Welcome to our dedicated page for Adlai Nortye Ltd. SEC filings (Ticker: ANL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Adlai Nortye Ltd. filings document foreign private issuer reports for a clinical-stage oncology biotechnology company whose securities trade as American depositary shares. The company’s Form 6-K reports include pipeline disclosures for AN9025, AN4035, AN8025, AN4005 and AN0025; clinical and regulatory updates; unaudited financial results; corporate presentations; and material agreements.
ANL filings also record capital-structure matters, including private-placement securities purchase agreements and ADS-to-Class A ordinary share references, as well as shareholder meeting materials, proxy cards, board and committee changes, executive appointments, and the adoption of a share incentive plan.
Adlai Nortye Ltd. director Ji Ping reported an internal restructuring of holdings involving American Depository Shares. A trust that previously held the position through PECO International Limited distributed 136,667 ADS to Ji Ping’s personal accounts, at which point Ji Ping first acquired beneficial ownership. Following this non-market transaction, Ji Ping directly holds 136,667 ADS in Adlai Nortye, reflecting the outcome of a prior USD 1,344,000 investment made in 2018 that had been placed into the PECO Innovation Trust during the IPO restructuring.
Adlai Nortye Ltd. CFO Ye Xiaofeng reported initial ownership of the company’s American Depositary Shares. The filing shows 159,424 ADS held directly and 31 ADS held indirectly through family members. He also holds stock options over 25,000, 2,584 and 66,667 ADS with exercise prices of 6.6000, 5.4000 and 3.3000 per share, expiring between 2030 and 2032.
Adlai Nortye Ltd. director Tse Alan Ming Lun has filed an initial Form 3, which is the required statement of beneficial ownership for new insiders. This filing identifies him as a director of the company but, in the data provided, does not list any reportable transactions or derivative positions.
Adlai Nortye Ltd. CEO and director Lu Yang reported an open-market sale of 10 American Depositary Shares at $13.18 per share. After this small transaction, Lu Yang directly holds 99,990 American Depositary Shares, indicating only a minor change in his overall position.
Adlai Nortye Ltd. CEO Lu Yang has filed an initial ownership report showing existing equity interests in the company. The filing lists an indirect holding of 16,990,000 Class B ordinary shares through a family trust (Archer Future Limited) and a direct holding of 100,000 American Depositary Shares (ADS).
It also discloses three indirect awards of Restricted Share Units (RSUs), each tied to 100,000 ADS, held via an ESOP entity (Nortye Talent Limited. Each RSU represents the right to receive one ADS at a $0.00 exercise price, with vesting dates on January 1, 2027, January 1, 2028, and January 1, 2029. These entries reflect reported holdings, not new market purchases or sales.
Adlai Nortye Ltd. executive Archie Tse, President and Head of R&D, filed an initial ownership report showing beneficial ownership of 50,000 American Depository Shares held directly. The entry is classified as a holding, providing a baseline view of his equity stake in the company.
Adlai Nortye Ltd. - Cormorant Asset Management and Bihua Chen report ownership of 2,897,857 American Depositary Shares, representing 5.19% of the class. The filing states one ADS represents three Class A ordinary shares and references December 31, 2025 outstanding share data.
The statement identifies shared voting and dispositive power over the 2,897,857 ADS and notes a Form 20-F and a Form 6-K cited for outstanding share and private placement figures.
Adlai Nortye Ltd. files a Schedule 13G/A reporting beneficial ownership of 4,561,077 ordinary shares. The filing states this holding represents 2.9% of the issuer's ordinary shares based on April 10, 2026 outstanding counts. The calculation references 142,241,572 Class A and 16,990,000 Class B ordinary shares outstanding as of that date, and attributes sole voting and dispositive power over the 4,561,077 shares to JIN YIN (BVI) LIMITED with a chain of indirect ownership through related entities and Shijun Feng.
Adlai Nortye Ltd. executive Tang Kaiyang, President of Adlai Nortye USA Inc., reported indirect holdings of stock options in the company. These options are held through Nortye International Limited and are exercisable into Class A Ordinary Shares at exercise prices of $2.20, $1.80, and $1.10 per share, with expiration dates ranging from September 2030 to April 2032. The filing updates the structure and terms of these option positions rather than recording new purchases or sales.
Adlai Nortye Ltd. director Ji Ping filed an amended initial ownership report detailing indirect option holdings in the company’s Class A Ordinary shares through Nortye International Limited. The filing lists multiple option positions with exercise prices between 1.1000 and 2.2000 and expiration dates ranging from 2030 to 2032.
Each option series covers a specific number of underlying Class A Ordinary shares, such as 25,000 shares at an exercise price of 2.2000 expiring on 2032-04-01 and 63,063 shares at an exercise price of 1.1000 expiring on 2030-09-08. The entries are characterized as holdings rather than new purchases or sales.