Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lennar Corporation, maturing on or about February 17, 2028. These are unsecured, unsubordinated debt obligations with no guaranteed principal repayment.
Investors receive contingent coupons only when Lennar’s share price is at or above a coupon barrier on each observation date. The notes are automatically called early if Lennar’s share price is at or above the initial level, returning principal plus any due coupon. Otherwise, at maturity investors are fully exposed to Lennar’s downside below a threshold and can lose all of their investment.
The notes are issued in $10 denominations, with a minimum investment of 100 notes. Example terms show a 13.10% per annum contingent coupon and a downside threshold and coupon barrier at 70% of the initial level. The estimated initial value is between $9.40 and $9.65 per $10 note. Payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering $598,000 of Airbag Autocallable Yield Notes linked to the common stock of Uber Technologies, Inc., maturing on February 17, 2027. These are unsecured, unsubordinated UBS debt obligations that pay a coupon on each coupon payment date regardless of Uber’s share performance, unless the notes are called early.
The notes are automatically called if Uber’s closing share price on any observation date before the final valuation date is at or above the initial level, triggering repayment of principal plus the due coupon and ending all future payments. If not called and Uber’s final level on the final valuation date is at or above a specified conversion level, investors receive principal back in cash plus the final coupon. If the final level is below the conversion level, investors receive a fixed number of Uber shares (plus cash for any fractional share), expected to be worth less than principal, creating potential for significant loss. All payments depend on UBS’s credit, the notes will not be listed on an exchange, and the estimated initial value per $1,000 note is $980.20.
UBS AG is offering $740,000 of Trigger Autocallable Contingent Yield Notes linked to Lyft, Inc. common stock, maturing on February 17, 2028. The Notes pay a contingent coupon only when Lyft’s closing share price on a quarterly observation date is at or above a preset coupon barrier.
The Notes can be automatically called after six months if Lyft’s share price on an observation date is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and no further payments. If the Notes are not called and Lyft’s final share price is at or above a downside threshold, investors receive the $10 principal at maturity.
If the Notes are not called and Lyft’s final share price is below the downside threshold, the maturity payment is reduced in proportion to Lyft’s decline, and investors can lose all of their principal. The Notes are unsecured debt of UBS, sold in $10 denominations (minimum $1,000), with an estimated initial value of $9.78 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. due on or about February 20, 2029. These unsecured debt securities pay contingent coupons only when Micron’s share price is at or above a specified coupon barrier on each observation date.
The notes can be automatically called quarterly, beginning after 6 months, if Micron’s share price is at or above the initial level, returning the $10 principal per Note plus any due coupon, with no further payments. If not called, and Micron’s final level is at or above the downside threshold, investors receive principal back at maturity.
If the notes are not called and Micron’s final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The notes are not listed, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value between $9.33 and $9.58 per Note.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Uber Technologies, Inc. These unsecured debt notes pay a fixed coupon on each coupon payment date regardless of Uber’s share performance, unless the notes are called early.
The notes can be automatically called if Uber’s closing share price on an observation date is at or above the initial level, in which case investors receive principal plus the due coupon and the notes terminate. If not called and Uber’s final share price is at or above a specified conversion level at maturity, investors receive principal in cash plus the final coupon.
If the notes are not called and Uber’s final share price is below the conversion level, investors receive Uber shares based on a preset share delivery amount, expected to be worth less than principal, resulting in potential loss of some or all of the initial investment. All payments depend on UBS’s credit, and the estimated initial value per $1,000 note is expected to be between $949.50 and $974.50.
UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. common stock, maturing on February 17, 2027. These unsecured notes pay a contingent coupon only when Alphabet’s share price is at or above a preset coupon barrier on each observation date.
The notes can be called early if Alphabet’s share price is at or above the initial level on any observation date, returning principal plus the due coupon and ending further payments. If they are not called and Alphabet finishes at or above the downside threshold, investors receive full principal; if it finishes below, repayment is reduced in line with Alphabet’s decline, and all principal can be lost.
The notes are issued in $10 denominations, with a minimum $1,000 investment. A hypothetical example shows a 9.66% per annum contingent coupon and a $70 downside threshold and coupon barrier, set at 70% of the initial level. The estimated initial value is $9.79 per $10 note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lyft, Inc., maturing around February 17, 2028. These are unsecured debt obligations of UBS, not traditional bonds.
Investors receive a contingent coupon only if Lyft’s share price on each quarterly observation date, including the final valuation date, is at or above a defined coupon barrier. The notes are automatically called early if Lyft’s share price on any observation date (starting after six months) is at or above the initial level, in which case UBS repays principal plus the contingent coupon and the notes terminate.
If the notes are not called and Lyft’s final share price is at or above a downside threshold, UBS repays the $10 principal per note; if it is below that threshold, repayment is reduced in line with Lyft’s percentage decline and can fall to zero. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.40 and $9.65 per note. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on or about February 17, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 purchase).
The Notes pay a contingent coupon only when Alphabet’s share price on an observation date is at or above a preset coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the Notes are automatically called and investors receive principal plus that period’s contingent coupon, with no further payments.
If the Notes are not called and Alphabet’s final share price is at or above the downside threshold, investors receive their full principal at maturity (and a final coupon if the barrier is met). If the final price is below the downside threshold, principal is reduced in line with Alphabet’s percentage decline, up to a total loss. All payments depend on UBS’s credit, and the Notes will not be listed, limiting liquidity. The estimated initial value is between $9.44 and $9.69 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on February 17, 2028. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon only if Baidu’s ADR closes at or above a coupon barrier on each observation date. Illustrative terms show a contingent coupon rate of 16.85% per annum, or $0.4213 per $10 note, with both the downside threshold and coupon barrier set at $70.00, equal to 70.00% of the initial level.
The notes are automatically called early if the ADR closes at or above the initial level on any observation date before the final valuation date, returning principal plus the applicable coupon and ending further payments. If not called, and the final level is at or above the downside threshold, investors receive principal back (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the underlying return, and investors can lose their entire investment.
The minimum investment is 100 Notes at $10 each. The estimated initial value is $9.69 per $10 Note, based on UBS’ internal pricing models. All payments depend on UBS’s credit; a default by UBS could result in total loss regardless of Baidu’s performance.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on February 17, 2028. These unsecured debt notes pay a contingent coupon only when CrowdStrike’s share price on an observation date is at or above a preset coupon barrier.
The notes can be called early if CrowdStrike’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If not called and the final share price is at or above a downside threshold, principal is repaid at maturity.
If the notes are not called and the final share price is below the downside threshold, repayment is reduced in line with CrowdStrike’s percentage decline, and investors can lose some or all of their investment. An example structure shows a $10 denomination, a 20.44% per annum contingent coupon and a 70% downside threshold and coupon barrier. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.