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Adlai Nortye CFO sells 11,667 ADS in August trades

Adlai Nortye Ltd. (ANL) reported insider transactions by CFO Ye Xiaofeng.

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Adlai Nortye Ltd. (ANL) reported insider transactions by CFO Ye Xiaofeng. Ye sold a total of 11,667 American Depositary Shares in two open-market transactions: 6,000 ADS on August 24, 2026 at $13.98 per share and 5,667 ADS on August 26, 2026 at a $14.25 weighted average price per share. According to the footnotes, these sales were made solely to optimize the reporting person’s tax and liquidity management after restricted stock units vested on April 14, 2026, where taxes had already been paid in cash, and the proceeds are intended to rebalance personal cash reserves.

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Insider Ye Xiaofeng
Role CFO
Sold 11,667 shs ($165K)
Type Security Shares Price Value
Sale American Depositary Shares F1, F2 5,667 $14.25 $81K
Sale American Depositary Shares F1 6,000 $13.98 $84K
Holdings After Transaction: American Depositary Shares — 147,757 shares (Direct)
Footnotes (2)
  1. F1. The sales reported in this Form 4 were effected solely to optimize the Reporting Person's tax and liquidity management following the vesting of restricted stock units (RSUs) on April 14, 2026, where the tax withholding obligations were previously satisfied by the Reporting Person using out-of-pocket cash rather than through a share withholding or sell-to-cover arrangement. The proceeds from these transactions are intended to rebalance personal cash reserves.
  2. F2. The price reported in column 4 is a weighted average price.
Total ADS sold 11,667 American Depositary Shares Aggregate of two reported sales in August 2026
ADS sold on August 24, 2026 6,000 American Depositary Shares at $13.98 per share Open-market sale by CFO Ye Xiaofeng
ADS sold on August 26, 2026 5,667 American Depositary Shares at $14.25 weighted average price per share Open-market sale by CFO Ye Xiaofeng
Vesting date of RSUs referenced April 14, 2026 RSUs whose vesting prompted later tax and liquidity management sales
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
restricted stock units (RSUs) financial
"following the vesting of restricted stock units (RSUs) on April 14, 2026"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
liquidity management financial
"were effected solely to optimize the Reporting Person's tax and liquidity management"
Liquidity management is how a company controls its cash and easily sold assets so it can pay bills, meet payroll, cover unexpected costs and seize opportunities without selling important investments at a loss. Think of it like a household balancing checking, savings and a credit card to handle daily expenses and emergencies; for investors, good liquidity management lowers the chance of a cash crunch, reduces borrowing costs and signals financial stability.
sell-to-cover arrangement financial
"rather than through a share withholding or sell-to-cover arrangement"

FAQ

What insider transactions did ANL CFO Ye Xiaofeng report in this Form 4?
Ye Xiaofeng reported two open-market sales of Adlai Nortye (ANL) American Depositary Shares totaling 11,667 ADS, executed on August 24, 2026 and August 26, 2026.

How many ANL shares did the CFO sell on each date and at what prices?
On August 24, 2026, the CFO sold 6,000 ADS at $13.98 per share. On August 26, 2026, the CFO sold 5,667 ADS at a $14.25 weighted average price per share.

What reason did the ANL CFO give for the Form 4 sales?
A footnote states the sales were made solely to optimize tax and liquidity management after RSUs vested on April 14, 2026. Taxes had previously been paid in cash, and the proceeds are intended to rebalance personal cash reserves.

Were the ANL CFO’s August 2026 sales under a Rule 10b5-1 plan?
The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed (false), and the footnotes do not state that the transactions were executed under a Rule 10b5-1 trading plan.

Does the Form 4 show the ANL CFO’s remaining share holdings after these sales?
For each reported transaction, the field for shares owned following the transaction is blank, so this Form 4 does not state the CFO’s remaining holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ye Xiaofeng
(Last)(First)(Middle)
2245 TEXAS DR, SUITE 300
(Street)
SUGAR LAND TEXAS 77479
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Adlai Nortye Group Ltd. [ ANL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
American Depositary Shares08/24/2026S(1)6,000D$13.98153,424D
American Depositary Shares08/26/2026S(1)5,667D$14.25(2)147,757D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected solely to optimize the Reporting Person's tax and liquidity management following the vesting of restricted stock units (RSUs) on April 14, 2026, where the tax withholding obligations were previously satisfied by the Reporting Person using out-of-pocket cash rather than through a share withholding or sell-to-cover arrangement. The proceeds from these transactions are intended to rebalance personal cash reserves.
2. The price reported in column 4 is a weighted average price.
XIAOFENG YE08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR