STOCK TITAN

Adlai Nortye (ANL) R&D head discloses 50,000 ADS direct stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Adlai Nortye Ltd. executive Archie Tse, President and Head of R&D, filed an initial ownership report showing beneficial ownership of 50,000 American Depository Shares held directly. The entry is classified as a holding, providing a baseline view of his equity stake in the company.

Positive

  • None.

Negative

  • None.
Insider Tse Archie
Role President, Head of R&D
Type Security Shares Price Value
holding American Depository Share -- -- --
Holdings After Transaction: American Depository Share — 50,000 shares (Direct, null)
Footnotes (1)
Direct ADS holdings 50,000 American Depository Shares Total shares following Form 3 holding entry
American Depository Share financial
"security_title: "American Depository Share""
An American Depository Share is a U.S.-listed certificate that represents one or more ordinary shares of a foreign company, letting that company's stock trade on U.S. exchanges without buying the shares directly overseas. For investors it matters because it makes foreign companies easier to buy and sell, settles and pays dividends in U.S. dollars, and subjects the listing to familiar U.S. trading rules — think of it as a U.S. receipt that stands in for a foreign stock.
beneficial ownership financial
"initial statement of beneficial ownership by the reporting person"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
direct ownership financial
"ownership_type: "direct" with ownership_code "D""
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Tse Archie

(Last)(First)(Middle)
55 BOYUE BINGJIANG BOSHAN ROAD 199 NONG
PUDONG NEW DISTRICT

(Street)
SHANGHAI200135

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Adlai Nortye Ltd. [ ANL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Head of R&D
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depository Share50,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Archie Tse05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Archie Tse’s Form 3 filing for ANL show?

The filing shows that Archie Tse, President and Head of R&D at Adlai Nortye Ltd., reports beneficial ownership of 50,000 American Depository Shares held directly. This establishes his initial disclosed equity stake in the company.

How many Adlai Nortye (ANL) American Depository Shares does Archie Tse hold?

Archie Tse reports holding 50,000 American Depository Shares of Adlai Nortye Ltd. These shares are listed as directly owned, giving a clear snapshot of his reported position as of this initial ownership statement.

Is Archie Tse’s ANL Form 3 a buy or sell transaction?

The entry is categorized as a holding rather than a buy or sell transaction. It functions as an initial statement of beneficial ownership, documenting 50,000 American Depository Shares held directly by the reporting person.

What insider role does Archie Tse hold at Adlai Nortye Ltd. (ANL)?

Archie Tse is reported as an officer of Adlai Nortye Ltd., with the title “President, Head of R&D.” His Form 3 links this executive role to disclosed beneficial ownership of 50,000 American Depository Shares.

How is ownership type classified in Archie Tse’s ANL Form 3?

The Form 3 classifies Archie Tse’s 50,000 American Depository Shares as direct ownership, using the ownership code “D.” This indicates the shares are held directly rather than through an indirect entity or intermediary structure.