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Amazon CFO files Form 4: Scheduled RSU Vesting and 10b5-1 Sale Disclosed

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Brian T. Olsavsky, Senior Vice President and Chief Financial Officer of Amazon.com, filed a Form 4 reporting transactions dated 08/21/2025. The filing shows multiple restricted stock unit (RSU) awards deemed acquired (transaction code M) of 8,760, 3,940, and 5,050 shares that convert one-for-one into common stock and increase his direct holdings. The report also discloses a sale of 17,750 shares at $222.74 executed under a Rule 10b5-1 trading plan adopted on 05/20/2025. The filing lists an indirect holding of 1,595.54 shares in an Amazon 401(k) account. Following these transactions, the derivative/RSU holdings reported convert into 17,540, 77,980, and 129,565 underlying shares respectively as shown in the form.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine executive vesting and a preplanned sale; no unexpected change to insider stake.

The Form 4 documents scheduled RSU vesting events and a sale under a Rule 10b5-1 plan. The acquisitions are labeled with transaction code M, reflecting issuance/settlement of RSUs that convert one-for-one into common shares. The sale of 17,750 shares at $222.74 followed a documented 10b5-1 plan adopted 05/20/2025, which provides preclearance and reduces signaling risk. The filing shows both direct and indirect holdings, including a 401(k) account position. For investors, this is a routine compensation and liquidity event rather than a material corporate development.

TL;DR: Disclosure aligns with governance best practices: scheduled vesting and a documented trading plan.

The report is consistent with standard insider reporting: multiple RSU vesting schedules are disclosed and the executed sale is tied to a 10b5-1 plan adopted a few months earlier. The form includes detailed vesting schedules and signature via attorney-in-fact, reflecting procedural compliance. No new compensatory grants or departures are reported. The transactions appear administrative and compliant with Section 16 reporting requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Olsavsky Brian T

(Last) (First) (Middle)
P.O. BOX 81226

(Street)
SEATTLE WA 98108-1226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMAZON COM INC [ AMZN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President and CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 per share 08/21/2025 M 8,760 A $0 57,760 D
Common Stock, par value $.01 per share 08/21/2025 M 3,940 A $0 61,700 D
Common Stock, par value $.01 per share 08/21/2025 M 5,050 A $0 66,750 D
Common Stock, par value $.01 per share 08/21/2025 S(1) 17,750 D $222.74 49,000 D
Common Stock, par value $.01 per share 1,595.54 I Amazon.com 401(k) plan account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit Award $0(2) 08/21/2025 M 8,760 05/21/2022(3) 02/21/2026 Common Stock, par value $.01 per share 8,760 $0 17,540 D
Restricted Stock Unit Award $0(2) 08/21/2025 M 3,940 05/21/2023(4) 02/21/2028 Common Stock, par value $.01 per share 3,940 $0 77,980 D
Restricted Stock Unit Award $0(2) 08/21/2025 M 5,050 05/21/2025(5) 02/21/2030 Common Stock, par value $.01 per share 5,050 $0 129,565 D
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/20/2025.
2. Converts into Common Stock on a one-for-one basis.
3. This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026.
4. This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.
5. This award vests based upon the following vesting schedule: 5,050 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 5,049 shares on February 21, 2026; 5,530 shares on each of May 21, 2026, August 21, 2026, and November 21, 2026; 5,529 shares on February 21, 2027; 5,797 shares on each of May 21, 2027 and August 21, 2027; 5,796 shares on each of November 21, 2027 and February 21, 2028; 10,474 shares on each of May 21, 2028, August 21, 2028, and November 21, 2028; 10,473 shares on February 21, 2029; 8,067 shares on each of May 21, 2029 and August 21, 2029; and 8,066 shares on each of November 21, 2029 and February 21, 2030.
Remarks:
/s/ by Mark F. Hoffman as attorney-in-fact for Brian T. Olsavsky, Senior Vice President and CFO 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did AMZN insider Brian Olsavsky report on the Form 4?

The Form 4 reports RSU issuances of 8,760, 3,940, and 5,050 shares (transaction code M) and a sale of 17,750 shares at $222.74 on 08/21/2025.

Was the sale by Brian Olsavsky part of a prearranged plan (10b5-1)?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 05/20/2025.

How many shares does Olsavsky indirectly hold in the Amazon 401(k)?

The Form 4 reports an indirect holding of 1,595.54 shares in the Amazon.com 401(k) plan account.

Do the RSU awards convert into common stock one-for-one?

Yes. The filing states the RSU awards convert into common stock on a one-for-one basis.

Who signed the Form 4 filing for Brian Olsavsky and when?

The Form 4 was signed /s/ by Mark F. Hoffman as attorney-in-fact for Brian T. Olsavsky on 08/25/2025.
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