STOCK TITAN

UBS AG (AMUB) SEC Filings, Jun 30, 2026

AMUB NYSE
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, maturing on or about February 7, 2028. The Notes pay a contingent coupon of 11.85% per annum only when each underlying index meets its coupon barrier on observation dates. UBS may call the Notes monthly beginning after three months; if not called, principal repayment at maturity depends on whether each final level meets the 70.00% downside threshold. If the least performing underlying asset finishes below its downside threshold, principal at maturity will be reduced proportionally and investors could lose a substantial portion or all of their investment. Issue price is $1,000 per Note; estimated initial value range is $956.60 to $986.60. Payments are subject to UBS credit risk. Consult the accompanying product supplement, index supplement and prospectus for full terms.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG priced a preliminary offering of Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. The notes have a $1,000 principal per Security, an expected term of approximately 18 months (trade date July 31, 2026, maturity February 3, 2028), a 15.00% buffer, and a 19.50% maximum upside gain (maximum payment $1,195.00). Payments at maturity depend on the least performing underlying asset’s return versus its downside threshold; in some scenarios investors may lose some or almost all principal. The estimated initial value range is $953.30–$983.30 as of the trade date; issue price includes underwriting compensation and other costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500®, with an expected term of approximately 18 months. The securities have a $1,000 principal amount per security, a 15.00% buffer, and a 13.50% maximum upside gain (maximum maturity payment of $1,135.00 per security). Key dates in the excerpt include a trade date of July 28, 2026, settlement on July 31, 2026, a final valuation date of January 28, 2028, and a maturity date of February 2, 2028. The estimated initial value range on the trade date is $937.60 to $967.60, and the underwriting discount disclosed is $22.25 per security, leaving proceeds to UBS of $977.75 per security. Payments at maturity depend on the least performing underlying asset’s return, subject to the buffer and caps; in adverse outcomes you may lose some or almost all of your initial investment, and all payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000®, and Nasdaq-100, due on or about January 31, 2028. The Notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on observation dates; the stated contingent coupon rate is 9.60% per annum. The Notes are callable in whole (not in part) monthly beginning after about three months; if called, holders receive principal plus any accrued contingent coupon. At maturity holders receive principal only if each underlying is at or above its 70.00% downside threshold; otherwise principal is reduced in proportion to the percentage decline of the least performing underlying asset and could be fully lost. Issue price per Note is $1,000; UBS estimates initial value between $943.20 and $973.20. Underwriting discount is up to $22.25 per Note; proceeds to UBS are at least $977.75 per Note. Payments depend on UBS creditworthiness and are not FDIC insured. The final terms will be set on the strike date and shown in the final pricing supplement.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. The offering size is $1,111,000 in aggregate at an issue price of $1,000 per Note. Trade date is June 29, 2026, settlement July 2, 2026, and maturity is May 4, 2027.

The Notes pay periodic contingent coupons only if all three indices close at or above their coupon barriers on each observation date; the stated contingent coupon rate is 12.00% per annum and the total potential contingent coupon is 10.00% of principal if not called. UBS may call the Notes in whole on monthly observation dates beginning after three months. If not called, principal repayment at maturity is contingent: if any underlying closes below its downside threshold (each set at 70.00% of initial level), holders suffer a loss equal to the percentage decline of the least performing underlying asset, up to a total loss.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering unsubordinated, unsecured Barrier Market Linked Notes linked to the LBMA Gold Price PM with principal of $1,000 per Note and a term of approximately 24 months. The Notes pay no interest and return at maturity depends on whether an upper barrier is breached during the observation period.

If a barrier event occurs on any trading day during the observation period, holders receive the principal plus a 8.00% conditional return. If no barrier event occurs and the final price is higher than the initial price, holders receive a payout tied to the underlying return but capped by a 43.00%–45.25% maximum gain (maximum payment per Note of $1,430.00–$1,452.50). Estimated initial value is $945.50–$975.50; issue price is $1,000 per Note. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the S&P 500®. The Notes pay a periodic contingent coupon only if each underlying asset equals or exceeds its coupon barrier on observation dates; UBS may call the Notes on quarterly call dates. At maturity, if no call occurs and every underlying asset is at or above an 80.00% downside threshold, UBS will return the $1,000 principal amount; if any underlying asset is below that threshold you bear leveraged downside exposure of 1.25% loss per 1% decline beyond the 20.00% threshold. Key dates include a trade date of July 1, 2026, settlement July 7, 2026, final valuation July 2, 2029 and maturity July 6, 2029. The estimated initial value range is $967.10–$997.10, and all payments depend on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector, with an 11.00% per annum contingent coupon and a term to approximately July 12, 2029.

The notes pay contingent coupons only if each underlying asset meets its coupon barrier on observation dates, are callable monthly by UBS beginning after six months, and repay principal at maturity only if each underlying asset is at or above its downside threshold. If any underlying asset is below its downside threshold at final valuation, holders may suffer a loss equal to the percentage decline of the least performing underlying asset. The estimated initial value range is $958.90 to $988.90 and the issue price is $1,000.00 per note; the underwriting discount is $7.50 per note. The notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index due on or about May 7, 2029. The notes pay a contingent coupon of 11.30% per annum only when each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the notes monthly beginning after ~6 months; if called you receive principal plus any contingent coupon due on the call settlement date. At maturity, if every underlying is at or above its downside threshold (85.00% of initial level), UBS pays principal; if any underlying is below its downside threshold you bear losses beyond the 15% buffer, potentially losing most of your investment. Issue price is $1,000.00 per note; estimated initial value range is $959.40–$989.40. All payments are subject to UBS creditworthiness; liquidity and secondary-market prices may be limited.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $21,581,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing June 29, 2029. The Notes pay a fixed contingent coupon only if both underlyings meet coupon barriers on observation dates; otherwise no coupon is paid.

If UBS calls the Notes on an observation date (issuer call available after six months), holders receive principal plus any contingent coupon then due. If not called and the final level of any underlying is below its 70.00% downside threshold, repayment at maturity is reduced proportionally to the negative return of the least performing underlying asset, potentially resulting in total loss. Payments are subject to UBS credit risk. The estimated initial value per Note is $991.90 and the issue price is $1,000.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 30, 2026.