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UBS AG (AMUB) SEC Filings, Jun 23, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to DraftKings Inc. common stock due June 25, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on scheduled observation dates; they are automatically called if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). At maturity the principal is repaid only if the final level is at or above a specified downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Key terms in the excerpt: trade date June 18, 2026; settlement date June 23, 2026; final valuation date June 21, 2029; maturity date June 25, 2029; minimum investment 100 Notes at $10 per Note; estimated initial value $9.69; illustrative contingent coupon rate 20.27% per annum and illustrative contingent coupon $0.5068 per $10 Note. All payments are subject to UBS credit risk and the product is not FDIC insured.

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UBS AG is offering $1,282,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Russell 2000® Index and shares of the State Street® Utilities Select Sector SPDR® ETF, due December 23, 2030.

The Notes pay a contingent coupon of 10.20% per annum only when each underlying asset meets its coupon barrier on monthly observation dates; otherwise no coupon is paid. The issue price is $1,000.00 per Note, the estimated initial value is $986.80 per Note, and proceeds to UBS equal $1,275,590.00 in aggregate.

The Notes are unsubordinated, unsecured obligations of UBS and include an issuer call (quarterly, beginning after six months). If UBS does not call the Notes and any underlying asset's final level is below its downside threshold (typically 60.00% of its initial level), holders may suffer principal loss equal to the decline in the least performing underlying asset; in extreme cases investors could lose all principal. All payments are subject to UBS's creditworthiness.

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UBS AG is offering $1,423,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing June 24, 2031. Each Note has a $1,000 principal amount, a contingent coupon rate of 10.05% per annum (contingent on monthly observation dates) and is issuer-callable on quarterly call dates.

The Notes pay a contingent coupon only if both underlying indices meet their coupon barriers on each coupon observation date; at maturity repayment of principal depends on whether each underlying index is at or above its downside threshold (60% of the initial level). The issue price exceeds the estimated initial value ($989.60), and all payments are subject to UBS credit risk. Trade date is June 18, 2026 and settlement June 24, 2026.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index. The Notes pay a periodic contingent coupon of 12.45% per annum (equal to $10.375 per month on a $1,000 Note) only if each underlying index is at or above its coupon barrier on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months. If not called, repayment at maturity depends on the least performing underlying asset relative to a 70.00% downside threshold, and you can lose a significant portion or all of your principal if that underlying return is negative. Key dates shown include a trade date of June 26, 2026, expected settlement July 1, 2026, final valuation June 26, 2028 and maturity June 29, 2028. The estimated initial value range is $963.80 to $993.80 per Note; the issue price is $1,000.00 per Note.

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UBS AG is offering $1,605,000 of Contingent Income Auto-Callable Securities due June 22, 2029. Each security has a $1,000.00 stated principal amount and pays a contingent coupon of $130.00 (equivalent to 52.00% per annum) on specified contingent payment dates only if all three underlying equities meet their coupon barrier levels.

Payments and any early redemption depend on the worst performing underlying equity (Ciena, Coherent, Lumentum). If the worst performing underlying is below its 60% downside threshold at the final determination date, investors can suffer a loss up to their full principal. The estimated initial value at pricing was $906.10, and total underwriting fees equal $40,125.00.

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UBS AG is offering $11,002,000 of Contingent Income Auto-Callable Securities linked to Citigroup Inc. common stock. Each security has a stated principal amount of $1,000.00, an initial price of $143.06 and a maturity date of June 22, 2029. Investors may receive a contingent payment of $26.375 (equivalent to 10.55% per annum) on each contingent payment date only if the closing price of the underlying equity on the relevant determination date is >= the downside threshold ($85.84, equal to 60.00% of the initial price). The securities are auto-callable if the closing price on any determination date (other than the final determination date) is >= the call threshold ($143.06), in which case holders receive the stated principal plus the contingent payment. If not called and the final price is below the downside threshold, UBS will deliver a cash value equal to the exchange ratio times the final price, exposing holders to a loss up to the full principal. Payments are unsecured obligations of UBS and are subject to UBS credit risk.

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UBS AG is offering $704,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a high contingent coupon (42.75% per annum) only when the underlying stock meets a coupon barrier and are callable monthly after ~3 months if the underlying equals or exceeds the call threshold (100% of the initial level). At maturity the principal is repaid only if the final level is at or above the downside threshold (60% of the initial level); otherwise investors absorb the percentage decline in the underlying and could lose a substantial portion or all of principal. Payments are unsecured obligations of UBS and are subject to UBS credit risk. The issue price is $1,000 per Note (estimated initial value $981.90) and the offering proceeds to UBS are disclosed.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. (AMZN) due June 28, 2029. Each Note has a $1,000 principal amount and a contingent coupon rate of 10.50% per annum; coupons are paid only when the underlying closing level meets the coupon barrier on observation dates. The initial level was $232.79 (strike date June 22, 2026), the call threshold is $232.79 (100.00% of the initial level) and the downside threshold/coupon barrier is $139.67 (60.00% of the initial level). The Notes are callable on quarterly observation dates beginning after six months; if automatically called, holders receive principal plus any contingent coupon due on the related coupon payment date. If not called and the final level is below the downside threshold, repayment at maturity will be reduced pro rata based on the underlying return, potentially resulting in substantial loss of principal. Payments are subject to UBS credit risk. The estimated initial value range on the trade date is $939.90–$969.90; issue price per Note is $1,000 (underwriting discount $23.50).

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UBS AG London Branch is offering Contingent Income Auto-Callable Securities with Memory Coupon linked to the common stock of Bank of America Corporation. Each security has a $1,000.00 stated principal amount and an expected pricing date of June 26, 2026, original issue date July 1, 2026, and expected maturity of June 29, 2029.

Holders may receive a contingent payment of $25.625 (equivalent to 10.25% per annum) on specified contingent payment dates if the underlying closing price on a determination date is at or above the downside threshold (80.00% of the initial price). The securities are auto-callable if the underlying equal or exceeds the call threshold (equal to 100.00% of the initial price) on a non-final determination date. If not called and the final price is below the downside threshold, holders receive a cash value based on the exchange ratio and final price and may lose a significant portion or all of their investment. Payments are subject to the credit risk of UBS AG. This document is a preliminary pricing supplement; final terms will be in the pricing supplement, product supplement and prospectus.

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UBS AG priced a preliminary pricing supplement for Trigger Callable Contingent Yield Securities due on or about June 29, 2028. The securities pay a contingent quarterly coupon of $25.625 (10.25% per annum) only if each underlying index stays at or above a coupon barrier equal to 70% of its initial level on every trading day in an observation period. The notes reference the worst performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices, are callable at UBS’ discretion on specified coupon payment dates after an initial six-month non-call period, carry a stated principal of $1,000 per security and have an expected term of approximately 24 months. If not called and the final level of any underlying index is below its 70% trigger level, principal at maturity is reduced proportionately to the decline of the worst performing index. The estimated initial value range is $926.40–$956.40 and the issue price is 100% of stated principal.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 23, 2026.