Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Callable Contingent Yield Notes due June 22, 2027, linked to the worst performer of the Russell 2000 Index and the S&P 500 Index. Each Note has a $1,000 principal amount and pays a 9.55% per annum contingent coupon if, on a monthly observation date, both indices close at or above their coupon barriers, set at 65.00% of their initial levels. UBS may call the Notes in whole on any observation date starting after three months, paying principal plus any due coupon.
If the Notes are not called and, on the final valuation date, both indices are at or above their downside thresholds (also 65.00% of initial levels), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s negative return, up to a total loss of principal. The estimated initial value is between $965.00 and $995.00 per $1,000 Note, the Notes are unsecured, not insured, not listed, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on or about January 6, 2031. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 11.10% per annum (about $9.25 per month) only if, on each monthly observation date, every index is at or above its coupon barrier, set at 75% of its initial level.
UBS may call the Notes in whole, but not in part, on any observation date beginning after 6 months; if called, investors receive the principal plus any due coupon and no further payments. If the Notes are not called and each index finishes at or above its downside threshold, set at 60% of its initial level, investors receive full principal at maturity. If any index finishes below its downside threshold, the maturity payment is reduced 1-for-1 with the loss on the worst-performing index, and investors could lose their entire investment. The estimated initial value is expected between $957.80 and $987.80 per $1,000 Note, reflecting dealer compensation and UBS’ internal funding rate.
UBS AG is offering $4,639,000 of trigger autocallable notes linked to the Russell 2000 Index and the EURO STOXX 50 Index, maturing in December 2030. The notes may be automatically called quarterly, starting about six months after issuance, if the closing level of each index is at or above its call threshold, set at 100% of its initial level. If called, investors receive $1,000 per note plus a call return based on an 11.60% per annum rate, with call prices rising over time.
If the notes are never called and on the final valuation date both indices finish at or above 75% of their initial levels (their downside thresholds), investors receive full principal back. If at least one index finishes below its downside threshold, the payoff is $1,000 multiplied by 1 plus the return of the worst-performing index, which can lead to a substantial loss, up to a complete loss of principal. The notes pay no interest, do not provide dividends from the underlying indices, are unsecured obligations of UBS, and their market value and repayment depend entirely on UBS’s creditworthiness.
UBS AG is offering Airbag In-Digital Securities linked to the S&P 500® Index, each with a $1,000 principal amount and maturing on or about March 22, 2027. These unsecured notes pay no interest and provide a fixed digital return of 9.65% at maturity if the index’s final level is at or above an 85.00% digital barrier, which is also the downside threshold.
If the S&P 500® closes below this 85.00% downside threshold on the final valuation date, investors receive less than their principal, losing about 1.1765% of principal for every 1% decline in the index beyond the 15.00% threshold, potentially down to zero. The estimated initial value per Security on the trade date is expected to be between $966.20 and $996.20, reflecting embedded fees and UBS’ internal funding rate.
UBS Securities LLC earns an underwriting discount of $2.50 per Security, so UBS’ proceeds are $997.50 per Security before other costs. Any payment at maturity depends entirely on the S&P 500® performance and the creditworthiness of UBS; if UBS defaults, investors could lose their entire investment.
UBS AG is offering $4,178,000 of Capped Buffer GEARS, unsecured debt securities linked to the iShares MSCI EAFE ETF, maturing on December 21, 2028. Each $1,000 Security provides 1.50x leveraged upside on any positive ETF return, but gains are capped at a 38.30% maximum, for a maximum payment of $1,383 per Security. A 15.00% buffer applies on the downside: if the ETF’s final level is at or above 85.00% of the initial $94.92 level ($80.68), investors receive back their $1,000 principal at maturity. If the final level falls below the downside threshold, repayment is reduced based on the ETF loss beyond the 15.00% buffer and investors can lose almost all of their investment. The Securities pay no interest, are not listed on an exchange, and all payments depend on the creditworthiness of UBS AG.
UBS AG is offering Trigger Callable Contingent Yield Notes due September 21, 2027, linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Equal Weight Index. The Notes pay a contingent coupon at a rate of 11.65% per annum (or $29.125 per quarter per $1,000) only if, on an observation date, each index closes at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes on any quarterly observation date (other than the final one) and repay principal plus any due coupon.
If the Notes are not called and, at maturity, any index finishes below its downside threshold, set at 65% of its initial level, investors receive less than the $1,000 principal in proportion to the decline of the worst-performing index, and could lose their entire investment. The estimated initial value is between $957.00 and $987.00 per $1,000. The Notes are unsecured obligations of UBS, not listed on any exchange and are not bank deposits or FDIC insured.
UBS AG is offering $970,000 of Trigger Autocallable Contingent Yield Notes due December 21, 2028, linked to the least performing of the VanEck Gold Miners ETF (GDX), the SPDR S&P Homebuilders ETF (XHB) and the Technology Select Sector SPDR Fund (XLK). The Notes pay a contingent coupon at a 14.25% per annum rate (about $11.875 per $1,000 note per month) only if on an observation date each ETF closes at or above its coupon barrier, set at 60% of its initial level.
The Notes are automatically called after six months if on an observation date each ETF is at or above its call threshold (100% of its initial level), paying back principal plus any due coupon. If not called and at maturity each ETF is at or above its downside threshold (60% of initial level), investors receive full principal. If any ETF finishes below its downside threshold, repayment is reduced one-for-one with the worst ETF’s loss, and all principal can be lost.
The Notes are unsecured, unsubordinated UBS debt, not insured by any government agency, and will not be listed on an exchange. The estimated initial value is $973.30 per $1,000 note, reflecting internal pricing, fees and hedging costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the S&P 500® Index, Russell 2000® Index and Nasdaq-100® Technology Sector IndexSM, each with a $1,000 principal amount. The Notes pay a contingent coupon at an annual rate of 9.30% only when all three indices close at or above their coupon barriers, with missed coupons potentially paid later under the memory feature. The Notes are automatically called if, on a monthly observation date after 12 months, all indices are at or above their call thresholds, returning principal plus due and unpaid coupons. If the Notes are not called and any index finishes below its downside threshold at maturity, investors receive less than principal in proportion to the worst index’s decline, and could lose their entire investment. The estimated initial value is expected between $942.70 and $972.70 per Note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Meta Platforms common stock, maturing December 20, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when Meta’s closing price on an observation date is at or above a preset coupon barrier. If Meta closes at or above the initial level on any observation date before maturity, the notes are automatically called and investors receive the $10 principal per Note plus the applicable contingent coupon, with no further payments.
If the notes are not called early and Meta’s final level on the December 16, 2027 valuation date is at or above the downside threshold, investors receive back the $10 principal per Note, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Meta’s percentage decline, and investors can lose all of their initial investment. A hypothetical structure uses a 10.42% per annum contingent coupon (about $0.2605 per period) with both the downside threshold and coupon barrier at 70% of the initial level. All payments depend on UBS’s credit and the notes will not be listed on an exchange.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of YPF Sociedad Anónima, maturing on December 20, 2027. These $10-denomination notes pay a contingent coupon only if the YPF ADR closes at or above a preset coupon barrier on each observation date. If, on any observation date before maturity, the ADR closes at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus any due contingent coupon, with no further payments.
If the notes are not called and the final ADR level on the December 16, 2027 valuation date is at or above the downside threshold, investors receive their $10 principal back at maturity, potentially with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the ADR’s percentage decline, and investors can lose some or all of their investment. The estimated initial value is $9.27 per $10 note, the minimum investment is 100 notes ($1,000), the notes will not be listed on any exchange, and all payments depend on UBS’s creditworthiness.