Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated May 15, 2026 sets a $10 principal amount per Note with trade and settlement around May 15, 2026 and May 19, 2026, and a final valuation and maturity in mid‑May 2027. The Notes can pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on an observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the cash payment equals $10 × (1 + underlying return), which can result in a substantial loss, up to the full principal. Estimated initial value is shown as a range and any payment is subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company with a trade date of May 15, 2026, expected settlement on May 19, 2026, a final valuation date of May 17, 2028, and maturity on May 19, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on an observation date.
The Notes repay principal at maturity only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced proportional to the underlying return. Example terms shown: principal amount $10, contingent coupon rate 11.06% per annum (contingent coupon $0.2765 per observation), downside threshold $70.00 (70.00% of initial level). Estimated initial value range on the trade date is $9.42 to $9.67. All payments are subject to UBS's creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if the final level is below the downside threshold you receive $10 multiplied by (1 + underlying return), exposing you to the negative return of the underlying stock and potential loss of all principal. Payments, including principal, depend on UBS's creditworthiness. Trade date is May 15, 2026, settlement May 19, 2026, final valuation date May 17, 2028 and maturity May 19, 2028. The estimated initial value on the trade date is $9.71. The Notes are offered in minimums of 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on May 19, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets the coupon barrier; otherwise no coupon is paid.
The Notes feature an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return, and investors can lose a substantial portion or all of their investment. The offering requires a minimum purchase of 100 Notes ($1,000) and the document shows an estimated initial value of $9.72 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The preliminary pricing supplement dated May 15, 2026 sets the trade date as May 15, 2026, settlement on May 19, 2026, final valuation date on May 17, 2028 and maturity on May 19, 2028. Each Note has a principal amount of $10. Notes pay contingent coupons only if the underlying closing level meets or exceeds specified coupon barriers on observation dates, and the Notes will autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold investors may suffer a loss equal to the underlying return, including potential loss of the entire investment. Payments are subject to UBS credit risk. The estimated initial value range on the trade date is $9.40–$9.65. The document is preliminary and final terms will be set on the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. (AMD) with final maturity May 19, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be less than the principal amount, with potential for a loss equal to the percentage decline in the underlying; in extreme situations you could lose all of your initial investment. Trade date is May 15, 2026, settlement May 19, 2026, final valuation date May 17, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.74 per Note. Example illustrative contingent coupon rate shown is 27.73% per annum (contingent coupon $0.6933 per $10 Note) and a sample downside threshold and coupon barrier of $60.00 (60.00% of the initial level).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes have a trade date of May 15, 2026, an expected settlement date of May 19, 2026, a final valuation date of May 17, 2028 and an expected maturity of May 19, 2028. Each Note has a principal amount of $10. Investors may receive periodic contingent coupons only when the underlying closing level on an observation date is at or above the coupon barrier. The Notes will be automatically called early if the underlying closing level on any observation date before the final valuation date is at or above the initial level; if called, UBS will pay principal plus any contingent coupon due.
At maturity, if the Notes are not called and the final level is at or above the downside threshold, UBS will pay the principal amount. If the final level is below the downside threshold, the cash payment per Note will equal $10 x (1 + Underlying Return), exposing investors to a percentage loss equal to the underlying return; in extreme cases, investors could lose all of their principal. The estimated initial value range is $9.41 to $9.66 per Note as of the trade date. All payments are subject to UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Arm Holdings plc ADRs due November 19, 2027. Each Note has a principal amount of $10 and pays contingent coupons only if the underlying ADR closing level on observation dates meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is repaid; if the final level is below the downside threshold the holder suffers a loss equal to the underlying return and could lose substantially all principal. Trade and settlement are May 15, 2026 and May 19, 2026, with final valuation on November 17, 2027 and maturity on November 19, 2027. The estimated initial value per Note as of the trade date is $9.72. All payments depend on UBS’s creditworthiness; in a UBS default holders may receive nothing.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a principal amount of $10 per Note, a trade date of May 15, 2026, settlement on May 19, 2026, a final valuation date of May 17, 2028 and a maturity date of May 19, 2028. The Notes pay periodic contingent coupons only when the underlying's closing level on an observation date is equal to or above a coupon barrier; otherwise no coupon is paid. The Notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity, in which case UBS pays principal plus any contingent coupon. If the Notes are not called and the final level is below the disclosed downside threshold, principal repayment at maturity is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. The estimated initial value range on the trade date is $9.44 to $9.69. Minimum investment is 100 Notes ($1,000). All payments, including principal, depend on UBS's creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc, with trade date May 15, 2026, expected settlement May 19, 2026, final valuation date November 17, 2027 and maturity November 19, 2027. The Notes pay periodic contingent coupons only if the underlying ADR closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. At maturity, if not called, principal repayment is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, possibly resulting in a significant loss or total loss of principal. The Notes are unsecured obligations of UBS AG, carry issuer credit risk, are not FDIC-insured, and have a minimum investment of 100 Notes ($1,000). The estimated initial value range on the trade date is $9.41 to $9.66 per Note.