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UBS AG (AMUB) SEC Filings, Dec 12-15, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $1,000,000 in Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index, maturing on December 15, 2028. The Notes pay a 13.05% per annum contingent coupon (about $10.875 per month per Note) only if, on each monthly observation date, all three indices are at or above their coupon barriers, set at 80% of initial levels.

UBS may call the Notes in whole on any observation date starting after three months, returning principal plus any due coupon, with no further payments. If not called and all indices finish at or above their downside thresholds (also 80% of initial levels), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one‑for‑one with the loss on the worst‑performing index, up to a total loss of principal. The estimated initial value is $967.80 per Note, and all payments depend on UBS’s credit.

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UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, maturing in December 2028. The notes pay a 7.00% per annum contingent coupon (about $17.50 per $1,000 quarterly) only when both indices close at or above their coupon barriers, set at 67.50% of initial level. UBS will automatically call the notes on quarterly observation dates starting after six months if both indices are at or above their initial levels, returning principal plus the applicable coupon. If the notes are not called and either index finishes below its downside threshold (also 67.50% of initial), repayment is reduced in line with the worst index’s loss, up to a total loss of principal. The notes are unsecured obligations of UBS, carry UBS credit risk, have an estimated initial value of $974.20 per $1,000, are sold at $1,000 with a $21.60 per-note underwriting discount, and are not exchange-listed, so liquidity may be limited.

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UBS AG is offering unsecured Capped GEARS notes linked to the Russell 2000® Index, giving leveraged upside at maturity but full exposure to index losses. Each Security has a $10 principal amount, 3.00x upside gearing, and a capped return with a maximum gain between 18.90% and 20.90%, implying a maximum payment per Security between $11.89 and $12.09, all set on the trade date. If the index ends higher, your payout equals $10 plus the lesser of the geared index gain or the maximum gain; if it is unchanged, you receive $10; if it falls, you lose the same percentage as the index, up to a total loss of principal.

The notes pay no interest, provide no dividends or voting rights, and must be held to maturity for the stated payoff. They are not listed on an exchange and may have little or no secondary market. The estimated initial value is expected between $9.48 and $9.78 per Security versus the $10 issue price, reflecting dealer compensation, hedging and funding costs; underwriting discounts of $0.20 per Security leave $9.80 in proceeds to UBS. All payments depend on UBS’s creditworthiness, and the tax treatment is complex and uncertain.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a scheduled maturity on December 15, 2028. These unsubordinated, unsecured notes pay a contingent coupon only if NVIDIA’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if NVIDIA’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and NVIDIA’s final stock level on the December 13, 2028 final valuation date is at or above the downside threshold, investors receive back the full principal (and a final contingent coupon if the coupon barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. The notes are not listed on any exchange, are subject to UBS’s credit risk, require a minimum investment of 100 notes at $10 per note, and have an estimated initial value of $9.69 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about December 15, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not insured by any government agency.

Investors receive a contingent coupon only if, on an observation date, Intel’s share price is at or above a coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Intel’s share price on any observation date (before the final valuation date) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and Intel’s final level is at or above a downside threshold, investors receive only their principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the negative underlying return, and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected to be between $9.45 and $9.70, subject to UBS credit risk and limited liquidity, as the notes will not be listed on an exchange.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 16, 2027. These unsecured, unsubordinated debt notes pay a contingent coupon only if the stock closes on or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and, at maturity, the stock is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline, and the entire investment can be lost in severe declines.

Any payment depends on UBS’s creditworthiness, so a UBS default could result in full loss even if the stock performs favorably. The notes will not be listed on any exchange, the estimated initial value is $9.70 per $10 Note, and the minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on or about December 18, 2028. These unsecured debt obligations pay a contingent coupon only if Palantir’s closing share price on an observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.

The notes are automatically called early if Palantir’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and Palantir’s final level on the valuation date is at or above a downside threshold, investors receive their principal back (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors could lose their entire investment.

The minimum investment is 100 notes at $10 per note, and the estimated initial value per note is expected to be between $9.38 and $9.63. All payments depend on UBS’s creditworthiness; a default by UBS could result in loss of all amounts due.

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UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to Intel common stock, maturing on December 16, 2027. These unsecured debt notes can pay a contingent quarterly coupon only when Intel’s share price is at or above a preset coupon barrier on the relevant observation date; otherwise no coupon is paid.

UBS will automatically call the notes early and return principal plus the due coupon if Intel’s stock closes at or above the initial level on any observation date before maturity. If the notes are not called and Intel’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost.

Payments depend entirely on UBS’s credit and the notes will not be listed on any exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.77 per note, reflecting UBS’s internal pricing and funding costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. and scheduled to mature on or about December 16, 2026. These unsecured debt obligations can pay a contingent coupon on each observation date only if the CrowdStrike share price is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.

The Notes are automatically called early if, on any observation date before maturity, the share price is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and on the final valuation date the share price is at or above the downside threshold, investors receive the $10 principal back, potentially with a final coupon. If it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, resulting in a complete loss of principal.

The Notes are subject to UBS’s credit risk, will not be listed on an exchange, and are offered in minimum denominations of 100 Notes at $10 per Note. The estimated initial value per Note on the trade date is expected to be between $9.45 and $9.70, based on UBS’s internal pricing models.

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UBS AG London Branch is offering capped leveraged buffered medium-term notes linked to an unequally weighted basket of five equity indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The notes pay no interest and have a term expected to be 26–29 months.

At maturity, for each $1,000 face amount, investors get $1,000 plus 250% of any positive basket return, capped at a maximum settlement amount expected between $1,232.25 and $1,273.00. If the basket falls up to 17.5%, principal is repaid in full. Below this buffer, investors lose about 1.2121% of face amount for every 1% further decline and could lose their entire investment.

The estimated initial value is expected between $966.00 and $996.00 per $1,000, reflecting UBS’ internal pricing models and funding rate. The notes are unsecured obligations of UBS, will not be listed, may have limited or no secondary market, and involve non-U.S. equity, currency and complex U.S. tax risks.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 15, 2025.