UBS ETRACS Alerian MLP ETN Series B SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about November 26, 2027. The Notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if NVIDIA’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and the final level is at or above the downside threshold, investors receive their principal at maturity; if it is below, repayment is reduced in line with NVIDIA’s decline and can fall to zero.

The Notes are unsecured, unsubordinated debt of UBS, subject to UBS’s credit risk, will not be listed on an exchange, and have a minimum investment of 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.51 and $9.76, lower than the issue price.

UBS AG is offering $305,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on November 27, 2028. The Notes pay a contingent coupon only if AMD’s stock is at or above a preset coupon barrier on each observation date; otherwise, no coupon is paid for that period.

The Notes can be automatically called early if AMD’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and AMD’s final stock level is at or above the downside threshold, investors receive back the full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose all of their investment. All payments depend on UBS’s credit, and the Notes are not listed on any exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.73 per Note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company, maturing on November 26, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.

Holders receive a contingent coupon on each observation date only if Boeing’s share price is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if Boeing’s stock closes at or above the initial level on any observation date before the final valuation date, in which case the holder receives principal plus the applicable coupon and the Notes terminate.

If the Notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Boeing’s decline, and all principal can be lost. An example structure shows a contingent coupon rate of 12.74% per annum, with a coupon barrier and downside threshold each at 75.00% of the initial level. All payments depend on the creditworthiness of UBS.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck Gold Miners ETF. These unsecured debt securities can pay periodic contingent coupons only when the ETF’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called before maturity if the ETF closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and the product terminates. If not called, and at final valuation in November 2027 the ETF is at or above the downside threshold, investors receive full principal back, possibly with a final coupon.

If the notes are not called and the ETF finishes below the downside threshold, repayment is reduced in line with the ETF’s loss and investors can lose their entire investment. Payments depend on UBS’s credit; a default could result in total loss. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.63 per note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc, maturing on May 26, 2027. These unsubordinated, unsecured debt obligations pay a contingent coupon only when the ADR’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if, on any observation date before final valuation, the ADR closes at or above the initial level. In that case, investors receive the $10 principal per Note plus any due contingent coupon, and the product terminates. If not called, and the final ADR level is at or above a downside threshold, investors receive the principal at maturity; if it is below that threshold, repayment is reduced in line with the ADR’s percentage decline, and the entire investment can be lost.

Any payment depends on the creditworthiness of UBS, and the notes will not be listed on an exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.65, based on UBS’ internal pricing models.

UBS AG is offering Bearish Barrier Early Redeemable Market Linked Notes tied to the S&P 500® Index, maturing on or about March 17, 2027. Each Note has a $1,000 principal amount and pays no interest. If on any trading day the index closes below 80% of its initial level, a barrier event occurs, the Notes are redeemed early and you only receive principal back with no positive return.

If no barrier event occurs and the final index level is at or above the initial level, you receive $1,000 plus a 3.50% digital return at maturity. If no barrier event occurs and the index finishes below the initial level but above or at the 20.00% lower barrier, you receive a positive return equal to the absolute value of the index decline, capped at 20.00%. The Notes are unsecured obligations of UBS, not insured deposits, with limited expected liquidity; the estimated initial value is between $963.40 and $993.40 per $1,000 Note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, with a principal amount of $1,000 per Note and a term of approximately 18 months. The Notes pay a contingent coupon at a rate of 7.12% per annum only if, on a monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.

The Notes are automatically called after six months or later if, on an observation date, each index is at or above its call threshold of 100% of its initial level; in that case, holders receive principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and, at maturity, each index is at or above its downside threshold of 65% of its initial level, investors receive full principal back (plus any final coupon if barriers are met).

If, at maturity, any index closes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, potentially to zero, so a total loss of principal is possible. All payments are subject to UBS credit risk. The estimated initial value per $1,000 Note is expected to be between $925.30 and $955.30, reflecting fees, hedging and UBS’s internal funding rate.

UBS AG is offering $1,091,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on November 26, 2030. The Notes pay a contingent coupon of 14.55% per annum (monthly $12.125 per $1,000) only if, on each observation date, every index closes at or above its coupon barrier, set at 80% of its initial level. UBS may call the Notes in whole, starting after three months, paying back principal plus any due coupon, after which no further payments are made.

If the Notes are not called and, at maturity, every index is at or above its downside threshold (also 80% of its initial level), investors receive full principal back (plus any final coupon). If any index finishes below its downside threshold, the redemption amount is reduced one-for-one with the loss on the worst-performing index, and investors can lose up to 100% of principal. The Notes are unsecured obligations of UBS, not listed on any exchange, have an estimated initial value of $965.90 per $1,000, and involve complex market, liquidity, credit and tax risks.

UBS AG is offering $9,853,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the EURO STOXX 50® Index, maturing on November 25, 2030. The notes may be automatically called quarterly if each index is at or above its call threshold, set at 100% of its initial level, paying the principal plus a call return based on a 12.27% per annum call return rate. If not called and both final index levels are at or above their downside thresholds of 75% of initial levels, investors receive only principal back at maturity. If at least one index finishes below its downside threshold, repayment is reduced in line with the loss in the worst index and can fall to zero. The notes pay no interest, offer no upside beyond the call return, and all payments depend on UBS’s credit. The estimated initial value is $967.90 per $1,000 note, below the issue price, reflecting fees and UBS’s internal funding rate.