Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
The issuer is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes have a principal amount of $10 per Note, a trade date of May 11, 2026, expected settlement on May 13, 2026, a final valuation date of May 11, 2028 and a maturity date of May 15, 2028. The Notes may pay periodic contingent coupons only when the underlying closes at or above the coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines dollar-for-dollar with the underlying return, and you could lose all principal. Payments depend on UBS creditworthiness. The document states an estimated initial value of $9.79 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock maturing on May 14, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of Snowflake on the applicable observation date is at or above the coupon barrier. UBS will automatically call the Notes early if the closing level of Snowflake on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case investors receive principal plus any contingent coupon then due.
If the Notes are not called, repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays principal; if the final level is below the downside threshold, repayment falls proportionally and investors may lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness. The estimated initial value was $9.70 per Note; minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Airbag Autocallable Yield Notes linked to American Eagle Outfitters common stock due May 13, 2027. The Notes pay a quarterly coupon unless they are automatically called early when the underlying closing level on an observation date is equal to or greater than the initial level. If automatically called, UBS will pay principal plus the coupon on the related coupon payment date and the Notes terminate. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is at or above the downside threshold, UBS will repay the $10 principal plus the final coupon; if below the downside threshold, principal is reduced and investors bear leveraged downside exposure — approximately 1.4286% of principal lost for each 1% decline of the underlying beyond the threshold, with potential loss of the entire initial investment. The estimated initial value was $9.73 per Note. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The minimum investment is 100 Notes at $10 per Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. due on or about May 15, 2028. The Notes pay a contingent coupon only if the underlying's closing level meets the coupon barrier on observation dates and will be automatically called early if the underlying reaches the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, potentially causing a large loss. Trade date is May 11, 2026 with settlement May 13, 2026. The Notes have a $10 principal amount, an estimated initial value range of $9.41 to $9.66, and are subject to UBS credit risk and the product’s stated observation, market disruption and antidilution mechanics.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about May 14, 2029. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and could result in total loss. Trade date is May 11, 2026 with settlement expected May 13, 2026. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. The estimated initial value range is $9.36 to $9.61 per $10 Note, and the minimum investment is 100 Notes.
UBS AG priced a preliminary offering of Airbag Autocallable Yield Notes linked to the common stock of American Eagle Outfitters, Inc. The trade date is May 11, 2026, settlement May 13, 2026, final valuation May 11, 2027 and maturity May 13, 2027. The Notes pay a periodic coupon unless automatically called; an automatic call occurs if the underlying’s closing level on an observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced with leveraged downside exposure (approximate downside sensitivity: 1.4286% principal loss per 1% decline beyond the threshold). Example coupon assumptions show a coupon rate of 12.18% per annum (quarterly coupon of $0.3045 on a $10 note) and an illustrative estimated initial value range between $9.43 and $9.68. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., with a stated offering amount of $400,000 and a maturity date of May 15, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced in direct proportion to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to the issuer’s creditworthiness; the estimated initial value per $10 Note on the trade date is $9.81 and the minimum investment is 100 Notes (principal amount $1,000).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay contingent coupons only if observation-date closing levels meet the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return; investors may lose a significant portion or all of their investment. Trade date is May 11, 2026, expected settlement May 13, 2026, final valuation date May 11, 2028 and maturity May 15, 2028. Principal amount examples use $10 per Note and a minimum purchase of 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation maturing on May 15, 2028. The Notes pay a contingent coupon only when the underlying stock's closing level on an observation date is at or above the coupon barrier, and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is at or above the downside threshold, principal ($10 per Note) is repaid at maturity; if the final level is below the downside threshold the cash payment may be less than principal, with losses equal to the underlying return (in extreme cases, a total loss). Trade date is May 11, 2026, settlement date May 13, 2026, final valuation date May 11, 2028.
The offering carries issuer credit risk of UBS and liquidity/secondary market limitations; the estimated initial value per Note on the trade date is $9.72. Example terms shown: contingent coupon rate 29.97% per annum, contingent coupon per $10 Note $0.7493, downside threshold and coupon barrier shown as $50.00 (50% of initial level).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock due May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold; otherwise investors suffer losses equal to the percentage decline in the underlying and could lose their entire investment. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness. The Notes trade with a principal amount of $10 per Note, an estimated initial value of $9.72 as of the trade date, and example terms showing a contingent coupon rate of 28.58% per annum (contingent coupon $1.429 on a $10 Note). Trade and settlement dates and final valuation and maturity dates are disclosed in the terms.