Amazon (AMZN) Form 144 Filing Reports 19,119-Share Sale on NASDAQ

Rhea-AI Filing Summary

Form 144 filed for AMZN reports a proposed sale of 19,119 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $4,197,958.83, to be sold on 10/01/2025 on NASDAQ. The shares were acquired as restricted stock units on 09/28/2020. The filing lists recent executed sales by the same seller under a Rule 10b5-1 plan: 2,500 shares on 09/02/2025 ($558,725.00), 6,835 on 08/21/2025 ($1,514,782.95), 4,784 on 08/15/2025 ($1,111,409.79), and 2,500 on 08/01/2025 ($542,500.00). The filer represents compliance with Rule 10b5-1 procedures and attests there is no undisclosed material adverse information.

Positive

• Clear disclosure of the proposed sale amount (19,119 shares) and aggregate market value ($4,197,958.83).
• Use of Rule 10b5-1 trading plan is documented and recent executed plan sales are itemized with dates and gross proceeds.
• Attestation states the seller does not possess undisclosed material adverse information, indicating compliance with disclosure requirements.

Negative

• Insider sale activity is reported, which may be viewed negatively by some investors despite compliance documentation.
• Filing lacks issuer context about any related corporate developments; the document only covers the sale notice itself.

Insights

Securities Analyst

TL;DR Insider intends to sell vested RSUs under a 10b5-1 plan; recent sales are documented and the filer attests to no undisclosed material information.

The filing documents a routine Section 144 notice for 19,119 shares acquired as restricted stock units on 09/28/2020, with sale execution through Morgan Stanley Smith Barney on NASDAQ. Multiple recent 10b5-1 plan sales in August–September 2025 are disclosed with corresponding gross proceeds. This is a compliance-driven disclosure showing planned liquidity from previously granted equity rather than an operational update from the issuer.

Corporate Governance Expert

TL;DR The disclosure follows required procedures and cites a 10b5-1 plan; signature attestation of no undisclosed material info is included.

The filer explicitly indicates reliance on Rule 10b5-1 trading instructions and provides the plan adoption/sale dates and amounts. The form includes the required attestation about absence of material nonpublic information at the time of plan adoption or instruction. From a governance perspective, the document meets procedural disclosure expectations for insider sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	19119	4197958.83	10664912097	10/01/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/28/2020	Restricted Stock Units	Issuer			19119	09/28/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109	Common	09/02/2025	2500	558725.00
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109	Common	08/21/2025	6835	1514782.95
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109	Common	08/15/2025	4784	1111409.79
10b5-1 Sales Plan for DOUGLAS HERRINGTON 410 Terry Avenue North Seattle WA 98109	Common	08/01/2025	2500	542500.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AMZN Form 144 filed on this notice report?

The notice reports a proposed sale of 19,119 Amazon common shares with aggregate market value $4,197,958.83 to be sold on 10/01/2025 on NASDAQ.

How were the shares being sold acquired according to the filing?

The filing states the shares were acquired as Restricted Stock Units on 09/28/2020 from the issuer.

Were there recent insider sales by the same person?

Yes. The filing discloses four recent 10b5-1 plan sales: 2,500 shares on 09/02/2025 ($558,725.00), 6,835 on 08/21/2025 ($1,514,782.95), 4,784 on 08/15/2025 ($1,111,409.79), and 2,500 on 08/01/2025 ($542,500.00).

Which broker is handling the proposed sale?

The sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, New York, NY, on NASDAQ.

Does the filer state they had no undisclosed material information?

Yes. The filer signs an attestation representing they do not know any material adverse information about the issuer that has not been publicly disclosed.