Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The preliminary pricing supplement dated June 29, 2026 sets a trade date of June 29, 2026, settlement on July 1, 2026, a final valuation date of December 30, 2027 and maturity on January 3, 2028. The Notes pay contingent coupons only when the underlying closing level meets or exceeds the coupon barrier on observation dates and are subject to monthly automatic calls beginning after six months if the underlying equals or exceeds the initial level. Principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionately to the underlying return. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The minimum investment is 100 Notes ($1,000) and the estimated initial value range is $9.41 to $9.66 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement sets a Trade Date of June 29, 2026, Settlement Date July 1, 2026, Final Valuation Date June 29, 2028 and Maturity Date July 3, 2028.
The Notes pay a periodic contingent coupon only if the underlying's closing level on an observation date is at or above the coupon barrier; they autocall early if the underlying on an observation date is at or above the initial level. If not called and the final level is below the downside threshold, principal is reduced pro rata to the underlying return; extreme losses, including total loss of principal, are possible. The Notes have a principal amount of $10 per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.44–$9.69 on the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. The preliminary pricing supplement dated June 29, 2026 sets key dates: trade date June 29, 2026, settlement July 1, 2026, final valuation date June 29, 2028 and maturity July 3, 2028. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; they autocall early if the underlying reaches or exceeds the initial level on any observation date. If the Notes are not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return and investors may lose a significant portion or all principal. Estimated initial value range on the trade date is $9.44 to $9.69. Any payments depend on UBS's creditworthiness.
UBS is offering Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes with a face amount of $1,000 per note and an expected term of 15–17 months. The notes pay no interest, provide 150.00% upside participation subject to a cap, include a 10.00% buffer against losses up to that level, and are capped at a maximum settlement amount expected to be between $1,136.95 and $1,160.65 per $1,000. The estimated initial value is expected to be between $955.50 and $985.50 per $1,000, while the issue price is 100.00% with an underwriting discount of 1.25%. Payments depend on the S&P 500® closing level on a single determination date; if the final level falls below the buffer, investors may lose a substantial part or all of their investment. Notes are unsecured obligations of UBS and carry issuer credit risk.
UBS AG is offering preliminary terms for Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, S&P 500 and Russell 2000, due on or about July 15, 2031. The notes pay a contingent coupon only when each underlying meets coupon barriers on observation dates; otherwise no coupon is paid.
The preliminary contingent coupon rate is 15.86% per annum on a $1,000 principal example. The issue price is shown as $1,000.00 per Note with an underwriting discount of $3.20 and proceeds to UBS of $996.80 per Note. The estimated initial value range on the trade date is $961.60 to $991.60. The notes are callable monthly by UBS beginning after three months; if not called and the final level of any underlying asset is below its downside threshold (80.00% of initial level), principal will be reduced proportionately to the least performing underlying asset.
UBS AG is offering Trigger Callable Contingent Yield Notes with Daily Close Monitoring Knock-In linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The notes pay a contingent coupon of 13.10% per annum on an observation date only if each underlying closes at or above its coupon barrier; UBS may call the notes in whole on monthly observation dates beginning after six months. If a trigger event occurs (any underlying below its downside threshold on any trading day) and the least performing underlying finishes below its initial level at maturity, principal repayment will be reduced pro rata, potentially to zero. Trade date is July 10, 2026, settlement July 15, 2026, final valuation date January 10, 2028, maturity January 13, 2028. Issue price per note is $1,000.00 with underwriting discount $5.50 and proceeds to UBS of $994.50. The estimated initial value range is $962.00–$992.00. All payments are subject to UBS credit risk.
UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of three ETFs (GDXJ, GLD, SILJ) with a stated principal amount of $1,000 per Note and an expected term of approximately 6 months. The Notes pay periodic contingent coupons only if the closing level of each underlying asset meets its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after three months; if not called, repayment at maturity depends on whether each underlying asset is at or above its downside threshold. The threshold percentage is 30.00%, producing a downside leverage of approximately 1.4286, meaning you lose ≈1.4286% of principal for each 1% decline of the least performing underlying asset beyond the threshold. The contingent coupon rate is 17.70% per annum (total potential contingent coupons 8.85% of principal if not called). Estimated initial value range is $958.90 to $988.90 per Note; the issue price exceeds that estimated value. All payments are subject to UBS credit risk; you may lose some or all of your investment.
UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the S&P 500® Index with an issue price of $1,000.00 per Note. The Notes pay a contingent coupon of 6.85% per annum when observation-date levels meet the coupon barrier and are callable monthly beginning after approximately 12 months.
If not called, at maturity on October 6, 2027 the Notes repay principal only if the final level is at or above the downside threshold of 85.00% of the initial level; otherwise investors absorb losses beyond the buffer of 15%. The call threshold is 100.00% of the initial level and the coupon barrier is 75.00% of the initial level. Estimated initial value range on the trade date is $962.60 to $992.60 per Note. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of United Airlines Holdings, Inc. The Notes have a principal amount of $1,000 per Note, an expected term of approximately 18 months and multiple quarterly observation dates beginning September 30, 2026. The contingent coupon rate will be set on the trade date and is shown on the cover as 14.75% to 15.75% per annum. The Notes may be automatically called on any observation date if the closing level of the underlying stock is at or above the call threshold (100% of the initial level as indicated on the cover). At maturity, if the Notes are not called and the final level is below the downside threshold (60.00% of the initial level), holders will receive a share delivery amount equal to $1,000 divided by the initial level (or cash for any fractional share), which could be worth significantly less than the principal. Payments, including contingent coupons and any principal repayment, are subject to UBS credit risk. The trade date is June 30, 2026, expected settlement is July 6, 2026, final valuation date is December 30, 2027 and maturity is January 4, 2028.
UBS AG proposes an offering of Capped Buffer GEARS linked to the Russell 2000® Index due on or about February 2, 2028. Each Security has an issue price of $1,000 per Security and provides enhanced upside through an upside gearing of 1.50 subject to a maximum gain of 19.05%. The Securities offer a 20.00% buffer against downside at maturity: if the final level is at or above the 80.00% downside threshold, UBS will repay the principal amount; if the final level is below the downside threshold, investors will incur losses equal to the index decline in excess of the buffer and could lose almost all of their investment. Payments are unsubordinated, unsecured obligations of UBS and are subject to UBS credit risk. The preliminary pricing shows an estimated initial value range of $968.70 to $998.70 per Security and an underwriting discount of $5.00 per Security.