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UBS AG (AMUB) SEC Filings, Dec 11-12, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
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UBS AG is offering $250,000 of Buffer Callable Contingent Yield Notes linked to the Russell 2000® Index and the S&P 500® Index. These three-year Notes pay a quarterly contingent coupon at a rate of 9.15% per annum ($22.875 per $1,000 Note) only if, on each observation date, the closing level of both indices is at or above their coupon barriers, set at 80.00% of the initial levels.

UBS can call the Notes in whole, beginning after 6 months, on any observation date; if called, investors receive $1,000 per Note plus any due coupon, and no further payments. If the Notes are not called and both indices finish at or above their downside thresholds (also 80.00% of initial levels), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced according to the decline of the least performing index beyond the 20.00% buffer, and investors can lose almost all of their investment.

Payments depend on UBS’ creditworthiness, the Notes are not insured, may have little or no secondary market, and the estimated initial value is $991.00 per $1,000 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The Notes have a $1,000 principal amount, a term of about three years to December 14, 2028, and pay a 9.00% per annum contingent coupon ($22.50 per quarter) only when Netflix’s closing price is at or above the coupon barrier.

The initial Netflix level is $94.09. The call threshold is 100% of this level, and the coupon barrier and downside threshold are each 50% ($47.05). Starting after six months, the Notes are automatically called on any observation date if Netflix closes at or above the call threshold, returning principal plus the applicable coupon.

If the Notes are not called and Netflix’s final level is at or above the downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, investors receive 10.6281 Netflix shares per Note (plus cash for any fraction), which may be worth far less than $1,000, causing a substantial or total loss. The Notes are unsecured obligations of UBS, are not listed on an exchange, and carry UBS credit risk.

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UBS AG is offering $2,637,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on December 16, 2030. These unsecured debt notes pay a 15.00% per annum contingent coupon (about $12.50 per month per $1,000) only when the index is at or above a coupon barrier set at 60% of the initial level. The notes can be automatically called after six months if the index closes at or above the initial level, returning principal plus the applicable coupon, with no further payments. If not called, investors receive full principal at maturity only if the index stays at or above a downside threshold at 50% of the initial level; otherwise repayment is reduced one‑for‑one with the index loss and can fall to zero. The estimated initial value is $958.10 per $1,000, the notes will not be listed, and all payments depend on UBS’s credit.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing around November 22, 2027. The Notes pay a monthly contingent coupon of 11.40% per annum (about $9.50 per $1,000) only if, on each observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels.

UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon; after a call, no further payments are made. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of initial), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s decline, potentially to zero.

The Notes are unsecured obligations of UBS, are not FDIC insured, will not be listed on an exchange and involve significant market, liquidity and credit risk. The estimated initial value is expected between $957.80 and $987.80 per $1,000 Note, reflecting embedded costs and dealer compensation of up to $7.25 per Note.

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Filing
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UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 15, 2027.

The Notes pay a contingent coupon on a coupon payment date only if the stock’s closing level on the related observation date (including the final valuation date of December 13, 2027) is at or above a defined coupon barrier; otherwise no coupon is paid. If on any observation date before the final valuation date the stock closes at or above its initial level, the Notes are automatically called and holders receive the $10 principal per Note plus any contingent coupon due, with no further payments.

If the Notes are not called and the final stock level is at or above the downside threshold, UBS repays only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the underlying return, using $10 × (1 + underlying return) per Note, and all principal can be lost. The Notes are unsubordinated, unsecured obligations of UBS, subject to its credit risk, offered in a minimum of 100 Notes at $10 each, with an estimated initial value of $9.76 per Note, are not FDIC-insured and will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lyft, Inc., maturing on or about December 15, 2026. These are unsubordinated, unsecured debt obligations of UBS.

UBS will pay a contingent coupon on a coupon payment date only if Lyft’s closing share price on the related observation date is at or above a specified coupon barrier. The notes will be automatically called early if Lyft’s share price on any observation date before the final valuation date is at or above the initial level; in that case, investors receive the principal plus the applicable contingent coupon, and the notes terminate.

If the notes are not called and Lyft’s final share price is at or above the downside threshold, investors receive only the principal at maturity. If Lyft’s final share price is below the downside threshold, the payoff is reduced in line with the underlying decline and can result in a total loss of principal. The notes are issued in $10 denominations, with a minimum of 100 notes, have an estimated initial value between $9.35 and $9.60 per $10 note, will not be listed on an exchange, and all payments are subject to UBS’s creditworthiness and are not FDIC insured.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, due on or about December 15, 2026. Each $10 Note can pay periodic contingent coupons, but only if the Vertiv share price on the relevant observation date is at or above a coupon barrier; otherwise no coupon is paid.

The Notes may be automatically called before maturity if Vertiv’s share price on an observation date is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and no further payments. If the Notes are not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced one-for-one with Vertiv’s decline, and investors could lose their entire investment.

The Notes are unsubordinated, unsecured obligations of UBS, are not insured or listed on any exchange, and are subject to UBS’s credit risk. The minimum investment is 100 Notes at $10 each, and the estimated initial value per $10 Note on the trade date is expected to be between $9.43 and $9.68.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with maturity around December 15, 2026. These unsecured senior notes can pay contingent coupons only if Vertiv’s closing share price on an observation date is at or above a preset coupon barrier, and they may be automatically called early if the share price is at or above the initial level.

If the notes are not called, investors receive full principal at maturity only when the final share price is at or above a downside threshold; if it is lower, repayment per note decreases in line with Vertiv’s decline and can fall to zero, so all principal can be lost. The minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.47 and $9.72 based on UBS’s internal pricing models. The notes will not be listed, and all payments, including any coupons and principal, depend on the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PVH Corp. with a scheduled maturity around December 15, 2026. The notes pay contingent coupons only if PVH’s closing price on specified observation dates, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid.

If PVH closes at or above the initial level on any observation date before the final valuation date, the notes are automatically called and repay the $10 principal per note plus any due coupon, and the investment ends. If not called, holders receive full principal at maturity only if PVH’s final level is at or above a downside threshold; if it is below that threshold, repayment is reduced in line with PVH’s decline and can fall to zero.

All payments depend on the credit of UBS AG, and the notes are unsubordinated, unsecured debt, not bank deposits, not FDIC insured, and will not be listed on any securities exchange. The estimated initial value is expected to be between $9.32 and $9.57 per $10 note, and the minimum investment is 100 notes at $10 each.

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UBS AG is offering $10,410,500 of Trigger Callable Yield Notes linked to the least performing of the Nasdaq-100 Index and Russell 2000 Index, maturing in March 2027. The notes pay a fixed 8.50% per annum coupon in monthly installments regardless of index performance, unless UBS calls them early. UBS can redeem the notes in whole, monthly beginning after three months, paying back the $10 principal per note plus the applicable coupon, with no further payments.

If the notes are not called and on the final valuation date both indices are at or above 70% of their initial levels, investors receive their full $10 principal per note plus the last coupon. If either index closes below its downside threshold, the maturity payment is reduced in line with the worst-performing index’s loss, and the entire principal can be lost. The notes are unsecured, unsubordinated UBS obligations, have an estimated initial value of $9.784 per $10 note, will not be listed on an exchange, and may be difficult to sell before maturity.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 12, 2025.