Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG offers Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. Each Note has a principal amount of $1,000, a stated call return rate of 11.20% per annum, annual observation dates, an expected trade date of May 15, 2026, and a maturity date of May 20, 2030. If on any observation date both indices are at or above their call threshold levels, UBS will automatically call the Notes and pay a call price (principal plus the applicable call return). If not called, repayment at maturity is contingent: if each final level is at or above its downside threshold you receive $1,000, but if any final level is below its downside threshold you receive an amount equal to $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss or a total loss of principal. The estimated initial value range is $937.30 to $967.30; the issue price includes underwriting and other costs. Payments depend on UBS creditworthiness; the Notes are unsecured and not FDIC insured.
UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with an expected maturity on November 18, 2027. The notes provide upside participation capped at a 15.65% maximum gain and a 10.00% buffer (downside threshold = 90.00% of the initial level). If the final level is at or above the downside threshold, principal is returned; if below, losses apply beyond the buffer and you may lose most or all of your investment. Trade date is expected May 15, 2026 with settlement May 20, 2026 and final valuation date November 15, 2027. Issue price is $1,000 per Security; estimated initial value range is $941.30 to $971.30.
UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with an expected trade date of May 15, 2026, settlement on May 20, 2026, a final valuation date of November 15, 2027 and maturity on November 18, 2027. Each Security has a $1,000 principal amount, a 10.00% buffer, and a 21.00% maximum gain (maximum payment $1,210.00). The payout at maturity depends on the percentage change in the Index from the initial level to the final level: you receive principal plus participation up to the cap if the return is positive; you receive principal if the final level is at or above the downside threshold; if the final level is below the downside threshold you suffer losses beyond the buffer, and could lose almost all principal. Payments are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value range is $956.50 to $986.50 per Security.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of SPY and XLE, with quarterly observation dates, callable after six months and a scheduled maturity of May 3, 2029. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes.
Holders may receive periodic contingent coupons only if both underlying assets meet coupon barriers on observation dates; contingent coupon rates are set in a range of 9.00% to 9.50% per annum. If not called and any underlying asset finishes below its downside threshold, principal repayment at maturity may be reduced proportionally (downside threshold = 60.00% of initial level), creating material market and credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the State Street SPDR S&P Regional Banking ETF (KRE). The notes have a $1,000 principal per note, quarterly observation dates and a maturity around May 3, 2029. Contingent coupons (set on the trade date) are payable only if the ETF closing level on an observation date meets the coupon barrier; coupons are in the range 9.55% - 9.90% per annum as indicated. The notes will autocall early if the ETF closing level on an observation date equals or exceeds a call threshold (100% of initial level); if not called, repayment at maturity depends on the final level relative to a downside threshold (70% of initial level), exposing holders to potential full downside market loss. Payments are subject to UBS credit risk. Trade and settlement are expected on April 28, 2026 and May 1, 2026, respectively. The estimated initial value per note is between $941.10 and $971.10, while the issue price is $1,000 with an underwriting discount of $20 (proceeds to UBS of $980 per note).
UBS AG priced a preliminary offering of digital S&P 500® Index-linked medium-term notes that pay no interest and mature in a term expected to be between 12 and 14 months. Each note has a $1,000 face amount and provides a capped upside (expected maximum settlement between $1,077.90 and $1,091.60 per $1,000) if the final index level is at or above a 90.00% buffer of the initial level. If the final index level is below the 90.00% buffer, losses accrue at approximately 1.1111% of face amount for each 1% decline below the buffer; investors may lose their entire investment. The estimated initial value per $1,000 is expected to be between $958.00 and $988.00, while the issue price is 100.00% with an underwriting discount of 0.88%.
UBS AG offers a preliminary pricing supplement for Capped Performance Leveraged Upside Securities (Capped PLUS) linked to the State Street Financial Select Sector SPDR ETF, due on or about August 4, 2027. Each Capped PLUS has a stated principal amount of $1,000.00 and applies a leverage factor of 3.0 to positive returns of the underlying fund, subject to a maximum gain of 18.25% and a maximum payment at maturity of $1,182.50 per Capped PLUS. The securities pay no interest or dividends and expose holders to the full downside of the underlying fund; investors may lose some or all of their principal. Pricing is expected on April 30, 2026 with original issuance expected on May 5, 2026, valuation date expected on July 30, 2027 and maturity on August 4, 2027. This preliminary supplement states the issue price is $1,000.00 and an estimated initial value range between $943.20 and $973.20.
UBS AG offers $330,000 of Trigger Autocallable Contingent Yield Notes linked to Intel common stock due May 1, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date before the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if below, repayment equals $10 multiplied by (1 + underlying return), which can result in a significant loss or total loss of principal. Trade date is April 27, 2026, settlement April 29, 2026, final valuation date April 27, 2028, and maturity May 1, 2028. Minimum investment is 100 Notes ($1,000); the issuer-estimated initial value was $9.80. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation with a final valuation date of April 26, 2029 and maturity on April 30, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; they are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, repayment of principal at maturity is contingent: full principal is repaid only if the final level is at or above a downside threshold (illustrative: $60.00, 60.00% of the initial level); otherwise your cash payment at maturity will fall with the underlying and could result in a total loss. Trade date is April 27, 2026 and settlement is expected April 29, 2026. The estimated initial value per note is $9.72. Minimum purchase is 100 notes at $10 per note. Payments depend on UBS creditworthiness and the notes are not FDIC insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, you receive $10 x (1 + underlying return) and could lose a significant portion or all of your investment. All payments are subject to UBS credit risk. Trade date is April 27, 2026, expected settlement April 29, 2026, final valuation date October 27, 2027, and maturity October 29, 2027.