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UBS AG (AMUB) SEC Filings, Jun 30, 2026

AMUB NYSE
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UBS AG is offering Trigger Callable Contingent Yield Notes totaling $5,411,000 linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes pay a 9.00% per annum contingent coupon only if each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes quarterly beginning after six months; if not called, repayment at maturity depends on the final levels relative to the 70.00% downside thresholds. The estimated initial value was $978.50 per $1,000 Note and the issue price is $1,000 per Note; proceeds to UBS were $985.00 per Note after underwriting compensation and fees. The Notes are unsecured obligations of UBS and involve both credit risk of UBS and market exposure to the least performing underlying asset.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 with a maturity of June 29, 2029. The notes pay a 10.40% per annum contingent coupon only if each underlying asset meets its coupon barrier on an observation date. UBS may call the notes in whole on quarterly observation dates beginning after six months. At maturity, if no issuer call occurs and each underlying asset is at or above its downside threshold, UBS will repay the $1,000 principal; otherwise repayment is reduced based on the performance of the least performing underlying asset in excess of the 15.00% buffer. Any payment, including principal, is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The offering consists of notes sold at $1,000 per Note for a total issue price of $300,000. The Notes pay a contingent coupon of 9.80% per annum only when each underlying index is at or above its coupon barrier on an observation date. The Notes are callable monthly beginning after approximately three months and mature on August 3, 2028. Principal repayment at maturity is contingent: if any underlying index is below its downside threshold (50% of its initial level), holders receive an amount tied to the least performing underlying asset and could lose a substantial portion or all of their investment. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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UBS AG is offering $735,000 of Trigger Callable Contingent Yield Notes due August 3, 2027. The Notes are unsecured debt linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. They pay a 12.30% per annum contingent coupon if all three indices meet coupon barriers on observation dates; otherwise no coupon is paid. UBS may call the Notes monthly (first callable after ~3 months). At maturity holders receive principal only if each index is at or above its 70.00% downside threshold; otherwise payment is reduced in line with the percentage decline of the least performing index, potentially resulting in substantial loss.

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UBS AG offers $617,000 of Buffer Callable Contingent Yield Notes due June 29, 2029

The Notes pay a contingent coupon of 9.00% per annum (when each underlying meets its coupon barrier) and are linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The issuer may call the Notes quarterly (beginning after six months). Principal repayment at maturity applies only if the final level of every underlying asset is at or above its downside threshold; otherwise principal is reduced by the underperformance of the least performing underlying asset in excess of a 15% buffer. Payments are unsecured and subject to UBS credit risk; secondary market liquidity is limited and the issue price exceeds the estimated initial value.

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UBS AG offers Conversion Yield Notes linked to a 20-Year U.S. Treasury Bond. The Notes pay a coupon of 6.20% per annum and have a principal amount of $1,000 per Note with an approximately six-month term. At maturity on January 6, 2027, if the underlying bond's final clean price is at or above the initial clean price, UBS will repay the $1,000 principal; if the final clean price is lower, UBS will deliver a calculated physical delivery amount of the underlying U.S. Treasury Bond (with cash in lieu of any fractional portion), which will likely be worth less than principal and may produce a loss. All payments and deliveries are subject to UBS' creditworthiness. The estimated initial value range on the trade date is between $953.80 and $983.80. The offering is subject to final pricing in a pricing supplement.

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UBS AG is offering $3,026,000 of Barrier Market Linked Notes linked to the spot price of gold. The Notes mature on June 30, 2028 and have a principal amount of $1,000 per Note. If a barrier event occurs on any trading day during the observation period, holders receive principal plus a conditional return of 8.00% at maturity. If no barrier event occurs and the final price exceeds the initial price, holders receive principal plus the underlying return subject to a maximum gain of 42.50% (maximum payment $1,425.00 per Note). The initial spot (initial price) is $4,072.05 with an upper barrier of $5,802.67. Trade date is June 26, 2026 and settlement is June 30, 2026. The estimated initial value per Note on the trade date is $975.10. Payments, including repayment of principal, are subject to UBS credit risk; these Notes do not pay interest and may have little or no secondary market.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The offering totals $22,196,000 at an issue price of $1,000 per Note with an estimated initial value of $989.20. The Notes provide a 13.10% per annum contingent coupon payable only when each underlying asset meets its coupon barrier on an observation date, are callable by UBS beginning after three months, and mature on December 30, 2027. At maturity holders face contingent repayment of principal tied to the percentage return of the least performing underlying asset and may lose a significant portion or all of their investment; payments are subject to UBS credit risk.

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UBS AG is offering $27,669,250 of Buffer Autocallable GEARS linked to an unequally weighted basket of five equity indices with a maturity date of June 29, 2029.

The securities pay no interest, have a minimum investment of $1,000, an autocall barrier of 100%, call return rate of 11.00% (call price $11.10 on the observation date), upside gearing of 1.958, a buffer of 10.00% and a downside threshold equal to 90.00% of the initial basket level. Estimated initial value on the trade date was $9.722 per Security. Payments and principal are subject to UBS credit risk and market outcomes; in adverse scenarios you may lose some or almost all of your initial investment.

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UBS AG is offering two separate series of Trigger Autocallable Contingent Yield Notes linked to the common stock of Devon Energy Corporation and Netflix, Inc.. The offerings total $4,500,000 (Devon) and $11,660,000 (Netflix) at an issue price of $10.00 per Note. Trade date is June 26, 2026, settlement June 30, 2026, final valuation date June 26, 2029, and maturity June 29, 2029. Contingent coupon rates are 10.50% per annum for the Devon notes and 10.00% per annum for the Netflix notes. Each series is callable quarterly beginning after six months if the underlying meets the call threshold (100% of the initial level). Principal repayment at maturity is contingent on the final level relative to the downside threshold (51.50% of initial level); if the final level is below that threshold, principal is reduced proportionally and could be fully lost. Payments and principal are subject to UBS credit risk. The estimated initial values per Note are $9.68 (Devon) and $9.673 (Netflix).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 30, 2026.