Adlai Nortye (ANL) R&D head discloses 50,000 ADS direct stake
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Adlai Nortye Ltd. executive Archie Tse, President and Head of R&D, filed an initial ownership report showing beneficial ownership of 50,000 American Depository Shares held directly. The entry is classified as a holding, providing a baseline view of his equity stake in the company.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Tse Archie
Role
President, Head of R&D
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | American Depository Share | -- | -- | -- |
Holdings After Transaction:
American Depository Share — 50,000 shares (Direct, null)
Footnotes (1)
Key Figures
Direct ADS holdings: 50,000 American Depository Shares
1 metrics
Direct ADS holdings
50,000 American Depository Shares
Total shares following Form 3 holding entry
Key Terms
American Depository Share, beneficial ownership, direct ownership
3 terms
beneficial ownership financial
"initial statement of beneficial ownership by the reporting person"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
direct ownership financial
"ownership_type: "direct" with ownership_code "D""
FAQ
What does Archie Tse’s Form 3 filing for ANL show?
The filing shows that Archie Tse, President and Head of R&D at Adlai Nortye Ltd., reports beneficial ownership of 50,000 American Depository Shares held directly. This establishes his initial disclosed equity stake in the company.
Is Archie Tse’s ANL Form 3 a buy or sell transaction?
The entry is categorized as a holding rather than a buy or sell transaction. It functions as an initial statement of beneficial ownership, documenting 50,000 American Depository Shares held directly by the reporting person.
What insider role does Archie Tse hold at Adlai Nortye Ltd. (ANL)?
Archie Tse is reported as an officer of Adlai Nortye Ltd., with the title “President, Head of R&D.” His Form 3 links this executive role to disclosed beneficial ownership of 50,000 American Depository Shares.
How is ownership type classified in Archie Tse’s ANL Form 3?
The Form 3 classifies Archie Tse’s 50,000 American Depository Shares as direct ownership, using the ownership code “D.” This indicates the shares are held directly rather than through an indirect entity or intermediary structure.