AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on December 17, 2027. Each Note has a $10 principal amount and the minimum investment is 100 Notes (a $1,000 investment).
Investors receive a contingent coupon only if Oracle’s closing level on an observation date, including the final valuation date on December 15, 2027, is at or above a preset coupon barrier. The Notes are automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and makes no further payments.
If the Notes are not called and Oracle’s final level is at or above the downside threshold, UBS repays the $10 principal per Note, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s negative return, and investors can lose some or all of their investment. The estimated initial value is $9.77 per Note, and all payments depend on the creditworthiness of UBS. The Notes are not bank deposits, are not FDIC insured, and will not be listed on any exchange.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 17, 2027. Each Note has a $10 principal amount and can pay periodic contingent coupons, but only if Oracle’s closing level on the relevant observation date is at or above a specified coupon barrier.
The Notes are automatically called early if, on any observation date before the final valuation date, Oracle’s closing level is at or above the initial level, in which case investors receive the $10 principal plus any due coupon and no further payments. If the Notes are not called and the final level is at or above the downside threshold, investors receive only the $10 principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. All payments depend on UBS’s credit; the Notes are not bank deposits or FDIC insured. The estimated initial value per $10 Note on the trade date is expected to be between $9.47 and $9.72.
UBS AG is offering unsecured Step Down Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, with a term of about 10 years and a denomination of $1,000 per Note. The Notes can be automatically called quarterly if the index closes at or above a specified call threshold; if called, holders receive principal plus a call return that accrues at a 20.75% per annum rate, increasing the longer the Notes remain outstanding.
If the Notes are never called and the index’s final level is below the downside threshold, set at 60% of the initial level, the maturity payment is reduced dollar-for-dollar with the index loss, and all principal can be lost. The underlying index itself is complex: it uses leveraged, volatility-targeted exposure (up to 500%) to S&P 500 E-mini futures and is reduced by a 6.0% per annum daily decrement, which drags on performance. The Notes pay no coupons or dividends, are not listed, and all payments depend on UBS’s credit. The estimated initial value is expected between $884.60 and $914.60 per $1,000, with an underwriting discount of $50 per Note.
UBS AG is offering $12,629,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in December 2029. These unsecured debt securities can be automatically called each year if both indices close at or above their call threshold, set at 100% of their initial levels, paying a call price that reflects an 11.15% per annum call return rate (up to 44.60% if called at maturity). If the notes are not called and both indices finish at or above 70% of their initial levels, investors receive only their $1,000 principal per note. If either index ends below its downside threshold, repayment is reduced 1:1 with the loss on the worst-performing index, and all principal can be lost. The notes pay no interest or dividends, will not be listed on an exchange, carry significant liquidity and market risks, and all payments depend on UBS’s credit. The issue price is $1,000 per note, with estimated initial value of $976.30 and $20.00 per note in underwriting compensation.
UBS AG is offering $22,218,000 in Trigger Autocallable Notes linked to the Russell 2000® Index and the S&P 500® Index, maturing on December 17, 2029. Each Note has a $1,000 principal amount and pays no interest. Investors can receive an automatic early redemption if on any annual observation date, including the final valuation date, both indices close at or above their call threshold levels, set at 100% of their initial levels (2,551.457 for the Russell 2000 and 6,827.41 for the S&P 500). The call return rate is 13.15% per annum, with call prices rising from $1,131.50 in 2026 up to $1,526.00 in 2029.
If the Notes are not called and both indices finish at or above their downside thresholds (70% of initial levels), investors receive only the $1,000 principal. If at least one index finishes below its downside threshold, repayment is reduced in line with the percentage loss of the least performing index, and investors can lose up to all of their investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed, with limited or no secondary market liquidity expected.
UBS AG is offering $1,017,000 of Bearish Barrier Early Redeemable Market Linked Notes tied to the S&P 500® Index and maturing in March 2027.
The notes redeem early at par with no gain if on any trading day the index closes at least 20.00% below the initial level of 6,827.41, breaching the lower barrier of 5,461.93. If no barrier event occurs and the final index level is at or above the initial level, investors receive principal plus a fixed 3.50% digital return. If no barrier event occurs and the index finishes below the initial level but at or above the lower barrier, the payoff equals principal plus the absolute index decline, capped at 20.00%.
The notes pay no interest, pass through no dividends, are not listed, and depend entirely on UBS’s ability to pay. The estimated initial value is $993.00 per $1,000 note, reflecting structuring and hedging costs, and secondary market liquidity may be limited.
UBS AG is offering $9,986,800 of Trigger Autocallable Notes linked to the EURO STOXX 50® Index, maturing December 17, 2030. Each Note has a $10 principal amount and an 8.60% per annum call return rate. The Notes are automatically called, and pay the stated call price, if on any quarterly observation date the index closes at or above the call threshold, set at 100% of the initial level (5,720.71).
If the Notes are never called and the final index level is at or above the downside threshold of 75% of the initial level (4,290.53), investors receive only their $10 principal. If the final level is below the downside threshold, repayment is reduced dollar‑for‑dollar with the index loss and can fall to zero. The estimated initial value is $9.725 per Note, below the $10 issue price. The Notes pay no interest or dividends, will not be listed, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Best Buy Co., Inc., maturing on or about January 4, 2029. Each Note has a $1,000 principal amount and pays a contingent quarterly coupon only if Best Buy’s share price is at or above a coupon barrier set at 55% of the initial level; missed coupons can be paid later under the memory feature.
The Notes may be automatically called on quarterly observation dates beginning after six months if Best Buy’s stock closes at or above the call threshold of 100% of the initial level, returning principal plus due and unpaid coupons, after which no further payments occur. If the Notes are not called and the final stock price is at or above the downside threshold (55% of the initial level), investors receive full principal back; if it is below, repayment is reduced in line with the stock’s percentage drop, and all principal can be lost.
The indicative contingent coupon rate ranges from 10.50% to 11.50% per annum. The estimated initial value per Note is between $931.00 and $961.00, below the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs and UBS’ internal funding rate. Payments depend entirely on UBS’ credit, the Notes will not be listed, and liquidity and secondary market prices may be limited and volatile.
UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on March 17, 2027. The Notes pay a fixed coupon of 7.90% per annum monthly, regardless of index performance, unless UBS calls them early.
UBS may call the Notes monthly beginning after three months, repaying principal plus the due coupon, after which no further payments are made. If the Notes are not called and, on the final valuation date, each index is at or above 70% of its initial level, investors receive full principal back plus the final coupon. If any index closes below its downside threshold, repayment is reduced in line with the percentage loss of the worst-performing index, and investors could lose all principal. Payments depend on UBS’s credit; a default could result in total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Olin Corporation, maturing on or about January 4, 2029. Each Note has a $1,000 principal amount and offers a contingent coupon targeted in a range of 13.50% to 14.50% per annum, paid quarterly only if Olin’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level.
The Notes can be automatically called on quarterly dates beginning about six months after issuance if Olin’s stock closes at or above a call threshold equal to 100% of the initial level. In that case, investors receive principal plus any due and unpaid contingent coupons and the Notes terminate early. If the Notes are not called and Olin’s final level is at or above the downside threshold (also 50% of the initial level), investors receive full principal back at maturity.
If the final level is below the downside threshold, repayment is reduced in line with Olin’s percentage decline, and investors can lose some or all of their principal. The estimated initial value is expected to be between $912.40 and $942.40 per $1,000 Note, and all payments depend on the creditworthiness of UBS as an unsecured issuer.