Adlai Nortye (ANL) CFO Ye Xiaofeng files initial share and option holdings

Rhea-AI Filing Summary

Adlai Nortye Ltd. CFO Ye Xiaofeng reported initial ownership of the company’s American Depositary Shares. The filing shows 159,424 ADS held directly and 31 ADS held indirectly through family members. He also holds stock options over 25,000, 2,584 and 66,667 ADS with exercise prices of 6.6000, 5.4000 and 3.3000 per share, expiring between 2030 and 2032.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Ye Xiaofeng

Role CFO

Type	Security	Shares	Price	Value
holding	Option	--	--	--
holding	Option	--	--	--
holding	Option	--	--	--
holding	American Depositary Shares	--	--	--
holding	American Depositary Shares	--	--	--

Holdings After Transaction: Option — 66,667 shares (Direct, null); American Depositary Shares — 159,424 shares (Direct, null); American Depositary Shares — 31 shares (Indirect, Held by Family Members)

Footnotes (1)

Key Figures

Direct ADS holdings: 159,424 American Depositary Shares Indirect ADS holdings: 31 American Depositary Shares Option over ADS at 6.6000: 25,000 underlying ADS +2 more

5 metrics

Direct ADS holdings 159,424 American Depositary Shares Total shares held directly following reporting date

Indirect ADS holdings 31 American Depositary Shares Held indirectly by family members

Option over ADS at 6.6000 25,000 underlying ADS Option exercise price 6.6000, expires 2032-04-01

Option over ADS at 5.4000 2,584 underlying ADS Option exercise price 5.4000, expires 2030-11-01

Option over ADS at 3.3000 66,667 underlying ADS Option exercise price 3.3000, expires 2030-09-08

Key Terms

American Depositary Shares, indirect ownership, exercise price, expiration date, +1 more

5 terms

American Depositary Shares financial

"The filing shows 159,424 ADS held directly and 31 ADS held indirectly"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

indirect ownership financial

"31 ADS held indirectly through family members"

exercise price financial

"options over 25,000, 2,584 and 66,667 ADS with exercise prices of 6.6000, 5.4000 and 3.3000"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

expiration date financial

"expiring between 2030 and 2032"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

beneficial ownership financial

"reports his initial beneficial ownership of Adlai Nortye Ltd. securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

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Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ye Xiaofeng

(Last) (First) (Middle)

2245 TEXAS DR, SUITE 300

(Street)

SUGAR LAND TEXAS 77479

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/28/2026

3. Issuer Name and Ticker or Trading Symbol
Adlai Nortye Ltd. [ ANL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares	159,424	D
American Depositary Shares	31	I	Held by Family Members

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option	09/08/2020	09/08/2030	American Depositary Shares	66,667	$3.3	D
Option	11/01/2020	11/01/2030	American Depositary Shares	2,584	$5.4	D
Option	04/01/2022	04/01/2032	American Depositary Shares	25,000	$6.6	D

Explanation of Responses:

	XIAOFENG YE	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Adlai Nortye (ANL) CFO Ye Xiaofeng report on this Form 3?

Ye Xiaofeng reports his initial beneficial ownership of Adlai Nortye Ltd. securities. The filing lists his direct and indirect American Depositary Share (ADS) holdings, plus several stock option grants over ADS with specified exercise prices and expiration dates, giving a snapshot of his equity-based interest in ANL.

How many Adlai Nortye (ANL) American Depositary Shares does the CFO hold directly and indirectly?

The Form 3 shows Ye Xiaofeng holds 159,424 American Depositary Shares directly in his own name. It also discloses 31 ADS held indirectly through family members, reflecting a small additional stake attributed to him via related-party holdings alongside his primary direct position.

What stock options over Adlai Nortye (ANL) ADS does the CFO hold?

Ye Xiaofeng holds options over 25,000 ADS at an exercise price of 6.6000, 2,584 ADS at 5.4000, and 66,667 ADS at 3.3000. These options have expiration dates in 2030 and 2032, providing long-dated potential additional exposure to Adlai Nortye shares.

What is the difference between direct and indirect ownership in this ANL Form 3?

Direct ownership refers to ADS and options held in Ye Xiaofeng’s own name, including 159,424 ADS and several option grants. Indirect ownership refers to 31 ADS held by family members that are attributed to him, showing related-party holdings in addition to his direct position.

Why did Adlai Nortye (ANL) CFO file a Form 3?

Form 3 is required when someone becomes an officer, director, or significant insider of a public company. As CFO of Adlai Nortye Ltd., Ye Xiaofeng must disclose his existing ADS and option positions, providing investors transparency into his baseline equity stake at the time of reporting.