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UBS AG (AMUB) SEC Filings, Jun 23, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock due June 25, 2029. The Notes pay a contingent coupon only if the underlying meets the coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning ~6 months after issuance). At maturity, principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Payments are subject to UBS credit risk. The Notes are offered in $10 increments with a principal amount of $10 per Note and an estimated initial value of $9.70 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date meets or exceeds the coupon barrier; they autocall early if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity is reduced proportionally and investors may lose a substantial portion or all of principal. Key terms include an expected trade date of June 18, 2026, settlement on June 23, 2026, final valuation date June 21, 2028, and maturity on June 23, 2028. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.83 per Note, a stated contingent coupon rate example of 19.21% per annum (contingent coupon $0.1601 per Note) and a minimum investment of 100 Notes ($1,000). Any payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation due June 23, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets a coupon barrier; they autocall early if the underlying closes at or above the initial level on any observation date.

If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, repayment may be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS credit risk. The issue has a $10 principal per Note, an estimated initial value of $9.64, a minimum investment of 100 Notes ($1,000), and key dates include Trade Date June 18, 2026, Settlement Date June 23, 2026, Final Valuation Date June 21, 2028 and Maturity Date June 23, 2028.

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UBS AG is offering Conversion Yield Notes due on or about December 30, 2026 linked to a 20‑year U.S. Treasury Bond maturing May 15, 2046. Each Note has a $1,000 principal amount and a coupon to be set on the trade date within a range of 6.44%–7.44% per annum. At maturity, if the underlying bond's final clean price is at or above the initial clean price, UBS pays principal in cash; if below, UBS will deliver a calculated physical delivery amount of the underlying bond (with cash for any fractional amount), which may be worth less than the principal and can result in a loss. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. Trade date is expected June 25, 2026, settlement June 30, 2026, final valuation date December 22, 2026. The estimated initial value range is $959.40–$989.40 per Note; issue price includes underwriting and other costs and will exceed estimated value.

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UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index, with expected trade date June 24, 2026, settlement June 29, 2026 and maturity on September 28, 2027. The Notes pay a monthly fixed coupon (range 8.88%–9.50% per annum), are issuer-callable monthly beginning after three months, and repay principal at maturity only if each underlying asset is at or above a downside threshold equal to 65.00% of its initial level. If any underlying asset is below its threshold at final valuation, principal is reduced pro rata to the negative return of the least performing underlying asset; investors may lose a significant portion or all of their investment. The estimated initial value range is $9.498 to $9.798 per $10 Note and the issue price is $10 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Celsius Holdings, Inc. common stock due June 23, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; a final level below that threshold can cause a loss of principal equal to the stock's decline, potentially resulting in complete loss of the investment. All payments remain subject to UBS credit risk. The trade date is June 18, 2026, settlement June 23, 2026, final valuation date June 21, 2027, and maturity June 23, 2027. The estimated initial value was $9.75 per $10 Note.

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The issuer UBS AG is offering $4,350,000 of Trigger Autocallable GEARS linked to the common stock of Amazon.com, Inc. The notes have a $10.00 principal per Security, a 22.40% call return if autocalled on the observation date (June 28, 2027), upside gearing 1.50, an initial level of $244.39, an autocall barrier equal to 100.00% of the initial level and a downside threshold of 75.00% of the initial level ($183.29). Payments at maturity depend on the final level versus the downside threshold; in adverse outcomes holders can lose a substantial portion or all principal. The estimated initial value as of the trade date was $9.805 per Security. All payments are subject to UBS credit risk.

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UBS AG is offering Airbag Yield Notes linked to Vistra Corp. common stock due September 22, 2026. Each Note has a $1,000 principal, a 14.40% per annum coupon (total coupons = 3.60% of principal over the term) and a term of approximately three months. If the final level is at or above the conversion level of $135.01 (85.00% of the initial level), UBS will repay principal in cash; if the final level is below the conversion level, holders will receive 7.4069 shares per Note (or cash for fractional shares), which is expected to be worth less than principal, exposing investors to possible loss of some or all principal. Payments are subject to UBS creditworthiness. The estimated initial value on the trade date was $982.50 per Note and the issue price is $1,000 per Note.

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UBS AG is offering $3,318,000 of Trigger Autocallable Yield Notes linked to the least performing of the Nasdaq-100 Index and shares of the State Street Technology Select Sector SPDR ETF (XLK). The notes pay a fixed 9.20% per annum coupon (paid monthly) and have a per-note issue price of $1,000. They include monthly observation dates beginning after six months, an automatic call if both underlyings meet their 100% call thresholds on an observation date, and contingent principal repayment at maturity on December 23, 2027. If not called and the final level of any underlying is below its 70.00% downside threshold, principal is reduced pro rata to the performance of the least performing underlying asset. The estimated initial value per note on the trade date was $972.80, and proceeds to UBS are $3,268,230.

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UBS AG is offering $2,021,000 in Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock, maturing June 25, 2029. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates; they autocall quarterly (beginning ~6 months) if the underlying closes at or above the initial level. At maturity, principal is repaid only if the final level is at or above the downside threshold (70% of initial level); otherwise principal is reduced proportionally to the underlying return, potentially resulting in a complete loss. Minimum investment is 100 Notes ($1,000). Payments and principal repayment are subject to UBS credit risk. The estimated initial value was $9.65 per Note as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 23, 2026.