UBS ETRACS Alerian MLP ETN Series B SEC Filings

UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, due December 9, 2026. These unsecured, unsubordinated notes can pay contingent coupons only when Intel’s closing share price on an observation date is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period.

The notes are automatically called early if Intel’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per Note plus any due contingent coupon and no further payments. If not called and the final share price on the December 7, 2026 final valuation date is at or above the downside threshold, investors receive principal back at maturity; if it is below the downside threshold, repayment is reduced in line with Intel’s percentage decline and can fall to zero.

The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.81 per Note. Any payment depends on UBS’s creditworthiness, and the notes are not listed on any exchange, so liquidity may be limited. The issuer highlights that these notes are significantly riskier than conventional debt securities and that investors may lose a significant portion or all of their initial investment.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, scheduled to mature on or about December 9, 2026. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and an estimated initial value between $9.45 and $9.70 per Note based on UBS’ internal models.

Investors receive contingent coupons only if Intel’s stock closes at or above a preset coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus the applicable coupon and ending further payments. If not called, and the final stock level is at or above the downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. All payments depend on UBS’ credit, and the Notes will not be listed on an exchange.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. These unsecured debt securities pay contingent coupons only if the stock closes at or above a specified coupon barrier on scheduled observation dates. The notes can be called early if the stock closes at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments.

If the notes are not called and the stock is at or above a downside threshold on the final valuation date, investors receive the full principal at maturity. If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost. Any payments depend on UBS’s credit, the notes will not be listed on an exchange, and the minimum investment is 100 notes at $10 per note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck Gold Miners ETF, maturing on or about December 9, 2026. These unsecured debt securities pay a contingent coupon only when the ETF’s closing level on an observation date is at or above a coupon barrier, and they can be automatically called early if the ETF is at or above its initial level on any observation date before the final valuation date.

If the notes are not called and the ETF’s final level is at or above a downside threshold, investors receive the $10 principal per Note at maturity, plus any final contingent coupon. If the final level is below the downside threshold, the repayment is reduced in line with the ETF’s decline, and the entire principal can be lost. The notes are not listed on any exchange, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value between $9.39 and $9.64 per Note. All payments, including any contingent coupons and principal repayment, depend on the creditworthiness of UBS.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the VanEck Gold Miners ETF, maturing on or about December 9, 2026. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not insured by any government agency.

On each observation date, UBS will pay a contingent coupon only if the ETF’s closing level is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called if, on any observation date before the final one, the ETF closes at or above its initial level, in which case investors receive the $10 principal per note plus any due coupon and the notes terminate early.

If the notes are not called and the ETF’s final level is at or above the downside threshold, investors receive their principal back at maturity (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the ETF’s decline and investors can lose some or all of their initial investment. The preliminary supplement shows a hypothetical contingent coupon rate of 9.17% per annum and an estimated initial value per $10 note between $9.39 and $9.64, and stresses that all payments depend on UBS’s creditworthiness.

UBS AG is offering Capped Leveraged Buffered Russell 2000® Index‑Linked Medium‑Term Notes that pay no interest and whose return depends on Russell 2000® Index performance over about 13–15 months. For each $1,000 face amount, holders receive 150.00% of any positive index return, but gains are capped by a maximum settlement amount expected between $1,157.50 and $1,184.80.

If the index falls by up to 10.00%, the payout is $1,000; below that 90.00% buffer level, principal loss is magnified at approximately 1.1111% for every additional 1% decline and can reach a total loss of principal. The estimated initial value is expected between $957.00 and $987.00 per $1,000, reflecting costs including a 1.09% underwriting discount and UBS’ internal funding rate. The notes are unsecured obligations of UBS AG London Branch, are not bank deposits or FDIC‑insured, and may have little or no secondary market.

UBS AG is offering $2,385,000 of Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on December 9, 2031. Each Note has a $1,000 principal amount and may be automatically called quarterly, starting after 12 months, if the index closes at or above the call threshold level of 294.80, which is 100% of the initial level. If called, investors receive the principal plus a call return based on a 28.20% per annum call return rate; call prices range from $1,282 on the first call date up to $2,692 near maturity.

If the Notes are never called and, on the final valuation date, the index is at or above the downside threshold of 147.40 (50% of the initial level), UBS repays the $1,000 principal. If the final index level is below this threshold, the maturity payment falls in line with the index loss, and investors can lose up to 100% of their investment. The Notes are unsubordinated, unsecured UBS obligations, not listed on any exchange, and all payments depend on UBS’s credit. The estimated initial value is $965.90 per Note, below the $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.

UBS AG is offering unsubordinated, unsecured Callable Contingent Interest Barrier Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on June 9, 2027. Each $1,000 Note has an approximately 18‑month term and can pay monthly contingent interest of $7.3667 if, on an observation date, both indices are at or above their interest barriers set at 65.00% of their initial levels.

UBS may call the Notes in whole on any observation date other than the valuation date, paying back principal plus any due contingent interest, after which no further payments are made. If the Notes are not called and both final index levels are at or above their trigger levels, investors receive the full $1,000 principal at maturity and, if conditions are met, the final contingent interest payment.

If the Notes are not called and any index finishes below its trigger level, repayment equals $1,000 times one plus the return of the worst performing index, so losses mirror that index’s decline and can reach 100% of principal. The estimated initial value is between $952.00 and $982.00 per $1,000 Note, and the $1,000 issue price includes a $5.00 underwriting discount, leaving $995.00 in proceeds to UBS. The Notes are not listed, offer no upside beyond contingent interest, and all payments depend on UBS’s credit.

UBS AG London Branch is offering capped, leveraged, buffered medium-term notes whose payoff depends on an unequally weighted basket of five equity indices: EURO STOXX 50® (38%), TOPIX (26%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The notes pay no interest and are expected to mature in about 26–29 months.

At maturity, investors receive $1,000 plus 240.00% of any positive basket return, but only up to a maximum settlement amount expected between $1,226.56 and $1,266.40 per $1,000. If the basket falls by up to 17.50%, investors receive $1,000. If it falls more than 17.50%, principal is reduced at approximately 1.2121% for each 1% decline beyond that buffer, and investors can lose their entire investment.

The estimated initial value is expected between $966.50 and $996.50 per $1,000, reflecting internal funding and hedging costs. The notes are unsecured obligations of UBS, will not be listed, may have limited or no secondary market, and involve complex U.S. tax and withholding considerations.