UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with an expected term of approximately 12 months ending on July 7, 2027. Each Security has a principal amount of $1,000, a 15.00% buffer and a stated minimum maximum gain of 12.30; final terms (including the exact maximum gain and initial level) will be set on the trade date and reflected in the final pricing supplement.

The payout at maturity depends on the underlying return relative to the downside threshold: positive returns pay principal plus the lesser of the underlying return and the maximum gain (capped), returns above the buffer but below the downside threshold return principal, and large negative returns below the downside threshold produce losses in excess of the buffer. Estimated initial value is between $961.40 and $991.40 per Security; proceeds to UBS are shown as $995.00 per Security.

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UBS AG is offering $1,334,000 of Trigger Autocallable Contingent Yield Notes due June 1, 2029 linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the Nasdaq-100® Technology Sector (NDXT). The Notes pay a contingent coupon only when both underlyings meet coupon barriers on observation dates and are subject to monthly automatic calls beginning ~6 months after issuance.

The stated contingent coupon for GDX is 13.60% per annum. Key levels: GDX initial $89.49 (call threshold 100%, downside 50%, coupon barrier 70%); NDXT initial 17,450.41 (call threshold 100%, downside 50%, coupon barrier 70%). The issue price is $1,000 per Note (total $1,334,000); estimated initial value was $955.10. Payments (including principal) depend on UBS creditworthiness; if not called and an underlying’s final level is below its downside threshold, principal can be reduced, potentially to zero.

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UBS AG offers Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average and the S&P 500. Each Security has a $1,000 principal and an approximately 18‑month term: trade date June 30, 2026, settlement July 6, 2026, final valuation date December 30, 2027 and maturity January 4, 2028. Payment at maturity depends on the least performing underlying return: a positive least performing return yields up to a 18.25% cap (maximum payment $1,182.50); a zero or negative least performing return may produce a capped contingent absolute return up to 15.00% (maximum payment $1,150.00) if the final level is at or above the downside thresholds (each equal to 85.00% of its initial level). If the least performing underlying final level is below its downside threshold, holders suffer principal losses beyond the 15.00% buffer and could lose almost all principal. The estimated initial value range is $951.60 to $981.60, and the underwriting discount is $7.25 per Security.

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The issuer UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, maturing on or about July 2, 2029. The notes pay a contingent coupon only when each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the notes monthly beginning after approximately six months; if not called and any final level is below its downside threshold, principal repayment will be reduced by the percentage decline of the least performing underlying asset, potentially resulting in substantial loss, including loss of all principal. The preliminary issue price is $1,000 per Note and the estimated initial value range is $934.40 to $964.40. Key terms such as the contingent coupon rate, coupon barriers (75.00% of initial level) and downside thresholds (70.00% of initial level) will be finalized on the strike date and shown on the final pricing supplement.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Nasdaq-100® Technology Sector, due on or about July 6, 2029. The Notes pay a 11.15% per annum contingent coupon only when each underlying asset meets its coupon barrier on an observation date and are callable monthly by UBS beginning after six months. If not called, repayment at maturity depends on whether each underlying asset is at or above a 70.00% downside threshold; if any underlying asset is below its threshold at final valuation, principal is reduced pro rata to the decline of the least performing underlying asset. The issue price is $1,000.00 per Note and the estimated initial value range is $953.70 to $983.70. The Notes are unsecured obligations of UBS and subject to UBS credit risk and limited secondary market liquidity.

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UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Zscaler, Inc. The Notes pay a fixed coupon of 16.65% per annum in monthly installments, are callable monthly beginning after 12 months if the underlying meets the call threshold, and mature June 6, 2028.

The initial level (strike) is $155.71; the call threshold equals $155.71 (100% of the initial level) and the downside threshold equals $77.86 (50% of the initial level). At maturity holders face contingent repayment of principal tied to the final level and are exposed to UBS credit risk. The estimated initial value on the trade date was between $952.30 and $982.30; the issue price per Note is $1,000.

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UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index due on or about July 7, 2027. Each Security has a $1,000 principal amount and a 10.00% buffer: if the final level is at or above the downside threshold you receive your principal at maturity; if the underlying return is positive you participate up to a 15.00% maximum gain. Payments and any principal repayment depend on UBS’ creditworthiness. The preliminary estimated initial value range is $961.40 to $991.40.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, with terms set in a final pricing supplement.

The Notes pay a contingent coupon of 9.05% per annum only if each underlying closes at or above its coupon barrier on an observation date; issuer call rights begin monthly after ~3 months. If not called and any final underlying level is below its downside threshold of 70.00% of initial level, principal repayment at maturity will be reduced pro rata to the percentage decline of the least performing underlying asset. The issue price per Note is $1,000.00 and estimated initial value is between $942.60 and $972.60.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 2, 2026.