Adlai Nortye director files initial Form 3

Adlai Nortye Ltd. director Tse Alan Ming Lun has filed an initial Form 3, which is the required statement of beneficial ownership for new insiders.

Accepted by SEC EDGAR 05/28/2026 - 09:45 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Adlai Nortye Ltd. director Tse Alan Ming Lun has filed an initial Form 3, which is the required statement of beneficial ownership for new insiders. This filing identifies him as a director of the company but, in the data provided, does not list any reportable transactions or derivative positions.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"Director Tse Alan Ming Lun has filed an initial Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"required statement of beneficial ownership for new insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"transaction summary reports zero events for the reporting person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Adlai Nortye (ANL) Form 3 filing show for Tse Alan Ming Lun?

The Form 3 identifies Tse Alan Ming Lun as a director of Adlai Nortye Ltd. It serves as his initial beneficial ownership report and, in the data provided, includes no reportable transactions or derivative holdings.

Does the Adlai Nortye (ANL) Form 3 disclose any stock purchases or sales?

No stock purchases or sales are shown in this Form 3 data. The transaction section is empty and the transaction summary reports zero buy, sell, exercise, gift, or restructuring events for the reporting person.

Are there any derivative securities reported for Tse Alan Ming Lun in ANL’s Form 3?

No derivative securities are listed in the provided Form 3 data. The derivativeSummary is empty and the transaction summary shows zero derivative transactions or exercise events for the reporting person.

Why is Adlai Nortye (ANL) filing a Form 3 for Tse Alan Ming Lun?

Form 3 is required when someone becomes a director, officer, or major shareholder of a public company. This filing records Tse Alan Ming Lun’s status as a director of Adlai Nortye Ltd. at the time he became a reporting insider.

Does the ANL Form 3 indicate any indirect or entity-held ownership for Tse Alan Ming Lun?

The structured data provided does not show any indirect holdings or entity ownership details. Footnotes are present but contain no text, and the transaction and holding entries are shown as zero in the summary fields.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Tse Alan Ming Lun

(Last) (First) (Middle)

21/F, 152 QUEEN'S ROAD CENTRAL, CENTRAL

HONG KONG

(Street)

HONG KONG HONG KONG NA

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Adlai Nortye Ltd. [ ANL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Alan Ming Lun Tse	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)