Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG priced a preliminary offering of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and the Nasdaq-100 Technology Sector, with a stated contingent coupon rate of 11.45% per annum and a maturity expected on or about June 1, 2029. The notes are issuer-callable monthly (beginning after six months), pay contingent coupons only if each underlying meets its coupon barrier on observation dates, and repay principal at maturity only if each underlying is equal to or above its downside threshold; otherwise principal will be reduced in proportion to the least performing underlying asset. The issue price per note is $1,000.00 with an underwriting discount of $7.00 and proceeds to UBS of $993.00. The estimated initial value range is $958.80 to $988.80, and payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Take-Two Interactive Software, Inc. with final maturity on November 19, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable quarterly beginning about six months after trade date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a disclosed downside threshold; if below that threshold, principal is reduced pro rata by the underlying return and investors may lose a significant portion or all of their investment. Payments (coupons and principal) are subject to the creditworthiness of UBS AG.
UBS AG is offering $1,972,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The Notes pay a 16.00% per annum contingent coupon when the index meets the coupon barrier on monthly observation dates and are callable monthly beginning after 12 months if the index meets the call threshold.
The Notes have a $1,000 principal per Note, an estimated initial value of $967.20 as of the trade date, a principal repayment at maturity only if the final index level is at or above the 50.00% downside threshold, and full downside exposure otherwise; all payments depend on UBS creditworthiness.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due on or about April 27, 2028. The notes reference a 12.00% per annum contingent coupon, are callable monthly by UBS beginning after ~3 months, and pay principal at maturity only if each underlying is at or above a 70.00% downside threshold.
The notes have a $1,000 per-note issue price and an estimated initial value range of $961.10 to $991.10 as of the trade date. Payments, including repayment of principal, are subject to UBS credit risk; holders may lose a significant portion or all of their investment if the final level of the least performing underlying asset is below its downside threshold.
UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each Note has a principal amount of $1,000 and a term of approximately five years, with semiannual observation dates beginning after 12 months. The Notes are automatically called if on any observation date the closing level of each underlying asset is at or above its call threshold; a cash call price (principal plus a call return) is paid if called. The stated call return rate is 10.40% per annum, increasing at later observation dates, and the Notes provide contingent repayment of principal at maturity tied to the least performing underlying asset (70.00% downside threshold per underlying asset). Estimated initial value on the trade date is shown as between $924.30 and $954.30. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing on or about June 1, 2027. The notes pay a contingent coupon (stated example: 11.60% per annum) only when each underlying meets its coupon barrier on an observation date and are callable monthly by UBS beginning after ~3 months. If not called, principal repayment at maturity depends on the final level of the least performing underlying relative to a 70.00% downside threshold; a shortfall can produce a loss of principal, potentially the full investment. The estimated initial value range per $1,000 note was $961.00–$991.00 on the trade date and the issue price per note is $1,000.00 with an underwriting discount of $6.50.
UBS AG is offering $3,250,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to American Airlines Group Inc. common stock due November 18, 2027. The Notes pay a contingent coupon of 15.45% per annum on scheduled coupon dates only if the underlying closing level meets or exceeds a coupon barrier. The Notes are callable quarterly beginning after six months if the underlying meets the call threshold. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in substantial loss or complete loss of principal equal to the percentage decline in the underlying.
Payments (including principal) are obligations of UBS and subject to UBS credit risk; the issue price per Note is $1,000 and the estimated initial value per Note is $976.70. The offering documents describe liquidity, tax and calculation-agent risks and potential conflicts of interest.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average (INDU), the Russell 2000 Index (RTY) and shares of the State Street Technology Select Sector SPDR ETF (XLK). The offering totals $500,000 in principal at an issue price of $1,000.00 per Note. Notes pay a contingent coupon of 13.00% per annum on coupon payment dates only if each underlying asset meets its coupon barrier; otherwise no coupon is paid. The Notes are issuer‑callable monthly beginning after approximately three months; if called, investors receive principal plus any contingent coupon then due. At maturity, if the final level of every underlying asset is at or above its downside threshold (55.00% of initial), UBS will repay principal; if the final level of any underlying asset is below its downside threshold, repayment will be reduced in proportion to the percentage decline of the least performing underlying asset and investors could lose a significant portion or all of their investment. The estimated initial value per Note is $987.20. Payments are subject to UBS credit risk.
UBS AG offers $1,150,000 of Trigger Callable Contingent Yield Notes ($1,000 per Note) linked to the least performing of the S&P 500® Index, the Russell 2000® Index and shares of the State Street® Utilities Select Sector SPDR® ETF. The Notes pay a contingent coupon of 10.40% per annum on applicable coupon payment dates only if each underlying asset equals or exceeds its coupon barrier on an observation date. UBS may call the Notes in whole monthly, beginning after three months, paying principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level relative to downside thresholds (65% of initial levels); a final level below a downside threshold for any underlying asset causes principal loss equal to the percentage decline of the least performing underlying asset. The estimated initial value was $984.10 per Note and payments are subject to UBS credit risk.
The issuer UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due May 20, 2030. The notes have an automatic call feature on annual observation dates; call return equals principal plus a specified call return (11.65% per annum) if both indices meet their call threshold. If not called, repayment at maturity is contingent: full principal is returned only if each final level is at or above its 70.00% downside threshold; otherwise the investor suffers a loss equal to the decline of the least performing underlying asset (up to a total loss). Issue price is $1,000 per note, estimated initial value $970.40, and aggregate offering size is $4,856,000. Payments are subject to UBS credit risk and the notes are not listed on any exchange.