Douglas Herrington sells shares under 10b5-1 plan (AMZN)

Rhea-AI Filing Summary

AMZN affiliate Douglas Herrington reported proposed and recent sales of Common Stock under Form 144. The filing lists multiple 10b5-1 plan transactions executed earlier in 2026, including sales on 05/04/2026 of 27,500 shares for $7,562,500.00 and on 04/14/2026 of 20,500 shares for $5,022,500.00. The filing also shows earlier 10b5-1 sales and a grant-type entry for 13,112 restricted stock units dated 11/15/2017.

Insights

Corporate Governance Analyst

TL;DR: Form 144 lists routine 10b5-1 sales by an affiliate, with multiple executed trades in 2026.

Douglas Herrington is recorded as selling shares under a 10b5-1 Sales Plan, with discrete trades on 02/17/2026, 02/23/2026, 03/02/2026, 04/01/2026, 04/14/2026, 05/01/2026, and 05/04/2026. The filing lists share counts and gross proceeds for each trade.

These items are procedural disclosures of planned insider sales. Cash‑flow treatment is implied to be proceeds to the selling party; timing and plan terms beyond the listed trade dates are not included in the excerpt.

Key Figures

Sale on 05/04/2026: 27,500 shares Proceeds 05/04/2026: $7,562,500.00 Sale on 04/14/2026: 20,500 shares +3 more

6 metrics

Sale on 05/04/2026 27,500 shares 05/04/2026 trade under 10b5-1 plan

Proceeds 05/04/2026 $7,562,500.00 Gross proceeds reported for 05/04/2026 trade

Sale on 04/14/2026 20,500 shares 04/14/2026 trade under 10b5-1 plan

Proceeds 04/14/2026 $5,022,500.00 Gross proceeds reported for 04/14/2026 trade

RSUs listed 13,112 restricted stock units Restricted Stock Units dated 11/15/2017

Additional trades (examples) 6,835; 4,784; 1,000 shares Trades on 02/23/2026, 02/17/2026, 05/01/2026 (individual entries)

Key Terms

10b5-1 Sales Plan, Form 144, Restricted Stock Units

3 terms

10b5-1 Sales Plan regulatory

"10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 11/15/2017 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13112	3503788.64	10757109436	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2017	Restricted Stock Units	Issuer			13112	11/15/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	05/04/2026	27500	7562500.00
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	05/01/2026	1000	265650.00
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	04/14/2026	20500	5022500.00
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	04/01/2026	1000	210500.00
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	03/02/2026	1000	204250.00
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	02/23/2026	6835	1406785.17
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109-5210	Common	02/17/2026	4784	948989.64

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the AMZN Form 144 disclose about Douglas Herrington's sales?

It discloses multiple 10b5-1 plan trades executed in 2026, including sales of 27,500 and 20,500 shares. The filing lists each trade date, share count, and gross proceeds, showing routine disposition activity under a prearranged plan rather than ad hoc open‑market timing.

How much did the 05/04/2026 sale generate according to the filing?

The filing shows the 05/04/2026 transaction sold 27,500 shares for $7,562,500.00. This line item is presented as a 10b5-1 plan execution with the trade date and the gross proceeds recorded in the table of sales.

Does the Form 144 list the source of the shares sold?

Yes. The excerpt identifies the instruments as Common shares tied to a 10b5-1 Sales Plan and also lists Restricted Stock Units dated 11/15/2017. The filing links sold shares to the selling plan and a prior RSU grant entry.

Are the sales described in the filing part of a prearranged trading plan?

Yes. The transactions are labeled under a 10b5-1 Sales Plan for Douglas Herrington, indicating these trades were executed pursuant to a prearranged plan rather than spontaneous insider decisions, as reflected by the repeated plan label beside each trade.