Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $331,000 of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies common stock, maturing January 2, 2029. These unsecured notes pay a contingent coupon only if Palantir’s share price on a quarterly observation date is at or above a coupon barrier set at 60% of the initial level, with an indicative contingent coupon rate of 20.23% per annum on a $10 principal amount.
The notes can be called early if Palantir’s stock closes at or above the initial level on an observation date, in which case investors receive $10 per note plus the applicable contingent coupon and no further payments. If the notes are not called and Palantir’s final level is at or above the downside threshold (also 60% of the initial level), investors receive back the $10 principal plus any final contingent coupon.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their investment. Payments depend on UBS’s credit; the estimated initial value is $9.72 per $10 note, and the notes will not be listed on any exchange.
UBS AG plans to issue Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on or about January 7, 2027. Each Note has a $1,000 principal amount and offers a contingent coupon at a rate of 14.70% per annum, paid only if on a monthly observation date the closing level of every index is at or above its coupon barrier, set at 90.00% of its initial level.
UBS may call the Notes in whole, but not in part, on any observation date beginning after 3 months, paying principal plus any due coupon; no further payments would be made. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 90.00% of initial), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced according to the loss of the worst-performing index beyond a 10.00% buffer, and investors could lose almost all of their initial investment.
Payments depend on the creditworthiness of UBS. The estimated initial value per Note is expected between $962.00 and $992.00, below the $1,000 issue price, and the Notes will not be listed, so liquidity may be limited.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 30, 2026. These unsecured debt securities may pay periodic contingent coupons, but only if the underlying stock closes at or above a preset coupon barrier on each observation date.
The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due contingent coupon, and the Notes terminate. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive back the principal; if it is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment.
The Notes are offered in minimum denominations of 100 Notes at $10 each, for at least a $1,000 investment. The estimated initial value per Note on the trade date is $9.83, reflecting UBS’s internal pricing. Any payments depend on the performance of the underlying stock and the creditworthiness of UBS.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, maturing on or about January 5, 2029. The notes pay a 10.00% per annum contingent coupon (about $8.3333 per month per $1,000) only if on each monthly observation date all three indices are at or above their coupon barriers, set at 70.00% of their initial levels. UBS can call the notes in whole, beginning after six months, paying back principal plus any due coupon, with no further payments. If the notes are not called and, at final valuation, any index is below its downside threshold (also 70.00% of its initial level), repayment of principal is reduced one-for-one with the worst index’s loss, and all principal can be lost. All payments depend on the creditworthiness of UBS, and the estimated initial value is between $959.50 and $989.50 per $1,000 note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, with a term of about 5 years to January 7, 2031. Investors receive a quarterly contingent coupon at a rate of 10.30% per annum (about $25.75 per $1,000 note) only if on each observation date all three indexes are at or above their coupon barriers, set at 70% of their initial levels. UBS may call the notes in whole on any quarterly observation date beginning after six months, paying principal plus any due coupon, after which no further payments are made.
If the notes are not called and on the final valuation date any index closes below its downside threshold (also 70% of its initial level), repayment of principal is reduced one‑for‑one with the negative return of the worst‑performing index, and investors could lose their entire investment. Payments depend on the credit of UBS, and the notes are unsecured, unsubordinated obligations that will not be listed. The issue price is $1,000 per note, with an estimated initial value between $963.50 and $993.50 and an underwriting discount of $4.50 per note.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., maturing on December 30, 2026. These notes pay a contingent coupon only when Delta’s share price on an observation date is at or above a preset coupon barrier; if the stock is below that level, no coupon is paid for that period.
The notes can be automatically called before maturity if Delta’s share price on any observation date (other than the final one) is at or above the initial level. In that case, investors receive their $10 principal per note plus the applicable contingent coupon, and the investment ends. If the notes are not called and Delta’s share price on the final valuation date is at or above the downside threshold, investors receive full principal back, plus any final contingent coupon if the coupon barrier is met.
If the notes are not called and Delta’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose most or all of their investment. Payments depend on UBS’s credit, and the notes are not listed on any exchange. The estimated initial value is $9.78 per $10 note, and the minimum investment is 100 notes.
UBS AG is offering $185,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on December 29, 2028. These unsecured debt notes pay a contingent coupon only if Micron’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per note plus any due contingent coupon, with no further payments. If the notes are not called and Micron’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with Micron’s decline and can fall to zero.
The notes are subject to the credit risk of UBS, are not insured, will not be listed on an exchange, have a minimum investment of 100 notes ($1,000), and have an estimated initial value of $9.74 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on December 30, 2026. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon only if Broadcom’s closing level on an observation date is at or above a preset coupon barrier. The Notes are automatically called early if Broadcom’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus any due contingent coupon and the Notes terminate.
If the Notes are not called and Broadcom’s final level is at or above the downside threshold, UBS repays the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline and can fall to zero, causing a total loss of principal. Any payment depends on UBS’s credit. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.79 per Note. The Notes will not be listed on an exchange and are significantly riskier than conventional debt.
UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 2, 2029. Each $10 Note can pay a contingent coupon of 11.98% per annum (about $0.2995 per period) only if NVIDIA’s share price on the relevant observation date is at or above the coupon barrier, initially set at 60% of the initial level ($60.00 in the examples).
The Notes are automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, returning the $10 principal plus any due coupon. If not called, investors receive their $10 principal back at maturity only if the final share price is at or above the downside threshold, also 60% of the initial level. Otherwise, repayment is reduced one-for-one with NVIDIA’s decline, and investors can lose their entire investment. The Notes are unsecured obligations of UBS, with an estimated initial value of $9.71 per $10 Note, and are not listed on any exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on July 2, 2027. The Notes pay a monthly contingent coupon at an annual rate of 11.45% only if on each observation date all three indices close at or above their coupon barriers, set at 70.00% of their initial levels. UBS may call the Notes in whole on any monthly observation date beginning after three months, returning principal plus any due coupon.
If the Notes are not called and on the final valuation date any index ends below its downside threshold (also 70.00% of its initial level), repayment at maturity is reduced one-for-one with the worst index’s decline, up to a total loss of principal. The minimum denomination is $1,000 per Note. The estimated initial value is between $966.40 and $996.40 per $1,000 issue price. Payments depend on UBS’s credit, and the Notes will not be listed on any exchange.