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UBS (AMUB) SEC Filings, Dec 9-11, 2025

AMUB NYSE
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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing around December 22, 2027. Each Note has a $1,000 principal amount, a term of about two years and pays a 7.80% per annum contingent coupon (about $19.50 per quarter) only if, on each observation date, both indices close at or above their coupon barriers, set at 60% of their initial levels.

UBS may, at its discretion, call the Notes in whole on any quarterly observation date after six months, paying back principal plus any due coupon, with no further payments. If the Notes are not called and both indices finish at or above their 60% downside thresholds, investors receive full principal at maturity. If any index finishes below its downside threshold, the payoff is reduced dollar-for-dollar with the loss on the worst index, and up to 100% of principal can be lost. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on an exchange. The estimated initial value is between $960.60 and $990.60 per $1,000 Note, reflecting underwriting discounts and internal funding costs.

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UBS AG is offering $387,000 of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock, due December 10, 2027. These unsubordinated, unsecured notes pay a contingent coupon only on dates when Palantir’s closing share price is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.

The notes are automatically called before maturity if Palantir’s stock closes at or above the initial level on an observation date, in which case holders receive the $10 principal per note plus any due coupon and the product terminates. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; otherwise, repayment is reduced in line with the share price decline and can fall to zero. The minimum investment is 100 notes ($1,000), the notes will not be listed on an exchange, and the estimated initial value is $9.83 per $10 note, with all payments subject to UBS’s credit risk.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., scheduled to mature on December 13, 2027. Holders receive a contingent coupon on each payment date only if NIKE’s closing level on the related observation date is at or above a specified coupon barrier; if it is below that level, no coupon is paid for that period.

The notes are automatically called if NIKE’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal per Note plus any due contingent coupon and the notes terminate. If they are not called, principal is repaid at maturity only if the final level is at or above a downside threshold; below that threshold, repayment is reduced in line with NIKE’s decline and investors can lose all of their principal. The notes are offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.72 per Note, and all payments depend on the creditworthiness of UBS.

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UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc., maturing on June 12, 2028. These unsubordinated, unsecured debt obligations can pay contingent coupons only if MercadoLibre’s share price is at or above a preset coupon barrier on semi-annual observation dates; if the share price is below the barrier, no coupon is paid for that period.

The notes are automatically called early if the stock is at or above the initial level on any observation date after 12 months, in which case investors receive the principal plus any due coupon and no further payments. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.

The notes are subject to UBS’s credit risk, are not bank deposits, are not FDIC insured, and will not be listed on an exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.75 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group, scheduled to mature on December 13, 2027.

The unsecured Notes pay a contingent coupon only if, on each observation date, the closing level of the underlying stock is at or above a coupon barrier; if it is below, no coupon is paid for that period. The Notes are automatically called early if the closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal per Note plus any contingent coupon due on the related coupon payment date and no further payments.

If the Notes are not called and the final level is at or above the downside threshold, holders receive their principal back at maturity, and a final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced to $10 times 1 plus the underlying return, exposing investors to the full downside of the stock and potentially a complete loss of principal. The minimum investment is 100 Notes at $10 each, the Notes will not be listed on any securities exchange, and all payments are subject to the creditworthiness of UBS; the estimated initial value is $9.73 per $10 Note as of the trade date.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on December 13, 2027. These are unsubordinated, unsecured debt obligations of UBS.

The notes pay a contingent coupon only on observation dates when Broadcom’s closing share price is at or above a preset coupon barrier. They are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus the applicable coupon and the product terminates.

If the notes are not called and Broadcom’s final share price on the valuation date is at or above a downside threshold, UBS repays the $10 principal per note (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the share-price decline, and investors can lose their entire investment. The minimum investment is 100 notes at $10 each, the estimated initial value is $9.78 per note, the notes will not be listed on an exchange, and all payments depend on UBS’s credit and are not FDIC-insured.

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UBS AG is offering $283,000 of Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock, maturing December 13, 2027. These unsecured notes pay a contingent coupon only if Broadcom’s closing share price on the relevant observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes can be called early if Broadcom closes at or above the initial level on any observation date before maturity, in which case holders receive the $10 principal per note plus any due coupon on the call settlement date and no further payments. If the notes are not called and Broadcom’s final level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The minimum investment is 100 notes ($1,000), the estimated initial value is $9.79 per $10 note, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Stanley Black & Decker, Inc., maturing on December 13, 2027. These are unsubordinated, unsecured debt obligations of UBS.

Investors receive a contingent coupon only on dates when the underlying stock closes at or above a preset coupon barrier. If on any observation date before maturity the stock closes at or above the initial level, the notes are automatically called and pay back the $10 principal per note plus the applicable coupon, and then terminate.

If the notes are not called and on the final valuation date the stock is at or above the downside threshold, principal is repaid (and a final coupon may be paid if the barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.60 per note. The notes are not listed on any exchange, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on December 13, 2027. Each Note has a $10 principal amount, sold in a minimum of 100 Notes (a $1,000 investment), and pays contingent coupons only if lululemon’s share price on each observation date is at or above a preset coupon barrier.

The Notes are automatically called before maturity if the stock closes at or above the initial level on any observation date, returning principal plus any due coupon and ending further payments. If not called, holders receive full principal at maturity only if the final stock level is at or above a downside threshold; otherwise repayment is reduced in line with the stock’s decline and can fall to zero. UBS discloses an estimated initial value of $9.74 per $10 Note, and stresses that all payments depend on UBS’s credit, with no FDIC insurance and no exchange listing.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Airlines Group Inc., maturing on or about December 11, 2026. These unsubordinated, unsecured debt obligations pay a contingent coupon only on observation dates when the stock closes at or above a preset coupon barrier; no coupon is paid otherwise. The notes are automatically called early, and repay principal plus any due coupon, if on any observation date before the final one the stock closes at or above its initial level.

If the notes are not called and, on the final valuation date of December 9, 2026, the stock is at or above a specified downside threshold, investors receive the $10 principal per note; if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. Any payment depends on UBS’s credit. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and are sold in minimums of 100 notes at $10 each, with an estimated initial value expected between $9.45 and $9.70 per note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 11, 2025.