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UBS AG (AMUB) SEC Filings, Jan 5, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on January 7, 2027. The Notes can pay a contingent coupon, such as the illustrated 10.27% per annum (or $0.2568 per $10 Note per period), but only if the stock closes at or above a preset coupon barrier on each observation date. The Notes are automatically called early, returning principal plus the applicable contingent coupon, if the stock is at or above its initial level on any observation date before maturity. If the Notes are not called and the final stock level is at or above the downside threshold (illustrated as 65% of the initial level, or $65.00), investors receive only their principal, plus any final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. The estimated initial value is $9.76 per $10 Note, the minimum investment is 100 Notes ($1,000), the Notes will not be listed, and all payments depend on UBS’s credit.

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UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on January 7, 2028. These unsecured debt notes can pay a contingent coupon on each observation date only if Micron’s share price is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes are automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level, in which case holders receive principal plus the due coupon and no further payments. If the notes are not called and Micron’s final level is at or above the downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with Micron’s decline, up to a total loss of principal. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.80 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Charter Communications, Inc., maturing on January 7, 2028. The Notes pay contingent coupons only if Charter’s stock closes at or above a preset coupon barrier on quarterly observation dates; otherwise no coupon is paid for that period.

The Notes are automatically called early if, on any observation date after 12 months and before maturity, the stock’s closing level is at or above the initial level. In that case, holders receive the principal plus any due coupon, and the Notes terminate. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.

The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.68 per Note. All payments depend on the creditworthiness of UBS AG.

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UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on January 8, 2029. Each Note has a $10 principal amount and pays a 13.41% per annum contingent coupon (about $0.3353 per period) only when the stock closes at or above the coupon barrier, set at 60% of the initial level. The Notes are automatically called if, on any observation date before maturity, the stock closes at or above its initial level; in that case, investors receive $10 plus the applicable coupon and the Notes terminate early.

If the Notes are not called and, on the final valuation date, the stock is at or above the downside threshold (also 60% of the initial level), UBS repays the $10 principal plus any final coupon. If the stock finishes below this threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose up to 100% of their principal. The estimated initial value is $9.73 per $10 Note, and all payments depend on the creditworthiness of UBS AG. The Notes are not listed on any exchange and are not insured by the FDIC.

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UBS AG is offering $235,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Under Armour, Inc., maturing on January 7, 2027. Each Note has a $10 principal amount and can pay a contingent coupon only if, on the relevant observation date, the Under Armour share price is at or above a preset coupon barrier. The notes may be automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and the final Under Armour share price is at or above the downside threshold, investors receive only their principal back at maturity, plus any final contingent coupon. If the final share price is below the downside threshold, repayment is reduced in line with the share’s percentage decline, and investors can lose all of their investment. An example in the document shows a 14.70% per annum contingent coupon rate and a downside threshold and coupon barrier set at 70% of the initial level. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.

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UBS AG is offering $580,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on January 7, 2027. The Notes pay a contingent coupon only if Netflix’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. UBS may automatically call the Notes early if Netflix’s share price is at or above the initial level on any observation date before maturity, in which case investors receive their principal plus any due coupon and the Notes terminate.

If the Notes are not called and Netflix’s final share price on the valuation date is at or above the downside threshold, investors receive their full principal at maturity, potentially with a final coupon. If the final price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose most or all of their investment. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.81 per $10 Note. All payments depend on UBS’s creditworthiness, and the Notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 8, 2029. These unsecured debt notes can pay periodic contingent coupons, but only if NVIDIA’s closing level on each observation date is at or above a preset coupon barrier.

The notes may be automatically called before maturity if NVIDIA’s closing level on any observation date (except the final one) is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and NVIDIA’s final level is at or above a downside threshold, investors receive full principal back; if it is below, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.

The notes are subject to UBS’s credit risk, will not be listed on any exchange, and are offered in minimums of 100 notes at $10 per note. The estimated initial value per note on the trade date is expected to be between $9.36 and $9.61, which is below the issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snap Inc. The Notes pay a contingent coupon only when Snap’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes can be automatically called early if Snap’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the Notes are not called and Snap’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below this threshold, repayment is reduced in line with Snap’s decline and can fall to zero.

The Notes are unsecured, unsubordinated debt of UBS AG, so all payments depend on UBS’s credit. They are offered in minimum denominations of 100 Notes at $10 per Note, will not be listed on an exchange, and have an expected term from January 7, 2026 to January 7, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Under Armour, Inc., maturing on or about January 7, 2027. These unsecured, unsubordinated debt obligations can pay periodic contingent coupons, but only if the Under Armour share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The notes may be automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive the principal plus any due contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive only their principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment.

The notes are issued in denominations of $10 per Note, with a minimum investment of 100 Notes (a $1,000 investment). The estimated initial value per Note on the trade date is expected to be between $9.19 and $9.44, based on UBS internal pricing models. Payments depend on both Under Armour’s share performance and the creditworthiness of UBS, and the notes will not be listed on any securities exchange.

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UBS AG is offering $335,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, scheduled to mature on January 7, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when Oracle’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Oracle’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and Oracle’s share price on the final valuation date is at or above a downside threshold, investors receive back their principal at maturity, with any final coupon if conditions are met. If the final price is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline from the initial level, and investors can lose some or all of their investment. All payments depend on the creditworthiness of UBS, and the notes will not be listed on an exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 5, 2026.