Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $368,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on November 22, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes.
Investors receive a contingent coupon on each observation date only if NVIDIA’s closing level is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called early if NVIDIA’s level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.
If the Notes are not called and NVIDIA’s final level on the November 18, 2027 final valuation date is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline and could fall to zero. All payments depend on UBS’s credit, and the estimated initial value is $9.81 per $10 Note.
UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, maturing on November 22, 2027. These $10-denomination notes can pay periodic contingent coupons only when Intel’s stock closes at or above a specified coupon barrier on each observation date.
The notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal plus any due coupon and no further payments. If the notes are not called and Intel’s final stock level is at or above the downside threshold, investors receive full principal at maturity, with any final coupon if the barrier is met.
If the notes are not called and Intel’s final level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. All payments, including any repayment of principal, depend on the creditworthiness of UBS. The estimated initial value is $9.78 per $10 note.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on November 22, 2027. The Notes pay a contingent coupon only on observation dates when United Airlines’ share price closes at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case holders receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity. If the final level is below that threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.
Any payment depends on the creditworthiness of UBS AG. The Notes are not listed, require a minimum investment of 100 Notes ($1,000), and have an estimated initial value of $9.77 per $10 Note.
UBS AG, through its London branch, is offering Trigger Callable Yield Notes that pay a fixed 13.90% per annum coupon, linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and EURO STOXX 50® Index. The notes run for about 12 months and can be called monthly by UBS after three months; if called, investors receive the $1,000 principal plus the coupon due on the call date, with no further payments.
If the notes are not called and no trigger event occurs—meaning none of the indices closes below 70% of its initial level on any day in the observation period—investors receive full principal at maturity plus the final coupon. If a trigger occurs and any index finishes below its initial level, principal is reduced in line with the percentage loss of the worst-performing index, up to a total loss of the $1,000 principal. The notes are unsecured obligations of UBS, are not FDIC-insured, will not be listed on an exchange, and have an estimated initial value of $946.60 to $976.60 per $1,000 issue price.
UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on November 19, 2031. Each $1,000 Note pays a contingent coupon at a 17.00% per annum rate (about $14.1667 per month) only if the index closes at or above the 70.00% coupon barrier of the 271.26 initial level on the relevant observation date.
The Notes are automatically called monthly after six months if the index is at or above the 100.00% call threshold, returning principal plus the due coupon. If not called, investors receive full principal at maturity only if the final index level is at or above the 50.00% downside threshold; below that, repayment is reduced in line with the index loss and can fall to zero.
The Notes are unsecured, unsubordinated obligations of UBS, carry UBS credit risk, will not be listed on an exchange, and have an estimated initial value of $957.50 per Note, below the $1,000 issue price due to fees, hedging and funding costs.
UBS AG is offering $300,000 Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Petróleo Brasileiro S.A., due November 17, 2026. These unsecured notes pay contingent coupons only if the ADR’s closing level on an observation date meets or exceeds a coupon barrier. The notes will be automatically called if the ADR closes at or above the initial level on any observation date before the final valuation date, returning principal plus the applicable contingent coupon.
If not called, UBS will repay principal at maturity only if the final level is at or above a downside threshold; otherwise, repayment is reduced in line with the ADR’s decline, and you could lose all of your investment. All payments depend on UBS’s creditworthiness. The notes are offered at $10 per Note (minimum 100 Notes) with an estimated initial value of $9.61 per Note as of the trade date. Key dates: trade date November 13, 2025, settlement November 17, 2025, final valuation date November 13, 2026. The notes will not be listed on an exchange.
UBS AG is offering $137,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on November 17, 2028. These unsecured, unsubordinated notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid. The notes are automatically called on any observation date if the underlying closes at or above the initial level, returning principal plus any due coupon.
If not called, principal repayment at maturity is contingent: you receive the principal amount only if the final level is at or above the downside threshold; below that, repayment is reduced one-for-one with the underlying’s decline, up to total loss. All payments are subject to the creditworthiness of UBS. The estimated initial value is $9.53 per $10 note. The notes are not listed. Trade date is November 13, 2025; settlement is November 17, 2025; the final valuation date is November 15, 2028. Minimum investment is 100 notes at $10 per note.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Alaska Air Group common stock, due February 17, 2027. These unsecured, unsubordinated notes pay a contingent coupon only when the underlying stock closes at or above a coupon barrier on an observation date; otherwise no coupon is paid.
The notes may be automatically called on any observation date before maturity if the stock closes at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If not called, and the final level is at or above the downside threshold at maturity, investors receive principal back; if below, repayment falls in line with the stock’s decline, up to total loss of principal. All payments depend on UBS’s creditworthiness.
Key terms include trade date November 13, 2025, settlement November 17, 2025, final valuation February 12, 2027, and no exchange listing. The estimated initial value is $9.67 per $10 Note. Minimum investment is 100 Notes.
UBS AG launched a preliminary 424B2 for Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Petróleo Brasileiro S.A. The Notes pay contingent coupons only if the ADR’s closing level on an observation date is at or above a coupon barrier, and they may be automatically called if the ADR closes at or above the initial level on any observation date before maturity.
The Notes are expected to trade on a T+2 basis at issuance, have a final valuation date of November 13, 2026 and a maturity date of November 17, 2026. Payments, including any repayment of principal, depend on the creditworthiness of UBS. If not called and the final level is below the downside threshold, repayment at maturity will be reduced in line with the ADR’s decline, up to total loss. The offering is in $10 denominations with a minimum investment of 100 Notes ($1,000). The estimated initial value per Note on the trade date is expected to be between $9.35 and $9.60.
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