Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on December 23, 2027. The notes pay a contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus the applicable contingent coupon, and no further payments. If the notes are not called and Micron’s final share price is at or above a downside threshold, investors receive back the principal at maturity. If the final price is below the downside threshold, repayment is reduced in line with Micron’s decline, and total loss of principal is possible.
The notes are subject to UBS credit risk, will not be listed on any exchange, are sold in $10 denominations with a minimum $1,000 investment, and have an estimated initial value of $9.82 per $10 note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on December 23, 2027. The Notes are unsecured debt of UBS, issued at $10 per Note, with a minimum investment of 100 Notes (a $1,000 investment).
Investors may receive contingent coupons only if Vertiv’s share price on each observation date is at or above a preset coupon barrier. The Notes are automatically called early if Vertiv’s share price on any bimonthly observation date, beginning after about six months, is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the Notes are not called and Vertiv’s final share price is at or above a downside threshold, investors receive back principal (and a final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with Vertiv’s decline, and all principal can be lost. Any payment depends on UBS’s credit; the Notes are not insured, will not be listed on an exchange, and have an estimated initial value of $9.76 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Zscaler, Inc.. These are unsecured, unsubordinated debt obligations that can pay periodic contingent coupons only when Zscaler’s share price on an observation date is at or above a preset coupon barrier.
The notes may be called early if Zscaler’s stock closes at or above the initial level on any bimonthly observation date after six months. In that case, investors receive the principal plus any due contingent coupon, and the notes terminate. If the notes are not called and Zscaler’s final share price is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The minimum investment is 100 notes at $10 per note. The notes are not listed on any exchange, and their market value may differ from the issue price. The estimated initial value is $9.71 per note, and all payments depend on the creditworthiness of UBS, so a UBS default could result in a total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Zscaler, Inc., maturing on or about December 23, 2027. Each Note has a $10 principal amount and pays a contingent coupon only if, on an observation date, the Zscaler share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes may be automatically called on bimonthly observation dates, beginning about six months after the trade date, if the Zscaler share price is at or above the initial level. In that case, investors receive the $10 principal plus any due contingent coupon, and the Notes terminate early. If the Notes are not called and, on the final valuation date of December 21, 2027, Zscaler is at or above the downside threshold, investors receive back the $10 principal (plus any final coupon if the coupon barrier is met).
If the Notes are not called and the final Zscaler price is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose all of their initial investment. Payments depend on the credit of UBS AG, the Notes will not be listed on an exchange, and the estimated initial value is expected to be between $9.41 and $9.66 per $10 Note.
UBS AG is offering approximately 3-year Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. Each $10 Note pays a contingent coupon at a rate of 12.03% per annum (about $0.3008 per quarter) only when Block’s closing share price on an observation date is at or above the coupon barrier, set at 50% of the initial level. Coupons can be skipped entirely if the stock is below this barrier.
The Notes are automatically called quarterly, beginning after 6 months, if Block’s stock closes at or above the initial level, returning the $10 principal plus any due coupon, with no further payments. If not called, and at maturity Block is at or above the 50% downside threshold, investors receive their $10 principal back (plus a final coupon if the barrier is met). If Block finishes below the downside threshold, the payoff falls one‑for‑one with the stock’s loss, and the entire investment can be lost.
Payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes ($1,000). The estimated initial value is $9.63 per $10 Note, based on UBS internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc., maturing on or about December 26, 2028. These unsecured debt notes pay a contingent coupon only if Block’s closing share price on a quarterly observation date (including the final valuation date) is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Block’s share price on any observation date beginning about six months after issuance is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon on the call settlement date and no further payments.
If the notes are not called and Block’s final share price is at or above the downside threshold, investors receive their principal at maturity; if it is below, repayment is reduced in line with Block’s percentage decline, and the entire investment can be lost. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is between $9.33 and $9.58 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc., maturing on or about December 26, 2028. These are unsecured, unsubordinated debt obligations with a minimum investment of 100 Notes at $10 per Note, and all payments depend on UBS’s ability to meet its obligations.
The Notes pay a contingent coupon only if Chipotle’s share price on each observation date is at or above a preset coupon barrier. They may be called early on quarterly dates beginning after six months if the share price is at or above the initial level, in which case investors receive principal plus any due coupon and the Notes terminate. If the Notes are not called and Chipotle’s share price on the final valuation date is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and investors could lose all of their initial investment. The Notes will not be listed on any exchange, and their estimated initial value is expected to be between $9.35 and $9.60 per $10 Note.
UBS AG is offering $380,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., due December 23, 2027. These unsecured notes can pay periodic contingent coupons, but only when Uber’s share price on a scheduled observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called after 12 months if Uber’s stock closes at or above its initial level on an observation date, in which case investors receive the $10 principal per note plus any due coupon, and the product terminates early. If the notes are never called and Uber’s final share price on the valuation date is at or above a downside threshold, investors receive back their principal at maturity; if it is below that threshold, repayment is reduced in line with Uber’s decline, up to a total loss of principal.
The notes are subject to UBS’s credit risk, are not insured, will not be listed on an exchange, and have an estimated initial value of $9.86 per $10 note. The minimum investment is 100 notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., maturing on or about December 23, 2027. These unsecured debt notes can pay contingent coupons only when Uber’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be called early if Uber’s share price on any semi-annual observation date, starting about 12 months after issuance, is at or above the initial level, in which case investors receive principal plus the due coupon and the product terminates. If the notes are not called and Uber’s final share price is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are issued in $10 denominations with a minimum investment of 100 notes. UBS estimates the initial value per $10 note will be between $9.49 and $9.74, reflecting internal pricing and funding costs. All payments depend on UBS’s credit; a default by UBS could result in loss of the entire investment.
UBS AG is offering $150,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing in December 2030. Each $1,000 note pays a 13.00% per annum contingent coupon ($32.50 quarterly) only if the index is at or above the coupon barrier of 154.28 (60% of the 257.14 initial level) on the observation date.
The notes can be automatically called quarterly after 12 months if the index is at or above the call threshold of 257.14 (100% of the initial level), returning principal plus the coupon, with no further payments. If not called, investors receive full principal at maturity only if the final index level is at or above the downside threshold of 128.57 (50% of the initial level; otherwise they lose value one-for-one with the index decline and could lose their entire investment.
The notes are unsubordinated, unsecured UBS obligations, not FDIC insured, will not be listed on an exchange, and have an estimated initial value of $956.00 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate.