Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and shares of the State Street® Energy Select Sector SPDR® ETF, maturing May 3, 2029. Each $1,000 Note pays a contingent coupon of 11.55% per annum if both underlyings meet monthly coupon barriers; otherwise no coupon. UBS may call the Notes beginning after six months. At maturity, if any underlying is below its 65.00% downside threshold, principal is reduced pro rata to the negative return of the least performing underlying (possible total loss). The estimated initial value is $978.40 per $1,000 Note and the issue price is $1,000 per Note.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index, maturing on or about February 20, 2029. The notes pay a contingent coupon (9.70% per annum) only if each underlying's closing level on an observation date meets its coupon barrier; otherwise no coupon is paid.
The notes are callable monthly at UBS' discretion beginning after 12 months; if not called and the final level of any underlying is below its downside threshold, holders may suffer losses equal to the shortfall in excess of the 15% buffer. The estimated initial value range is $960.40 to $990.40 and the issue price is $1,000.00 per note (proceeds to UBS $995.00 per note). The notes are unsecured obligations of UBS and are subject to UBS credit and Swiss regulatory risks.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a minimum contingent coupon of at least 7.50% per annum, are callable quarterly beginning after six months, and mature on May 18, 2029. Trade date is May 15, 2026 with expected settlement on May 20, 2026. If not called, repayment at maturity is contingent: full principal is repaid only if each underlying asset is at or above its downside threshold (70% of initial level); otherwise the payment equals $1,000 times (1 + the negative return of the least performing underlying asset), which can result in a substantial loss or total loss of principal. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, due on or about June 1, 2029. The notes pay a contingent coupon of 9.30% per annum only when each underlying closing level on an observation date is at or above its coupon barrier; otherwise no coupon is paid.
The notes are callable by UBS monthly beginning after six months; if called you receive principal plus any contingent coupon then due. If not called and any final level is below its downside threshold (70.00% of initial level), principal is reduced proportionally to the decline of the least performing underlying asset. The issue price is $1,000 per note and the estimated initial value range is $934.30–$964.30. These notes are unsecured obligations of UBS and subject to UBS credit risk and significant market risk.
UBS AG offers preliminary terms for Trigger Callable Contingent Yield Notes due on or about December 1, 2027, linked to the least performing of the S&P 500®, Russell 2000®, and Nasdaq-100 indices. The notes pay a contingent coupon of 8.65% per annum when each underlying index meets its coupon barrier on an observation date, are callable monthly by UBS beginning after ≈3 months, and expose holders at maturity to the downside return of the least performing underlying index if any final level is below a 70.00% downside threshold. Issue price per Note is $1,000 with an estimated initial value between $940.50 and $970.50. Payments, including any principal repayment, are subject to UBS credit risk. Key economics (coupon rate, barriers, downside threshold, final terms and CUSIP) will be set on the strike date and reflected in the final pricing supplement.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® due on or about December 2, 2027. The notes pay a contingent coupon (11.00% per annum in the preliminary terms) only if each underlying meets its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the notes monthly beginning after ~3 months; if not called, repayment at maturity depends on the least performing underlying relative to a 70.00% downside threshold, exposing holders to partial or total loss of principal. The estimated initial value range is $956.50 to $986.50, and the issue price is $1,000 per note. Key risks include issuer credit risk, limited liquidity, issuer call and exposure to the single least performing index component.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The notes pay a contingent coupon only if each underlying is at or above its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the notes monthly beginning after 12 months; if called you receive principal plus any contingent coupon due on the call settlement date. At maturity, if the final level of any underlying is below its downside threshold, principal is reduced by the percentage that the least performing underlying is below its initial level in excess of a 15% buffer. The estimated initial value range is $960.60 to $990.60 and the issue price is $1,000.00.
UBS AG offers Trigger Contingent Yield Notes with Memory Interest linked to the least performing common stock of JPMorgan Chase & Co., Microsoft Corporation and Oracle Corporation. The Notes have a principal amount of $1,000 per Note, monthly observation dates, a strike date expected on May 20, 2026, a final valuation date of May 21, 2029 and a maturity date of May 24, 2029. If, on an observation date, the closing level of each underlying asset is at or above its coupon barrier, UBS will pay a contingent coupon (plus previously unpaid contingent coupons under the memory feature); otherwise no coupon is paid. At maturity, if every final level is at or above its downside threshold, UBS will repay the principal; if any final level is below its downside threshold, the cash payment is reduced and tracks the percentage decline of the least performing underlying asset, potentially causing a substantial or total loss. Payments depend on UBS’ creditworthiness and the issue price exceeds the estimated initial value, which is stated between $956.00 and $986.00 as of the trade date.
UBS AG is offering Buffer Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the State Street® Energy Select Sector SPDR® ETF (XLE). The Notes have a $1,000 principal per Note, an 11.00% per annum contingent coupon rate, a 20.00% downside buffer, monthly coupon observation dates, quarterly call observation dates (beginning after six months), an expected trade date of May 26, 2026, settlement on May 29, 2026, final valuation date of May 26, 2028, and maturity on or about June 1, 2028. If on any coupon observation date both underlying assets equal or exceed their coupon barriers, UBS will pay the contingent coupon; the Notes may be automatically called if both underlyings meet call threshold levels on a call observation date, in which case investors receive principal plus any due contingent coupons. If not called and the final level of any underlying is below its downside threshold, repayment is reduced by the least performing underlying return in excess of the 20.00% buffer, and investors could lose most or all principal. Payments are subject to UBS credit risk. The estimated initial value range is $927.60 to $957.60 and the issue price is $1,000 with an underwriting discount of $26.00 per Note.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Nasdaq-100® Technology Sector, due on or about June 1, 2029. Each Note has a $1,000 principal amount, a contingent coupon rate of 10.80% per annum, and observation dates monthly (callable after six months). The Notes pay contingent coupons only when both underlyings meet coupon barriers and are issuer-callable monthly at UBS’s discretion; if not called and an underlying’s final level is below its downside threshold ( 70.00% of its Initial Level ), principal may be reduced pro rata to the least performing underlying and you could lose a substantial portion or all of your investment. The issue price is $1,000 per Note; estimated initial value is between $954.00 and $984.00; underwriting discount is $7.50 per Note and proceeds to UBS are $992.50 per Note.