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UBS AG (AMUB) SEC Filings, Jan 15, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is issuing $410,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing January 19, 2029. Each $1,000 note offers a 9.90% per annum contingent coupon, paid monthly as $8.25 only if all three indices close at or above their coupon barriers on each observation date.

UBS can call the notes in whole, starting after three months, paying back principal plus any due coupon, and ending all future payments. If the notes are not called and all indices finish at or above their downside thresholds (70% of initial levels), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the worst-performing index and can fall to zero, causing a full loss of principal.

The notes are unsecured obligations of UBS AG, with an estimated initial value of $962.70 per note, below the $1,000 issue price. Any payment depends on UBS’s credit, the notes will not be listed, and liquidity and tax treatment are subject to significant uncertainties.

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UBS AG is offering preliminary Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100 Technology Sector Index, Russell 2000 Index and S&P 500 Index, maturing around January 26, 2029. The Notes pay a 10.35% per annum contingent coupon (about $8.625 per $1,000 monthly) only when on an observation date the closing level of each index is at or above its coupon barrier set at 70% of its initial level.

UBS may call the Notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon, with no further payments. If the Notes are not called and on the final valuation date every index is at or above its downside threshold of 55% of its initial level, investors receive full principal back (plus any final coupon). If any index finishes below its downside threshold, repayment is reduced one‑for‑one with the loss on the worst index, and investors can lose up to all of their investment. All payments depend on UBS’s credit, and the Notes will not be listed, with an estimated initial value between $960.60 and $990.60 per $1,000.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing around July 18, 2029. The notes pay a quarterly contingent coupon only if, on every trading day in the observation period, each index stays at or above a coupon barrier set at 70% of its initial level. The indicated minimum contingent coupon rate is at least 10.85% per annum on the $10 principal amount per note.

UBS can call the notes in whole on any quarterly observation end date (except the final one), returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its downside threshold of 60% of its initial level, investors receive $10 multiplied by one plus the return of the worst-performing index, which can mean a substantial or total loss of principal. All payments depend on UBS’s creditworthiness, and the estimated initial value per $10 note is expected to be between $9.60 and $9.90.

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UBS AG is offering $979,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, each with coupon barriers and downside thresholds set at 70.00% of their initial levels. The Notes pay a contingent coupon at a rate of 11.15% per annum (about $9.2917 per $1,000 monthly) only if on each observation date the closing level of every index is at or above its coupon barrier.

UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after 3 months, returning the $1,000 principal per Note plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity in December 2027, each index is at or above its downside threshold, investors receive full principal; otherwise repayment is reduced in line with the negative return of the worst-performing index and can fall to zero.

The Notes are unsecured obligations of UBS AG London Branch, are not deposit products, will not be listed on an exchange, and their value and any payments depend on UBS’s creditworthiness. The estimated initial value per Note is $971.60, reflecting embedded fees and UBS’s internal funding rate.

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UBS AG is offering $750,000 of Trigger Callable Contingent Yield Notes, issued in $1,000 denominations and linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in January 2029.

The notes pay an 11.00% per annum contingent coupon (about $9.1667 per month per $1,000) only when all three indexes close at or above 70% of their initial levels on an observation date. UBS can call the notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon, and ending all future payments.

If the notes are not called and any index finishes below its 70% downside threshold at maturity, investors lose principal one-for-one with the decline of the worst-performing index and could lose their entire investment. The notes are unsecured, unsubordinated obligations of UBS AG London Branch, with payments subject to UBS credit risk. The estimated initial value per $1,000 note is $966.80, reflecting fees, hedging and UBS’ internal funding rate.

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UBS AG is offering $3,000,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of three sector ETFs: Energy (XLE), Real Estate (XLRE) and Utilities (XLU), maturing in January 2028. The notes pay an 11.25% per annum contingent coupon only if, on each monthly observation date, all three ETFs close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the notes in whole on any observation date after three months, returning principal plus any due coupon, and ending further payments.

If the notes are not called and, at maturity, any ETF finishes below its downside threshold (also 70% of its initial level), investors receive $1,000 multiplied by 1 plus the return of the worst-performing ETF, which can result in a full loss of principal. The estimated initial value is $973.90 per $1,000 note, below the issue price, reflecting fees, hedging costs and UBS’ internal funding rate. All payments depend on UBS’ credit; a default could lead to loss of the entire investment.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing around January 28, 2030. The Notes pay a 10.35% per annum contingent coupon (about $8.625 per $1,000 monthly) only if on each observation date all three indexes are at or above 70% of their initial levels. UBS can call the Notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon.

If the Notes are not called and at maturity all indexes are at or above their downside thresholds (70% of initial), investors receive back the $1,000 principal. If any index finishes below its downside threshold, repayment is reduced 1-for-1 with the decline of the worst-performing index, up to a total loss of principal. The Notes are unsecured obligations of UBS, not listed, and have an estimated initial value between $960.50 and $990.50 per $1,000 issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Tesla, Inc. stock, with a total issue size of $689,000 and $1,000 per Note, maturing on July 19, 2027. The Notes pay a contingent coupon at a rate of 19.25% per annum ($48.125 per quarter) only if Tesla’s closing price on each quarterly observation date is at or above the coupon barrier of $307.44, which is 70.00% of the initial level of $439.20. Missed coupons can be paid later under the “memory interest” feature if conditions are met.

The Notes are automatically called early if Tesla closes at or above the call threshold level of $439.20 (100.00% of the initial level) on any observation date before final valuation, returning principal plus the relevant coupons and ending the investment. If not called and Tesla’s final level is at or above the $307.44 downside threshold, investors get back principal in cash. If the final level is below the downside threshold, investors receive 2.2769 Tesla shares per Note (plus cash for any fraction), exposing them to full downside below the barrier and potentially a near-total loss.

The estimated initial value is $967.70 per Note, below the $1,000 issue price, reflecting fees and UBS’ internal funding rate. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and all payments depend on UBS’ credit; a UBS default could result in losing the entire investment.

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UBS AG is offering $3,129,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Energy Select Sector SPDR Fund (XLE), maturing in January 2029.

The notes pay an 11.60% per annum contingent coupon only if, on each monthly observation date, every underlying is at or above its coupon barrier set at 70% of its initial level. UBS can call the notes after six months, repaying principal plus any due coupon, ending all future payments.

If the notes are not called and any underlying finishes below its downside threshold at 50% of its initial level, investors lose principal in line with the worst performer and could lose their entire investment. Any payment depends on UBS’s creditworthiness, and the estimated initial value of each $1,000 note is $977.20, below the issue price.

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UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Datadog, Inc., maturing on January 20, 2028. Each Note has a $1,000 principal amount and pays a fixed coupon at a rate of 13.00% per annum, paid monthly, regardless of Datadog’s share performance, unless the Notes are automatically called.

The Notes can be called early beginning after six months if Datadog’s closing price on an observation date is at or above the call threshold level of $122.41, which equals 100.00% of the initial level. If called, investors receive the principal plus the coupon for that date and no further payments. If the Notes are not called and Datadog’s final level on January 14, 2028 is at or above the downside threshold of $67.33 (55.00% of the initial level), investors receive full principal at maturity.

If the Notes are not called and the final level is below the downside threshold, the maturity payment is reduced in line with Datadog’s percentage decline, and investors can lose some or all of their initial investment. The Notes are unsecured, unsubordinated obligations of UBS, carry an estimated initial value between $955.60 and $985.60 per Note, will not be listed on an exchange, and expose holders to both market risk in Datadog shares and the credit risk of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 15, 2026.