Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, with a principal amount of $1,000 per Note and a term of approximately 18 months. The Notes pay a contingent coupon at a rate of 7.12% per annum only if, on a monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.
The Notes are automatically called after six months or later if, on an observation date, each index is at or above its call threshold of 100% of its initial level; in that case, holders receive principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and, at maturity, each index is at or above its downside threshold of 65% of its initial level, investors receive full principal back (plus any final coupon if barriers are met).
If, at maturity, any index closes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, potentially to zero, so a total loss of principal is possible. All payments are subject to UBS credit risk. The estimated initial value per $1,000 Note is expected to be between $925.30 and $955.30, reflecting fees, hedging and UBS’s internal funding rate.
UBS AG is offering $1,091,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on November 26, 2030. The Notes pay a contingent coupon of 14.55% per annum (monthly $12.125 per $1,000) only if, on each observation date, every index closes at or above its coupon barrier, set at 80% of its initial level. UBS may call the Notes in whole, starting after three months, paying back principal plus any due coupon, after which no further payments are made.
If the Notes are not called and, at maturity, every index is at or above its downside threshold (also 80% of its initial level), investors receive full principal back (plus any final coupon). If any index finishes below its downside threshold, the redemption amount is reduced one-for-one with the loss on the worst-performing index, and investors can lose up to 100% of principal. The Notes are unsecured obligations of UBS, not listed on any exchange, have an estimated initial value of $965.90 per $1,000, and involve complex market, liquidity, credit and tax risks.
UBS AG is offering $9,853,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the EURO STOXX 50® Index, maturing on November 25, 2030. The notes may be automatically called quarterly if each index is at or above its call threshold, set at 100% of its initial level, paying the principal plus a call return based on a 12.27% per annum call return rate. If not called and both final index levels are at or above their downside thresholds of 75% of initial levels, investors receive only principal back at maturity. If at least one index finishes below its downside threshold, repayment is reduced in line with the loss in the worst index and can fall to zero. The notes pay no interest, offer no upside beyond the call return, and all payments depend on UBS’s credit. The estimated initial value is $967.90 per $1,000 note, below the issue price, reflecting fees and UBS’s internal funding rate.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing around November 2, 2027. Each Note has a $1,000 principal amount and pays a monthly contingent coupon at an annual rate of 8.45% (about $7.0417 per month) only if on the relevant observation date the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes in whole on any monthly observation date beginning after 3 months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and on the final valuation date each index is at or above its downside threshold (55% of initial level), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced 1-for-1 with the negative return of the least performing index, and up to 100% of principal can be lost. All payments depend on UBS’s credit; the Notes are unsecured, not FDIC insured, and may have little or no secondary market.
UBS AG is offering unsecured Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, each with a $1,000 principal amount. The notes can be automatically called on annual observation dates if both indices are at or above their call threshold levels, initially set at 100% of each index’s initial level. If called, investors receive the call price, which equals principal plus a call return based on an 11.15% per annum call return rate; call prices range from $1,111.50 after one year up to $1,446.00 at maturity.
If the notes are not called and on the final valuation date both indices are at or above their downside thresholds (70% of initial levels), investors receive only their $1,000 principal back. If at least one index finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the decline of the worst-performing index, and investors can lose all of their investment. The notes pay no interest, do not provide dividends, will not be listed on any exchange, and all payments depend on UBS’s credit. The estimated initial value is expected to be $938.60–$968.60 per $1,000 note, with an underwriting discount of $20 and proceeds to UBS of $980 per note.
UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on or about December 17, 2029. Each Note has a $1,000 principal amount and a fixed 13.15% per annum call return rate. The Notes are automatically called on annual observation dates if each index closes at or above its call threshold level, set at 100% of its initial level; investors then receive the call price (principal plus call return) and no further payments.
If the Notes are not called and on the final valuation date each index is at or above its downside threshold, set at 70% of its initial level, investors receive only their principal back. If at least one index finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the decline of the worst-performing index, and investors can lose up to 100% of principal. The Notes pay no interest or dividends, are unsecured obligations of UBS, and all payments depend on UBS’ credit. The estimated initial value per $1,000 Note is expected to be between $958.60 and $988.60, below the issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on November 26, 2027. These unsecured debt notes pay a contingent coupon only if Oracle’s stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes are automatically called early if Oracle’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and Oracle’s final stock level is at or above a downside threshold, investors receive their full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s decline and investors can lose all of their initial investment.
The notes are issued at $10 per Note with a minimum investment of 100 Notes, and the estimated initial value is $9.72 per Note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any securities exchange.
UBS AG is offering $380,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on November 26, 2027. These unsecured debt notes pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Alcoa’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the due contingent coupon, with no further payments. If the notes are not called and Alcoa’s final level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors could lose their entire investment.
The notes are subject to UBS credit risk, will not be listed on an exchange, have a minimum investment of 100 Notes at $10 each, and an estimated initial value of $9.80 per Note as of the trade date.
UBS AG is offering $1,577,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on November 25, 2030. Each Note has a $10 principal amount and pays a contingent coupon only when Micron’s share price on an observation date is at or above a preset coupon barrier.
The Notes are automatically called early if Micron’s share price is at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If the Notes are not called and Micron’s final level is below the downside threshold, investors suffer the same percentage loss as the stock, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per $10 Note.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on November 26, 2027. The Notes pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes can be called early if Alcoa’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus any due coupon and the product terminates. If the Notes are not called and Alcoa’s final share price is at or above a downside threshold, principal is returned; if it is below this threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. The estimated initial value is $9.78 per $10 Note, and all payments depend on the creditworthiness of UBS.
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