Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Capped Buffer GEARS linked to Broadcom Inc. with final terms set on the trade date. The securities mature on September 15, 2027 with a final valuation date of September 13, 2027. They provide enhanced exposure to positive underlying returns up to a 37.60% maximum gain with an 15.00% downside buffer in examples. Minimum investment is $1,000 (100 Securities at $10 each). Estimated initial value is stated as between $9.42 and $9.67. Payments and any principal repayment are contingent on UBS creditworthiness and the final level of the underlying stock.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, the Russell 2000® and the Nasdaq-100® Technology Sector, maturing June 15, 2029. The offering size is $991,000 (1,000 notes at $1,000 each). The Notes pay a contingent coupon of 10.15% per annum only when all three underlying assets meet or exceed their coupon barriers on an observation date; otherwise no coupon is paid. UBS may call the Notes monthly beginning after about three months; if not called, principal is repaid at maturity only if each final level is at or above its downside threshold (50% of initial level). If any final level is below its downside threshold, repayment is reduced in proportion to the decline of the least performing underlying asset; in extreme cases you could lose all principal. The estimated initial value was $983.00.
UBS AG offers $3,164,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The Notes pay a 12.30% per annum contingent coupon only if each underlying asset meets its coupon barrier on an observation date, are issuer-callable monthly beginning ~3 months after issuance, and repay principal at maturity only if each final level is at or above its downside threshold (65% of initial levels). The estimated initial value was $986.70 per Note and the issue price is $1,000 per Note. These Notes are unsecured obligations of UBS and principal repayment is subject to UBS credit risk.
UBS AG is offering $4,261,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the Nasdaq-100® Technology Sector, due May 17, 2028. The Notes pay a contingent coupon of 13.00% per annum only when each underlying closes at or above its coupon barrier on an observation date. UBS may call the Notes monthly (beginning ~3 months after issuance); if not called, principal repayment at maturity depends on the final levels relative to 70.00% downside thresholds. If the final level of the least performing underlying asset is below its downside threshold, holders will incur a loss equal to that underlying return and could lose all principal. The estimated initial value on the trade date was $986.80 per Note and the issue price is $1,000 per Note. All payments depend on UBS creditworthiness and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes due June 17, 2030 linked to the least performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the Dow Jones Industrial Average. The Notes pay an 11.35% per annum contingent coupon only if each underlying meets its coupon barrier on an observation date; UBS may call the Notes monthly beginning after three months. If not called, principal is returned only if each final level is at or above its 60.00% downside threshold; otherwise repayment at maturity may be less than principal and could result in a complete loss of the initial investment. The issue price totals $586,000 (1,000 per Note) and the estimated initial value per Note was $981.70 as of the trade date.
UBS AG is offering $1,849,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000®, due June 15, 2028. The Notes pay a 14.00% per annum contingent coupon only if each underlying index meets its coupon barrier on an observation date. UBS may call the Notes monthly beginning about three months after issuance; if called you receive principal plus any contingent coupon then due. If not called and the final level of any underlying index is below its 70.00% downside threshold, principal is reduced proportionally to the decline of the least performing underlying asset, and you could lose a substantial portion or all of your investment. The issue price is $1,000 per Note, the estimated initial value is $995.70, and payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Yield Notes linked to the least performing of Newmont Corporation and Quanta Services, due June 15, 2029. Each Note has a $1,000 principal amount and a fixed 12.45% per annum coupon paid monthly unless the Notes are automatically called. The Notes will be automatically called if, on any observation date beginning ~6 months after trade, the closing level of each underlying asset is at or above its call threshold (95% of its initial level). At maturity, if any underlying asset is below its downside threshold (60% of initial level), holders receive the share delivery amount of the least performing underlying asset (examples: Newmont share delivery amount 9.9771; Quanta share delivery amount 1.4129), which may be worth significantly less than principal. The estimated initial value per Note is $950.50 and the offering totals $500,000 (issue price $1,000 per Note). Payments are subject to UBS credit risk and limited liquidity; the issue price exceeds the estimated initial value.
UBS AG London Branch is offering $8,989,000 aggregate face amount of Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes due October 13, 2027. The notes pay no interest and provide 140.00% upside participation to a cap of $1,198.94 per $1,000 face amount (cap level 114.21%).
The notes include a 10.00% buffer (buffer level 6,654.87 / 90.00% of the initial underlier level 7,394.30)—holders receive principal at maturity if the final index decline is up to 10.00%, but absorb amplified losses (approximately 111.11% per 1% below the buffer). The estimated initial value on the trade date was $997.20 per $1,000 face amount and purchasers bear UBS credit risk.
UBS AG is offering $1,250,000 in Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Arista Networks, Inc. (ANET). The Notes pay a contingent coupon at a 15.66% per annum rate on observation dates if the closing level of ANET meets or exceeds a coupon barrier of $81.62 (50.00% of the initial level). The Notes are automatically callable if ANET’s closing level on any observation date equals or exceeds the call threshold of $163.24 (100.00% of the initial level). At maturity on December 16, 2027, if not called and the final level is below the downside threshold of $81.62, holders receive a share delivery amount of 6.1259 shares per Note (or cash in lieu of fractional shares), which may result in a substantial loss of principal. The issue price is $1,000 per Note and UBS’s estimated initial value per Note is $964.10. All payments, including any contingent coupons and principal, are subject to UBS’s creditworthiness.
UBS AG is offering $300,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, an issue price of $1,050.00 per Note and an estimated initial value of $993.20 as of the trade date. The Notes mature on June 15, 2028 (final valuation date June 12, 2028), are observation‑date monthly (callable after six months), feature a 20.00% buffer, contingent coupons tied to coupon barriers and an automatic call if both underlyings meet call thresholds. Any repayment of principal is subject to the creditworthiness of UBS and the Notes are not bank deposits or FDIC insured.